Suro Capital Corp. Files 8-K on Security Holder Vote
Ticker: SSSSL · Form: 8-K · Filed: Jun 6, 2024 · CIK: 1509470
| Field | Detail |
|---|---|
| Company | Suro Capital Corp. (SSSSL) |
| Form Type | 8-K |
| Filed Date | Jun 6, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 2 min |
| Key Dollar Amounts | $0.01 |
| Sentiment | neutral |
Sentiment: neutral
Topics: corporate-governance, filing, security-holder-vote
TL;DR
Suro Capital Corp. had a security holder vote on June 5th, filed an 8-K on June 6th.
AI Summary
Suro Capital Corp. filed an 8-K on June 6, 2024, reporting on a matter submitted to a vote of its security holders on June 5, 2024. The filing details the company's corporate structure, including its state of incorporation (Maryland) and principal executive offices in New York, NY.
Why It Matters
This filing informs investors about a recent vote by security holders, which could impact corporate governance and future strategic decisions for Suro Capital Corp.
Risk Assessment
Risk Level: low — The filing is a routine disclosure of a security holder vote and does not indicate any immediate financial distress or significant operational changes.
Key Players & Entities
- SURO CAPITAL CORP. (company) — Registrant
- June 5, 2024 (date) — Date of earliest event reported
- June 6, 2024 (date) — Date of report
- Maryland (jurisdiction) — State of incorporation
- New York, NY (location) — Principal executive offices
FAQ
What was the specific matter submitted to a vote of Suro Capital Corp.'s security holders on June 5, 2024?
The filing does not specify the exact nature of the matter voted upon, only that a submission to a vote of security holders occurred on June 5, 2024.
When was the 8-K report filed by Suro Capital Corp.?
The 8-K report was filed on June 6, 2024.
In which state is Suro Capital Corp. incorporated?
Suro Capital Corp. is incorporated in Maryland.
What is the address of Suro Capital Corp.'s principal executive offices?
The principal executive offices are located at 640 Fifth Avenue, 12th Floor, New York, NY 10019.
Has Suro Capital Corp. undergone any previous name changes?
Yes, Suro Capital Corp. was formerly known as Sutter Rock Capital Corp. (name change effective July 31, 2019), GSV Capital Corp. (name change effective May 31, 2011), and NeXt Innovation Corp. (name change effective March 31, 2011).
Filing Stats: 605 words · 2 min read · ~2 pages · Grade level 11.4 · Accepted 2024-06-06 16:05:21
Key Financial Figures
- $0.01 — registered: Common Stock, par value $0.01 per share SSSS Nasdaq Global Select M
Filing Documents
- tm2416591d1_8k.htm (8-K) — 32KB
- 0001104659-24-069066.txt ( ) — 246KB
- ssss-20240605.xsd (EX-101.SCH) — 4KB
- ssss-20240605_def.xml (EX-101.DEF) — 26KB
- ssss-20240605_lab.xml (EX-101.LAB) — 36KB
- ssss-20240605_pre.xml (EX-101.PRE) — 25KB
- tm2416591d1_8k_htm.xml (XML) — 5KB
07
Item 5.07. Submission of Matters to a Vote of Security Holders. On June 5, 2024, SuRo Capital Corp. (the "Company") held its 2024 annual meeting of stockholders (the "Annual Meeting"). At the Annual Meeting, the Company's stockholders voted on the following three proposals and cast their votes as described below. 1. A proposal to re-elect o ne member to the board of directors of the Company, Leonard A. Potter, who will serve for a term of three years expiring at the 2027 annual meeting of stockholders or until his successor is duly elected and qualified, as described in the Company's proxy materials for the Annual Meeting. This proposal was approved by the Company's stockholders based on the following votes taken in connection therewith: Director Votes For Votes Withheld Broker Non-Votes Leonard A. Potter 6,184,969 789,395 8,926,226 2. A proposal to approve, on an advisory basis, the compensation of the Company's named executive officers, as described in the Company's proxy materials for the Annual Meeting. This proposal was approved by the Company's stockholders based on the following votes taken in connection therewith: For Against Abstain Broker Non-Votes 5,834,478 984,504 155,382 8,926,226 3. A proposal to ratify the selection of Marcum LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024, as described in the Company's proxy materials for the Annual Meeting. This proposal was approved by the Company's stockholders based on the following votes taken in connection therewith: For Against Abstain 15,415,773 346,983 137,834 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: June 6, 2024 SURO CAPITAL CORP. By: /s/ Allison Green Allison Green Chief Financial Officer, Chief Compliance Officer, Tr