Suro Capital Corp. Files 8-K on Operations and Financials

TL;DR

SURO filed an 8-K on Oct 8th covering operations and financials. Check it out.

AI Summary

Suro Capital Corp. filed an 8-K on October 9, 2025, reporting events from October 8, 2025. The filing includes information on results of operations, financial condition, and other events, along with financial statements and exhibits. The company, formerly known as Sutter Rock Capital Corp., GSV Capital Corp., and NeXt Innovation Corp., is incorporated in Maryland.

Why It Matters

This 8-K filing provides an update on Suro Capital Corp.'s operational and financial status, which is crucial for investors to assess the company's performance and outlook.

Risk Assessment

Risk Level: low — This is a routine 8-K filing providing standard corporate information and updates, not indicating any immediate or significant risks.

Key Players & Entities

• SURO CAPITAL CORP. (company) — Registrant
• Sutter Rock Capital Corp. (company) — Former company name
• GSV Capital Corp. (company) — Former company name
• NeXt Innovation Corp. (company) — Former company name
• October 8, 2025 (date) — Date of earliest event reported
• October 9, 2025 (date) — Filing date

FAQ

Key Financial Figures

• $0.01 — registered: Common Stock, par value $0.01 per share SSSS Nasdaq Global Select
• $219.4 m — ital's net assets totaled approximately $219.4 million, or $9.18 per share, at June 30,
• $9.18 — otaled approximately $219.4 million, or $9.18 per share, at June 30, 2025, and approx
• $157.4 m — re, at June 30, 2025, and approximately $157.4 million, or $6.73 per share, at September
• $6.73 — 5, and approximately $157.4 million, or $6.73 per share, at September 30, 2024. As of
• $9.00 — asset value is estimated to be between $9.00 and $9.50 per share. As of September
• $9.50 — ue is estimated to be between $9.00 and $9.50 per share. As of September 30, 2025,
• $0.3 million — eath) (2) Convertible Note 7/29/2025 $0.3 million HL Digital Assets Inc. (3) Preferred
• $5.0 million — Inc. (3) Preferred Shares 9/18/2025 $5.0 million (1) Amount invested does not include
• $7.2 million — Opportunity 2 LP (2) Various -- -- $7.2 million $3.7 million GrabAGun Digital Holdin
• $3.7 million — LP (2) Various -- -- $7.2 million $3.7 million GrabAGun Digital Holdings Inc. – Publ
• $1.67 — Public Warrants (3) Various 395,512 $1.67 $0.7 million $0.5 million (1) The a
• $0.7 million — Warrants (3) Various 395,512 $1.67 $0.7 million $0.5 million (1) The average net sha
• $0.5 million — Various 395,512 $1.67 $0.7 million $0.5 million (1) The average net share price is th
• $10.8 million — oss aggregate proceeds of approximately $10.8 million. The Company did not sell any shares of

Filing Documents

• form8-k.htm (8-K) — 63KB
• ex99-1.htm (EX-99.1) — 39KB
• ex99-1_001.jpg (GRAPHIC) — 8KB
• 0001493152-25-017485.txt ( ) — 327KB
• ssss-20251008.xsd (EX-101.SCH) — 4KB
• ssss-20251008_def.xml (EX-101.DEF) — 26KB
• ssss-20251008_lab.xml (EX-101.LAB) — 36KB
• ssss-20251008_pre.xml (EX-101.PRE) — 25KB
• form8-k_htm.xml (XML) — 5KB

From the Filing

UNITED SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 8, 2025 SURO CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 1-35156 27-4443543 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 640 Fifth Avenue 12th Floor New York , NY 10019 (Address of principal executive offices and zip code) Registrant's telephone number, including area code: (212) 931-6331 Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class: Trading symbol: Name of each exchange on which registered: Common Stock, par value $0.01 per share SSSS Nasdaq Global Select Market 6.00% Notes due 2026 SSSSL Nasdaq Global Select Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Item 2.02. Results of Operations and Financial Condition. On October 8, 2025, SuRo Capital Corp. ("SuRo Capital" or the "Company") issued a press release containing preliminary estimates of its results for the third quarter ended September 30, 2025 (the "Press Release"). A copy of the Press Release is included as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated into this Item 2.02 by reference. The information disclosed under this Item 2.02, including the information set forth in Exhibit 99.1 hereto, is being "furnished" and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise. The information in this Item 2.02 shall not be incorporated by reference into any registration statement or other document pursuant to the Securities Act of 1933, as amended, or into any filing or other document pursuant to the Exchange Act, except as otherwise expressly stated in any such filing. Item 8.01. Other Events. Preliminary Estimates and Investment Portfolio Update On October 8, 2025, the Company disclosed the following information in the Press Release. Preliminary Estimates of Results for the Quarter Ended September 30, 2025 As previously reported, SuRo Capital's net assets totaled approximately $219.4 million, or $9.18 per share, at June 30, 2025, and approximately $157.4 million, or $6.73 per share, at September 30, 2024. As of September 30, 2025, SuRo Capital's net asset value is estimated to be between $9.00 and $9.50 per share. As of September 30, 2025, there were 25,119,091 shares of the Company's common stock outstanding. Investment Portfolio Update As of September 30, 2025, the Company held positions in 37 portfolio companies – 33 privately held and 4 publicly held. During the three months ended September 30, 2025, the Company made the following investment: Portfolio Company Investment Transaction Date Amount (1) Supplying Demand, Inc. (d/b/a Liquid Death) (2) Convertible Note 7/29/2025 $0.3 million HL Digital Assets Inc. (3) Preferred Shares 9/18/2025 $5.0 million (1) Amount invested does not include capitalized costs or prepaid expenses, if applicable. (2) Represents a follow-on investment. (3) HL Digital Assets Inc.'s primary purpose is to invest and manage its investment in HYPE, the digital token of Hyperliquid. During the three months ended September 30, 2025, SuRo Capital sold or received proceeds from the following investments: Portfolio Company Transaction Date Quantity Average Net Share Price (1) Net Proceeds Realized Gain CW Opportunity 2 LP (2) Various -- -- $7.2 million $3.7 million GrabAGun Digital Holdings Inc. – Public Warrants (3) Various 395,512 $1.67 $0.7 million $0.5 million (1) The average net share price is the net share price realized after deducting all commissions and fees on the sale(s), if applicable. (2) The distributions noted here represent appro

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View this 8-K filing on SEC EDGAR