Stran & Company, Inc. 8-K Filing

FAQ

Key Financial Figures

• $0.0001 — ch registered Common Stock, par value $0.0001 per share SWAG The Nasdaq Stock Mar
• $4.81375 — of Common Stock at an exercise price of $4.81375 SWAGW The Nasdaq Stock Market LLC
• $500,000 — e will receive an annual base salary of $500,000, and will be eligible for additional an
• $750 — will provide a leased automobile (up to $750 per month), pay for Mr. Shape's mobile
• $300,000 — r will receive an annual base salary of $300,000, and will be eligible for additional an

Filing Documents

• ea0267519-8k_stran.htm (8-K) — 46KB
• ea026751901ex10-1_stran.htm (EX-10.1) — 82KB
• ea026751901ex10-2_stran.htm (EX-10.2) — 82KB
• ea026751901ex99-1_stran.htm (EX-99.1) — 10KB
• ex99-1_001.jpg (GRAPHIC) — 6KB
• 0001213900-25-115785.txt ( ) — 492KB
• swag-20251126.xsd (EX-101.SCH) — 4KB
• swag-20251126_def.xml (EX-101.DEF) — 26KB
• swag-20251126_lab.xml (EX-101.LAB) — 36KB
• swag-20251126_pre.xml (EX-101.PRE) — 25KB
• ea0267519-8k_stran_htm.xml (XML) — 6KB

02 Departure

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. Amended and Restated Employment Agreement with Chief Executive Officer On November 26, 2025, Stran & Company, Inc. (the "Company") entered an Amended and Restated Employment Agreement, dated as of November 26, 2025, with Andrew Shape (the "Shape Employment Agreement"), pursuant to which Mr. Shape will continue to serve as President and Chief Executive Officer of the Company. The Shape Employment Agreement amends, restates, and supersedes the prior Employment Agreement, dated as of July 13, 2021, between the Company and Mr. Shape. The Shape Employment Agreement provides for an initial term of two years commencing on November 26, 2025, with automatic one-year extensions unless either party provides 60 days' prior written notice of non-renewal. Under the Shape Employment Agreement, Mr. Shape will receive an annual base salary of $500,000, and will be eligible for additional annual cash bonuses based on certain target performance goals as determined by the Compensation Committee (the "Compensation Committee") of the board of directors (the "Board") or the Board. The Company will provide a leased automobile (up to $750 per month), pay for Mr. Shape's mobile phone plan and periodic upgrades, and reimburse reasonable business expenses. The Shape Employment Agreement includes indemnification and directors' and officers' insurance provisions, as well as clawback provisions for compensation as required by Company policy or applicable law. Mr. Shape will be entitled to participate in the Company's benefit plans, including medical, life, disability, pension, and 401(k) plans, and will receive paid time off in accordance with Company policy. In the event of termination by the Company without Cause (as defined by the Shape Employment Agreement), or by Mr. Shape for Good Reason (as defined by the Shape Employment Agreeme

01 Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure. On November 28, 2025, the Company issued a press release announcing that the Company had appointed John Audibert as the Company's Chief Strategy Officer and Chief Compliance Officer. A copy of the press release is furnished as Exhibit 99.1 to this report. The information furnished pursuant to this Item 7.01 (including Exhibit 99.1 hereto), shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any filing under the Exchange Act or the Securities Act of 1933, as amended (the "Securities Act"), except as expressly set forth by specific reference in such a filing.

Forward-Looking Statements

Forward-Looking Statements The press release attached as Exhibit 99.1 hereto and the statements contained therein include "forward-looking statements" within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act, which statements involve substantial risks and uncertainties. Forward-looking statements generally relate to future events or the Company's future financial or operating performance. In some cases, you can identify these statements because they contain words such as "may," "will," "believes," "expects," "anticipates," "estimates," "projects," "intends," "should," "seeks," "future," "continue," "plan," "target," "predict," "potential," or the negative of such terms, or other comparable terminology that concern the Company's expectations, strategy, plans, or intentions. Forward-looking statements relating to expectations about future results or events are based upon information available to the Company as of today's date and are not guarantees of the future performance of the Company, and actual results may vary materially from the results and expectations discussed. Forward-looking statements include, but are not limited to, the Company's expectations regarding synergies from its acquired businesses, its financial position and operating performance, its expectations regarding its business initiatives, the Company's expectations about its operating performance, trends in its business, the effectiveness of its growth strategies, its market opportunities, and demand for its products and services in general. The Company's expectations and beliefs regarding these matters may not materialize, and actual results in future periods are subject to risks and uncertainties that could cause actual results to differ materially from those projected, including risks and uncertainties described in the section titled "Risk Factors" in the Company's periodic reports with the Securities and Exchange Commission. All subsequent written and oral fo

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description of Exhibit 10.1 Amended and Restated Employment Agreement, dated as of November 26, 2025, between Andrew Shape and Stran & Company, Inc. 10.2 Amended and Restated Employment Agreement, dated as of November 26, 2025, between David Browner and Stran & Company, Inc. 99.1 Press Release dated November 28, 2025 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) 3

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: November 28, 2025 STRAN & COMPANY, INC. /s/ Andrew Shape Name: Andrew Shape Title: President and Chief Executive Officer 4

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View this 8-K filing on SEC EDGAR