State Street Files 8-K on Preferred Stock Depositary Shares

Ticker: STT-PG · Form: 8-K · Filed: Jul 24, 2024 · CIK: 93751

State Street Corp 8-K Filing Summary
FieldDetail
CompanyState Street Corp (STT-PG)
Form Type8-K
Filed DateJul 24, 2024
Risk Levellow
Pages3
Reading Time4 min
Key Dollar Amounts$1, $100,000, $1,000, $842.2 m
Sentimentneutral

Sentiment: neutral

Topics: preferred-stock, capital-structure, disclosure

Related Tickers: STT

TL;DR

STT issued new preferred stock depositary shares, Series G.

AI Summary

State Street Corporation filed an 8-K on July 24, 2024, reporting on the issuance of Depositary Shares. Each share represents a 1/4,000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, specifically Series G.

Why It Matters

This filing details the structure and terms of new preferred stock, which can impact the company's capital structure and investor base.

Risk Assessment

Risk Level: low — The filing is a standard disclosure of preferred stock issuance and does not indicate immediate financial distress or significant operational changes.

Key Players & Entities

  • STATE STREET CORPORATION (company) — Registrant
  • July 24, 2024 (date) — Date of Report
  • Series G (stock_series) — Preferred Stock Series

FAQ

What is the specific ownership interest represented by each Depositary Share?

Each Depositary Share represents a 1/4,000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock.

What series of preferred stock is being referenced in this filing?

The filing references Series G Preferred Stock.

What is the date of the earliest event reported in this 8-K filing?

The date of the earliest event reported is July 24, 2024.

What is the standard industrial classification for State Street Corporation?

The standard industrial classification for State Street Corporation is STATE COMMERCIAL BANKS [6022].

What is the ticker symbol for State Street Corporation?

While not explicitly stated in the provided text, State Street Corporation's common ticker symbol is STT.

Filing Stats: 1,016 words · 4 min read · ~3 pages · Grade level 12.1 · Accepted 2024-07-24 16:15:33

Key Financial Figures

  • $1 — nge on which registered Common stock, $1 par value per share STT New York St
  • $100,000 — ock"), with a liquidation preference of $100,000 per share (equivalent to $1,000 per Dep
  • $1,000 — ce of $100,000 per share (equivalent to $1,000 per Depositary Share) in a public offer
  • $842.2 m — the Depositary Shares of approximately $842.2 million, after deducting the underwriting

Filing Documents

Financial Statements and Exhibits

Financial Statements and Exhibits (d) Exhibits Exhibit No. Description 1.1 Underwriting Agreement, dated July 17, 2024, by and among State Street Corporation and Goldman Sachs & Co. LLC and UBS Securities LLC, as representatives of the several underwriters named therein (filed as Exhibit 1.1 to State Street's Current Report on Form 8-K filed with the Securities and Exchange Commission on July 23, 2024 and incorporated by reference herein). 4.1 Articles of Amendment of State Street Corporation with respect to the Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series J, filed on July 18, 2024 (filed as Exhibit 4.1 to State Street's Current Report on Form 8-K filed with the Securities and Exchange Commission on July 23, 2024 and incorporated by reference herein). 4.2 Form of certificate representing the Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series J (filed as Exhibit 4.2 to State Street's Current Report on Form 8-K filed with the Securities and Exchange Commission on July 23, 2024 and incorporated by reference herein). 4.3 Deposit Agreement, dated July 24, 2024, by and among State Street Corporation, Equiniti Trust Company, LLC (as depositary), and the holders from time to time of the depositary receipts. 5.1 Opinion of Wilmer Cutler Pickering Hale and Dorr LLP, dated July 24, 2024. 23.1 Consent of Wilmer Cutler Pickering Hale and Dorr LLP (included as part of Exhibit 5.1). *104 Cover Page Interactive Data File (formatted as Inline XBRL) * Submitted electronically herewith

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. By: /s/ Elizabeth M. Schaefer Name: Elizabeth M. Schaefer Title: Senior Vice President and Chief Accounting Officer Date: July 24, 2024

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