Triumph Financial Files 8-K on Security Holder Votes

TL;DR

Triumph Financial filed an 8-K for shareholder votes and financials. Keep an eye on the details.

AI Summary

On April 23, 2024, Triumph Financial, Inc. filed an 8-K report. The filing primarily concerns the submission of matters to a vote of security holders and includes financial statements and exhibits. No specific voting matters or financial details were detailed in the provided excerpt.

Why It Matters

This filing indicates that Triumph Financial, Inc. is engaging in processes that require shareholder approval or are providing updated financial information, which can impact investor confidence and stock valuation.

Risk Assessment

Risk Level: low — The filing is procedural and does not disclose any immediate negative financial events or significant changes.

Key Players & Entities

• Triumph Financial, Inc. (company) — Registrant
• Texas (location) — State of Incorporation
• Dallas (location) — Principal Executive Offices

FAQ

Key Financial Figures

• $0.01 — ich registered Common stock, par value $0.01 per share TFIN NASDAQ Global Select Mar

Filing Documents

• tfin-20240423.htm (8-K) — 57KB
• 0001628280-24-017373.txt ( ) — 223KB
• tfin-20240423.xsd (EX-101.SCH) — 2KB
• tfin-20240423_def.xml (EX-101.DEF) — 16KB
• tfin-20240423_lab.xml (EX-101.LAB) — 28KB
• tfin-20240423_pre.xml (EX-101.PRE) — 17KB
• tfin-20240423_htm.xml (XML) — 4KB

07. Submission of Matters to a Vote of Security Holders

Item 5.07. Submission of Matters to a Vote of Security Holders At the Annual Meeting of Stockholders of Triumph Financial, Inc. (the "Company") held on April 23, 2024 (the "Annual Meeting"), stockholders voted on the following matters: (1) To elect the following Directors of the Company for a one-year term that will expire at the 2025 Annual Meeting of Stockholders or until their respective successors have been elected and qualified. Final voting results were as follows: Name of Nominee Votes For Votes Against Votes Withheld Broker Non-Votes Carlos M. Sepulveda, Jr. 18,717,228 578,793 12,888 1,513,221 Aaron P. Graft 18,912,203 385,663 11,043 1,513,221 Charles A. Anderson 18,452,442 842,864 13,603 1,513,221 Harrison B. Barnes 18,480,515 595,495 232,899 1,513,221 Debra A. Bradford 19,170,162 132,168 6,579 1,513,221 Richard L. Davis 18,293,375 1,001,694 13,840 1,513,221 Davis Deadman 18,905,920 390,102 12,887 1,513,221 Laura K. Easley 18,948,398 353,530 6,981 1,513,221 Maribess L. Miller 17,875,238 1,423,564 10,107 1,513,221 Michael P. Rafferty 19,154,086 145,997 8,826 1,513,221 C. Todd Sparks 18,640,523 654,666 13,720 1,513,221 (2) To approve on a non-binding advisory basis the compensation of the Company's named executive officers as disclosed in the Company's proxy statement for the Annual Meeting. Final voting results were as follows: Votes For 18,298,227 Votes Against 996,880 Abstentions 13,802 Broker Non-Votes 1,513,221 (3) To ratify the appointment of Crowe LLP as the Company's independent registered public accounting firm for the current fiscal year. Final voting results were as follows: Votes For 20,332,957 Votes Against 480,866 Abstentions 8,307

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits (d) Exhibits. Exhibit Description 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) EXHIBIT INDEX Exhibit Description 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized. TRIUMPH FINANCIAL, INC. By: /s/ Adam D. Nelson Name: Adam D. Nelson Title: Executive Vice President & General Counsel Date: April 23, 2024

View Full Filing

View this 8-K filing on SEC EDGAR