Tantech Holdings Ltd Enters Securities Purchase Agreement

TL;DR

Tantech Holdings Ltd is selling shares to accredited investors on Oct 23, 2025. Details TBD.

AI Summary

On October 23, 2025, Tantech Holdings Ltd entered into a securities purchase agreement with accredited investors to issue and sell shares. The filing does not specify the number of shares or the total dollar amount of the transaction.

Why It Matters

This agreement indicates Tantech Holdings Ltd is raising capital, which could be used for operational expansion or debt repayment, impacting its financial standing.

Risk Assessment

Risk Level: medium — The filing indicates a capital raise, but lacks specific details on the amount and terms, creating uncertainty.

Key Players & Entities

• Tantech Holdings Ltd (company) — Registrant
• October 23, 2025 (date) — Date of Securities Purchase Agreement
• Securities Purchase Agreement (document) — Agreement for share issuance

FAQ

Key Financial Figures

• $6.0 million — private placement for gross proceeds of $6.0 million (the "Offering"). The Company will use
• $1.66 — 3,614,464 units at a purchase price of $1.66 per unit. Each unit consists of one Com
• $1.83 — Warrants will have an exercise price of $1.83 per Common Share. The exercise price an
• $100,000 — al counsel up to an aggregate amount of $100,000. The descriptions of the Purchase Agre

Filing Documents

• tanh_6k.htm (6-K) — 21KB
• tanh_ex41.htm (EX-4.1) — 125KB
• tanh_ex42.htm (EX-4.2) — 118KB
• tanh_ex101.htm (EX-10.1) — 225KB
• tanh_ex102.htm (EX-10.2) — 101KB
• tanh_ex103.htm (EX-10.3) — 54KB
• tanh_ex103img9.jpg (GRAPHIC) — 2KB
• tanh_ex103img8.jpg (GRAPHIC) — 2KB
• tanh_ex103img7.jpg (GRAPHIC) — 2KB
• tanh_ex103img6.jpg (GRAPHIC) — 2KB
• tanh_ex103img5.jpg (GRAPHIC) — 2KB
• tanh_ex103img4.jpg (GRAPHIC) — 2KB
• tanh_ex103img3.jpg (GRAPHIC) — 2KB
• tanh_ex103img11.jpg (GRAPHIC) — 2KB
• tanh_ex103img10.jpg (GRAPHIC) — 2KB
• tanh_ex103img1.jpg (GRAPHIC) — 5KB
• 0001477932-25-007719.txt ( ) — 678KB

From the Filing

tanh_6k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2025 Commission File Number: 001-36885 TANTECH HOLDINGS LTD (Translation of registrant's name into English) No. 10 Cen Shan Road, Shuige Industrial Zone Lishui City, Zhejiang Province 323000 +86-578-226-2305 (Address of principal executive offices) Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F Form 40-F Explanatory Note: On October 23, 2025, Tantech Holdings Ltd, a British Virgin Islands company (the "Company"), entered into a securities purchase agreement (the "Purchase Agreement") with certain accredited investors (the "Purchasers"), pursuant to which the Company agreed to issue and sell to the Purchasers, and the Purchasers agreed to purchase from the Company, an aggregate of 3,614,464 common shares, no par value per share, (the "Common Shares") of the Company, Series C warrants (the "Series C Warrants") to purchase up to 10,843,392 Common Shares (the "Series C Warrant Shares"), and Series D warrants (the "Series D Warrants," and together with the Series C Warrants, the "Warrants") to purchase up to 10,843,392 Common Shares (the "Series D Warrant Shares," and together with the Series C Warrant Shares, the "Warrant Shares") in a private placement for gross proceeds of $6.0 million (the "Offering"). The Company will use the proceeds from this Offering for working capital and general corporate purposes. Pursuant to the Purchase Agreement, the Company will sell to the Purchasers an aggregate of 3,614,464 units at a purchase price of $1.66 per unit. Each unit consists of one Common Share, three Series C Warrants each to purchase one Common Share, and three Series D Warrants each to purchase one Common Share. The Warrants will be exercisable immediately upon issuance and will have a term of three years from the date of issuance. The Series C Warrants will have an exercise price of $1.66 per Common Share. The Series D Warrants will have an exercise price of $1.83 per Common Share. The exercise price and the number of Warrant Shares are subject to adjustment upon the occurrence of certain events, including share combination or similar recapitalization transactions. These securities were offered pursuant to an exemption from the registration requirements of Section 5 of the Securities Act of 1933, as amended (the "Securities Act"), contained in Section 4(a)(2) thereof and/or Regulation D promulgated thereunder. No placement agent was involved in the private placement. Each Purchaser understands that the securities offered in this Offering have not been registered under the Securities Act and may not be sold absent registration or an applicable exemption from the registration requirements of the Securities Act. Pursuant to a registration rights agreement the Company entered into with the Purchasers, the Company has agreed to file a resale registration statement on behalf the Purchasers to register the resale of the Warrants and Warrant Shares within 60 days of the closing of the Offering, and to use commercially reasonable efforts to cause such registration to become effective within 120 days of the closing of the Offering if subject to full review by the SEC, and to keep such registration statement effective at all times until no investor owns any of the Warrants or Warrant Shares. The Company also entered into a financial advisory agreement date October 23, 2025 (the "Financial Advisory Agreement") with Aegis Capital Corp. ("Aegis"), pursuant to which Aegis agreed to serve as the exclusive financial advisor for the Company in connection with the Offering. The Company agreed to pay Aegis a cash fee equal to 4.0% of the gross proceeds received in this Offering and to pay for expenses of Aegis's legal counsel up to an aggregate amount of $100,000. The descriptions of the Purchase Agreement, the Registration Rights Agreement, the Financial Advisory Agreement, and the Warrants set forth above are qualified in their entirety by reference to the full text of those documents, which are attached hereto as Exhibits 10.1, 10.2, 10.3, 4.1 and 4.2, respectively. This Report on Form 6-K shall not constitute an offer to sell or the solicitation of an offer to buy the securities, nor shall there be any sale of these securities in any state or jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or jurisdiction. 2 Cautionary Note Regarding Forward-Looking Statements This Report of Foreign Private Issuer on Form 6-K contains "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act and other securities laws. Words such as "expects," "anticipates,

View Full Filing

View this 6-K filing on SEC EDGAR