Spruce Power Holding Corp. Reports on Shareholder Vote Matters

TL;DR

Spruce Power (SPRU) filed an 8-K about a shareholder vote on Aug 12th.

AI Summary

Spruce Power Holding Corp. filed an 8-K on August 16, 2024, reporting on a submission of matters to a vote of security holders that occurred on August 12, 2024. The company, formerly known as XL Fleet Corp. and Pivotal Investment Corp II, is incorporated in Delaware and headquartered in Denver, Colorado.

Why It Matters

This filing indicates that Spruce Power Holding Corp. is engaging in corporate governance activities, specifically related to matters requiring a vote from its security holders.

Risk Assessment

Risk Level: low — The filing is a routine disclosure of a shareholder vote and does not appear to contain significant new risks.

Key Players & Entities

• Spruce Power Holding Corp. (company) — Registrant
• August 12, 2024 (date) — Date of earliest event reported
• August 16, 2024 (date) — Date of report
• XL Fleet Corp. (company) — Former company name
• Pivotal Investment Corp II (company) — Former company name
• Delaware (jurisdiction) — State of incorporation
• Denver, Colorado (location) — Principal executive offices

FAQ

Key Financial Figures

• $0.0001 — ch registered Common Stock, par value $0.0001 per share SPRU New York Stock Exchange

Filing Documents

• spru-20240812.htm (8-K) — 38KB
• 0001628280-24-037541.txt ( ) — 158KB
• spru-20240812.xsd (EX-101.SCH) — 2KB
• spru-20240812_lab.xml (EX-101.LAB) — 21KB
• spru-20240812_pre.xml (EX-101.PRE) — 12KB
• spru-20240812_htm.xml (XML) — 3KB

From the Filing

spru-20240812 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 12, 2024 Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 2000 S Colorado Blvd, Suite 2-825 , Denver , Colorado 80222 (Address of principal executive offices) (Zip Code) (866) 777-8235 (Registrant's telephone number, including area code) N/A (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: Written communications pursuant to Rule 425 under the Securities Act Soliciting material pursuant to Rule 14a-12 under the Exchange Act Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock, par value $0.0001 per share SPRU New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. It em 5.07 Submission of Matters to a Vote of Security Holders Spruce Power Holding Corporation held its Annual Meeting of Stockholders on August 12, 2024 ("2024 Annual Meeting"). The following is a brief description of each matter voted upon at the 2024 Annual Meeting, as well as the number of votes cast for, against or withheld as to each matter and the number of abstentions and broker non-votes with respect to each matter. Proposal I – Election of Directors Nominee For Withhold Broker Non-Vote John Miller 2,991,034 2,559,254 5,571,850 Eric Tech 3,761,567 1,788,799 5,571,772 Proposal II - Ratification of Audit Committee's appointment of Deloitte & Touche LLP as independent public accountants for the fiscal year ending December 31, 2024 For 10,273,254 Against 762,528 Abstain 86,356 Proposal III - Advisory vote regarding executive compensation: For 2,801,952 Against 2,691,268 Abstain 63,455 Broker Non-Vote 5,565,463 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized. SPRUCE POWER HOLDING CORPORATION Date: August 16, 2024 By: /s/ Jonathan M. Norling Name: Jonathan M. Norling Title: Chief Legal Officer

View Full Filing

View this 8-K filing on SEC EDGAR