Tavia Acquisition Corp. Files 8-K with Material Agreements

TL;DR

Tavia Acquisition Corp. filed an 8-K detailing material agreements and executive changes.

AI Summary

Tavia Acquisition Corp. filed an 8-K on December 6, 2024, reporting a material definitive agreement, unregistered sales of equity securities, and changes in directors and officers. The filing also includes other events and financial statements/exhibits. The company is incorporated in the Cayman Islands and has its principal executive offices in London, United Kingdom.

Why It Matters

This 8-K filing indicates significant corporate actions and potential strategic shifts for Tavia Acquisition Corp., which could impact its future operations and shareholder value.

Risk Assessment

Risk Level: medium — The filing involves material definitive agreements and unregistered sales of equity, which can introduce complexities and potential risks related to disclosure and compliance.

Key Players & Entities

• Tavia Acquisition Corp. (company) — Registrant
• December 3, 2024 (date) — Earliest event reported
• December 6, 2024 (date) — Date of report
• Cayman Islands (jurisdiction) — State of incorporation
• London, United Kingdom (location) — Address of principal executive offices

FAQ

Key Financial Figures

• $0.0001 — Market LLC Ordinary shares, par value $0.0001 per share TAVI The Nasdaq Stock Mar
• $10.00 — Units were sold at an offering price of $10.00 per Unit, generating gross proceeds of
• $100,000,000 — per Unit, generating gross proceeds of $100,000,000. In connection with the Offering, the
• $3,500,000 — ment Unit, generating gross proceeds of $3,500,000 (the “Private Placement”).
• $100,500,000 — rated herein by reference. A total of $100,500,000 of the net proceeds from the Offering a

Filing Documents

• ea0223883-8k_tavia.htm (8-K) — 62KB
• ea022388301ex1-1_tavia.htm (EX-1.1) — 235KB
• ea022388301ex1-2_tavia.htm (EX-1.2) — 46KB
• ea022388301ex3-1_tavia.htm (EX-3.1) — 268KB
• ea022388301ex4-1_tavia.htm (EX-4.1) — 78KB
• ea022388301ex10-1_tavia.htm (EX-10.1) — 80KB
• ea022388301ex10-2_tavia.htm (EX-10.2) — 31KB
• ea022388301ex10-3_tavia.htm (EX-10.3) — 33KB
• ea022388301ex10-4_tavia.htm (EX-10.4) — 101KB
• ea022388301ex10-5_tavia.htm (EX-10.5) — 11KB
• ea022388301ex10-6_tavia.htm (EX-10.6) — 305KB
• ea022388301ex10-7_tavia.htm (EX-10.7) — 104KB
• ea022388301ex10-8_tavia.htm (EX-10.8) — 43KB
• ea022388301ex99-1_tavia.htm (EX-99.1) — 9KB
• ea022388301ex99-2_tavia.htm (EX-99.2) — 7KB
• ex99-1_001.jpg (GRAPHIC) — 6KB
• 0001213900-24-106441.txt ( ) — 1421KB

02

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. Effective as of December 3, 2024, the following individuals were appointed to the board of directors of the Company: Christophe Charlier, Marsha Kutkevich and Darrell Mays. Additional information regarding, among other things, each individual’s background, board committee membership and compensatory arrangements is contained in the Registration Statement and is incorporated herein by reference. Item 8.01. Other Events. On December 3, 2024, the Company filed its amended and restated memorandum and articles of association (the “Amended Articles”) with the Registrar of Companies in the Cayman Islands. Among other things, the Amended Articles authorize the issuance of up to 400,000,000 Ordinary Shares, and up to 100,000,000 preference shares par value $0.0001 per share. The terms of the Amended Articles are set forth in the Registration Statement and are incorporated herein by reference. The foregoing description of the Amended Articles is qualified in its entirety by reference to the full text of the Amended Articles, which is filed as Exhibit 3.1 to this Current Report on Form 8-K and incorporated herein by reference. A total of $100,500,000 of the net proceeds from the Offering and the Private Placement was placed in a trust account established for the benefit of the Company’s public shareholders (the “Trust Account”), with Continental acting as trustee. Except with respect to interest earned on the funds held in the Trust Account that may be released to the Company to pay its taxes, if any, the funds held in the Trust Account will not be released from the Trust Account until the earliest to occur of: (a) the completion of the Company’s initial business combination, (b) the redemption of all of the Ordinary Shares included in the Units sold in the Offering (&ldqu

View Full Filing

View this 8-K filing on SEC EDGAR