State Street Corp Files 8-K on Preferred Stock

Ticker: STT-PG · Form: 8-K · Filed: Aug 20, 2024 · CIK: 93751

State Street Corp 8-K Filing Summary
FieldDetail
CompanyState Street Corp (STT-PG)
Form Type8-K
Filed DateAug 20, 2024
Risk Levellow
Pages3
Reading Time4 min
Key Dollar Amounts$1, $1,000,000,000, $995.9 m
Sentimentneutral

Sentiment: neutral

Topics: preferred-stock, disclosure, corporate-action

TL;DR

STATE STREET CORP filed an 8-K regarding preferred stock depositary shares.

AI Summary

State Street Corporation filed an 8-K on August 20, 2024, reporting an event that occurred on August 14, 2024. The filing primarily concerns Depositary Shares, each representing a 1/4,000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock.

Why It Matters

This filing provides details on a specific class of preferred stock, which can impact the company's capital structure and investor profile.

Risk Assessment

Risk Level: low — The filing is a standard disclosure of preferred stock information and does not indicate any immediate financial distress or significant operational changes.

Key Numbers

  • 1/4,000th — Preferred Stock Ownership Interest (Represents the fractional ownership in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock.)

Key Players & Entities

  • STATE STREET CORP (company) — Registrant
  • August 14, 2024 (date) — Earliest Event Reported
  • August 20, 2024 (date) — Date of Report
  • 1/4,000th (dollar_amount) — Ownership interest in preferred stock

FAQ

What is the specific nature of the 'Other Events' reported in this 8-K?

The filing indicates the 'Other Events' relate to Depositary Shares, each representing a 1/4,000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock.

When was the earliest event reported in this filing?

The earliest event reported was on August 14, 2024.

What is the ticker symbol for State Street Corporation?

The filing does not explicitly state the ticker symbol, but State Street Corporation is a publicly traded company.

What type of preferred stock is being discussed?

The filing refers to Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock.

What is the primary purpose of this 8-K filing?

The primary purpose is to report current information about the company's business and financial condition, specifically concerning preferred stock depositary shares.

Filing Stats: 889 words · 4 min read · ~3 pages · Grade level 10.6 · Accepted 2024-08-20 16:10:56

Key Financial Figures

  • $1 — nge on which registered Common stock, $1 par value per share STT New York St
  • $1,000,000,000 — eet Corporation ("State Street") issued $1,000,000,000 aggregate principal amount of Fixed-to-
  • $995.9 m — offering of the Notes of approximately $995.9 million, after deducting the underwriting

Filing Documents

Financial Statements and Exhibits

Financial Statements and Exhibits (d) Exhibits Exhibit No. Description 1.1 Underwriting Agreement, dated August 14, 2024, by and among State Street Corporation and HSBC Securities (USA) Inc., BofA Securities, Inc., Deutsche Bank Securities Inc. and R. Seelaus & Co., LLC, as representatives of the several underwriters named therein 4.1 Form of Fixed-to-Floating Rate Senior Note due 2029 5.1 Opinion of Wilmer Cutler Pickering Hale and Dorr LLP, dated August 20, 2024 23.1 Consent of Wilmer Cutler Pickering Hale and Dorr LLP (included as part of Exhibit 5.1) *104 Cover Page Interactive Data File (formatted as Inline XBRL) * Submitted electronically herewith

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: August 20, 2024 By: /s/ Timothy Lyons Name: Timothy Lyons Title: Group Controller

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