State Street Updates Registered Securities List in 8-K Filing
Ticker: STT-PG · Form: 8-K · Filed: Feb 8, 2024 · CIK: 93751
| Field | Detail |
|---|---|
| Company | State Street Corp (STT-PG) |
| Form Type | 8-K |
| Filed Date | Feb 8, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 2 min |
| Key Dollar Amounts | $1, $100,000, $25.00, $1,000.00 |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: regulatory-filing, corporate-governance, securities-registration
TL;DR
**State Street just updated its list of officially registered and tradable securities.**
AI Summary
State Street Corporation filed an 8-K on February 8, 2024, to update its list of securities registered under Section 12(b) of the Securities Exchange Act of 1934. This filing specifically mentions Common Stock, Series D Preferred Stock Depository Shares, and Series G Preferred Stock Depository Shares. This matters to investors because it confirms the active trading status of these specific securities, providing clarity on what shares are publicly listed and regulated.
Why It Matters
This filing provides transparency on which of State Street's securities are officially listed and traded, which is crucial for investors to understand their holdings and the market's regulatory oversight.
Risk Assessment
Risk Level: low — This 8-K is a routine administrative filing updating registered securities and does not indicate any new financial or operational risks.
Analyst Insight
This filing is administrative and does not provide new financial or operational data to base investment decisions on. Investors should note the listed securities for clarity on what is actively traded.
Key Players & Entities
- State Street Corporation (company) — the registrant filing the 8-K
- February 8, 2024 (date) — date of the earliest event reported and filing date
- Common Stock (other) — a class of securities registered
- Series D Preferred Stock Depository Shares (other) — a class of securities registered
- Series G Preferred Stock Depository Shares (other) — a class of securities registered
FAQ
What is the purpose of this 8-K filing by State Street Corporation?
The purpose of this 8-K filing is to report 'Other Events' and specifically to update the list of securities registered pursuant to Section 12(b) of the Securities Exchange Act of 1934, as indicated by the 'ITEM INFORMATION: Other Events' and the 'Securities registered pursuant to Section 12(b) of the Act' section.
What specific types of securities are mentioned as being registered in this filing?
The filing specifically mentions three types of securities registered pursuant to Section 12(b) of the Act: Common Stock, Series D Preferred Stock Depository Shares, and Series G Preferred Stock Depository Shares.
When was the earliest event reported in this 8-K filing?
The earliest event reported in this 8-K filing occurred on February 8, 2024, as stated under 'Date of Report (Date of Earliest Event Reported): February 8, 2024'.
What is State Street Corporation's business address and phone number as listed in the filing?
State Street Corporation's business address is One Congress Street, Boston, Massachusetts 02114, and its telephone number is (617) 786-3000.
Under which Act are these securities registered?
These securities are registered pursuant to Section 12(b) of the Securities Exchange Act of 1934, as explicitly stated in the filing.
Filing Stats: 615 words · 2 min read · ~2 pages · Grade level 14.4 · Accepted 2024-02-08 16:10:57
Key Financial Figures
- $1 — ange on which registered Common stock, $1 par value per share STT New York Stock
- $100,000 — te"), for cash at a redemption price of $100,000 per share (equivalent to $25.00 per dep
- $25.00 — ce of $100,000 per share (equivalent to $25.00 per depositary share) together with an
- $1,000.00 — ce of $100,000 per share (equivalent to $1,000.00 per depositary share) together with an
Filing Documents
- stt-20240208.htm (8-K) — 30KB
- 0000093751-24-000481.txt ( ) — 197KB
- stt-20240208.xsd (EX-101.SCH) — 5KB
- stt-20240208_def.xml (EX-101.DEF) — 7KB
- stt-20240208_lab.xml (EX-101.LAB) — 32KB
- stt-20240208_pre.xml (EX-101.PRE) — 17KB
- stt-20240208_htm.xml (XML) — 5KB
01. Other Events
Item 8.01. Other Events. On February 8, 2024, State Street Corporation ("State Street") announced that it will redeem (i) all 7,500 of its outstanding shares of non-cumulative perpetual preferred stock, Series D (represented by depositary shares, each representing a 1/4000th interest in a share of Series D preferred stock) on March 15, 2024 (the "Redemption Date"), for cash at a redemption price of $100,000 per share (equivalent to $25.00 per depositary share) together with an amount equal to any dividends that have been declared but not paid up to but not including the Redemption Date (the "Series D Redemption Price") and (ii) all 2,500 of its remaining outstanding shares of non-cumulative perpetual preferred stock, Series F (represented by depositary shares, each representing a 1/100th interest in a share of Series F preferred stock) on the Redemption Date, for cash at a redemption price of $100,000 per share (equivalent to $1,000.00 per depositary share) together with an amount equal to any dividends that have been declared but not paid up to but not including the Redemption Date (the "Series F Redemption Price"). For the avoidance of doubt, the cash dividend announced on January 18, 2024 will not be included in the Series D Redemption Price nor the Series F Redemption Price.
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. By: /s/ Elizabeth M. Schaefer Name: Elizabeth M. Schaefer Title: Senior Vice President and Deputy Controller Date: February 8, 2024