Tavia Acquisition Corp. Files S-1/A Amendment 4

TL;DR

Tavia Acquisition Corp. (TAVIA) filed S-1/A amendment 4. SPAC filing, no deal yet.

AI Summary

Tavia Acquisition Corp. filed an S-1/A amendment on September 6, 2024, for its registration statement. The company, incorporated in the Cayman Islands, is a blank check company (SIC code 6770) with its principal executive offices located in Almaty, Kazakhstan. This filing is Amendment No. 4 to its Form S-1, with SEC file number 333-280275.

Why It Matters

This amendment to the S-1 registration statement provides updated information for Tavia Acquisition Corp., a special purpose acquisition company, as it moves through the regulatory process for its public offering.

Risk Assessment

Risk Level: medium — As a blank check company (SPAC), Tavia Acquisition Corp. has no operating history or revenue, making its investment profile inherently speculative until a business combination is identified and completed.

Key Numbers

• 333-280275 — SEC File Number (Identifies the specific registration filing with the SEC.)
• 6770 — SIC Code (Classifies Tavia Acquisition Corp. as a 'Blank Checks' company, indicating its nature as a SPAC.)

Key Players & Entities

• Tavia Acquisition Corp. (company) — Registrant
• 0001213900-24-076529 (filing_id) — Accession Number
• 333-280275 (registration_number) — SEC File Number
• 6770 (sic_code) — Blank Checks SIC Code
• September 6, 2024 (date) — Filing Date
• Donald J. Puglisi (person) — Mentioned in relation to Puglisi & Assoc.

FAQ

Key Financial Figures

• $175,000,000 — ; SEPTEMBER   6 ,  2024 $175,000,000 Tavia Acquisition Corp. 17,500,000&
• $10.00 — ies. Each unit has an offering price of $10.00 and consists of one -half of one Class
• $0.60 — ed share will pay an annual dividend of $0.60 per share, payable quarterly in cash or
• $11.50 — er at any time at a conversion price of $11.50 per share (as adjusted for share splits
• $14.00 — ass A ordinary shares equals or exceeds $14.00 per share (as adjusted for share splits
• $100,000 — nt to permitted withdrawals (less up to $100,000 of interest to pay liquidation and diss
• $1.00 — by EBC or its designees), at a price of $1.00 per warrant for a total purchase price
• $4,500,000 — r warrant for a total purchase price of $4,500,000 in a private placement that will close
• $201,250,000 — f the private warrants, $175,000,000 or $201,250,000 if the underwriters’ over -allot
• $0.0001 — our Class A ordinary shares, par value $0.0001 per share, that are being issued in thi
• $994 — Inc. for an aggregate purchase price of $994 in a private placement prior to this of
• $25,000 — to our sponsor for a purchase price of $25,000 in a private placement prior to this of
• $1,000,000 — irements, subject to an annual limit of $1,000,000, and / or to pay our taxes, if any; &

Filing Documents

• ea0206161-10.htm (S-1/A) — 2913KB
• ea020616110ex3-2_tavia.htm (EX-3.2) — 282KB
• ea020616110ex10-1_tavia.htm (EX-10.1) — 53KB
• ea020616110ex10-9_tavia.htm (EX-10.9) — 10KB
• ea020616110ex23-3_tavia.htm (EX-23.3) — 2KB
• ea020616110ex-fee_tavia.htm (EX-FILING FEES) — 33KB
• 0001213900-24-076529.txt ( ) — 3294KB

Risk Factors

Risk Factors   31 Cautionary Note Regarding Forward-Looking Statements   65

Use of Proceeds

Use of Proceeds   66 Dividend Policy   70

Dilution

Dilution   71 Capitalization   73 Management’s Discussion and Analysis of Financial Condition and Results of Operations   74 Proposed Business   80 Management   102 Principal Shareholders   109 Certain Relationships and Related Party Transactions   111

Description of Securities

Description of Securities   114 United States Federal Income Tax Considerations   130

Underwriting

Underwriting   140 Legal Matters   149 Experts   149 Where You Can Find Additional Information   149 Index to Financial Statements   F-1 i Table of Contents SUMMARY This summary only highlights the more detailed information appearing elsewhere in this prospectus. As this is a summary, it does not contain all of the information that you should consider in making an investment decision. You should read this entire prospectus carefully, including the information under the section of this prospectus entitled “Ri sk Fac tors” and our financial statements and the related notes included elsewhere in this prospectus, before investing. Unless otherwise stated in this prospectus, or the context otherwise requires, references to: •          “amended and restated memorandum and articles of association” are to our memorandum and articles of association to be in effect upon completion of this offering; •          “Class A ordinary shares” are to our Class A ordinary shares, par value $0.0001 per share, that are being issued in this offering. •          “Class P ordinary shares” are to our Class P ordinary shares, par value $0.0001 per share, that are being issued in this offering. •          “Companies Act” are to the Companies Act (Revised) of the Cayman Islands as the same may be amended from time to time; •          “company,” “our company” “we,” “us” or “our” are to Tavia Acquisition Corp, a Cayman Islands exempted company; •   &#x

View Full Filing

View this S-1/A filing on SEC EDGAR