Triumph Financial Files 8-K with Corporate Updates

TL;DR

Triumph Financial (TFIN) filed an 8-K confirming its corporate details and reporting status.

AI Summary

Triumph Financial, Inc. filed an 8-K on October 25, 2024, reporting other events and financial statements. The filing confirms the company's incorporation in Texas and its principal executive offices located at 12700 Park Central Drive, Suite 1700, Dallas, Texas, 75251. The report also lists the company's IRS Employer Identification Number as 20-0477066 and its SEC file number as 001-36722.

Why It Matters

This filing provides essential corporate information and confirms the company's official reporting status with the SEC.

Risk Assessment

Risk Level: low — This filing is a routine corporate disclosure and does not contain new material financial information or strategic changes.

Key Numbers

• 75251 — ZIP Code (Principal Executive Offices)
• 001-36722 — SEC File Number (Registrant's SEC Filing Identifier)

Key Players & Entities

• Triumph Financial, Inc. (company) — Registrant
• Texas (location) — State of Incorporation
• Dallas (location) — City of Principal Executive Offices
• 001-36722 (other) — SEC File Number
• 20-0477066 (other) — IRS Employer Identification No.

FAQ

Key Financial Figures

• $0.01 — ich registered Common stock, par value $0.01 per share TFIN NASDAQ Global Select Mar
• $39,500,000 — "Redemption Date") all of the Company's $39,500,000 outstanding 4.875% Fixed-to-Floating Ra

Filing Documents

• tfin-20241025.htm (8-K) — 34KB
• 0001628280-24-043812.txt ( ) — 198KB
• tfin-20241025.xsd (EX-101.SCH) — 2KB
• tfin-20241025_def.xml (EX-101.DEF) — 16KB
• tfin-20241025_lab.xml (EX-101.LAB) — 27KB
• tfin-20241025_pre.xml (EX-101.PRE) — 16KB
• tfin-20241025_htm.xml (XML) — 4KB

01. Other Events

Item 8.01. Other Events On October 25, 2024, Triumph Financial, Inc. (the "Company") provided notice under that certain Indenture, dated as of September 30, 2016, as supplemented by Second Supplemental Indenture, dated as of November 27, 2019 (the "Indenture"), by and between the Company and Computershare Trust Company, N.A., as successor to Wells Fargo Bank, National Association, that the Company has elected to redeem on November 27, 2024 (the "Redemption Date") all of the Company's $39,500,000 outstanding 4.875% Fixed-to-Floating Rate Subordinated Notes due 2029 (the "Notes") at a redemption price in cash equal to 100% of the principal amount of the Notes, plus accrued and unpaid interest, if any, on the principal amount of the Notes to, but excluding, the Redemption Date. The information contained in this Current Report on Form 8-K does not constitute a notice of redemption of the Notes. Holders of the Notes should refer to the notice of redemption delivered by the trustee to the registered holders of the Notes.

Forward-Looking Statements

Forward-Looking Statements This Current Report on Form 8-K contains forward-looking statements. Any statements about our expectations, beliefs, plans, predictions, forecasts, objectives, assumptions or future events or performance are not historical facts and may be forward-looking. You can identify forward-looking statements by the use of forward-looking terminology such as "believes," "expects," "could," "may," "will," "should," "seeks," "likely," "intends," "plans," "pro forma," "projects," "estimates" or "anticipates" or the negative of these words and phrases or similar words or phrases that are predictions of or indicate future events or trends and that do not relate solely to historical matters. You can also identify forward-looking statements by discussions of strategy, plans or intentions. Forward-looking statements involve numerous risks and uncertainties and you should not rely on them as predictions of future events. Forward-looking statements depend on assumptions, data or methods that may be incorrect or imprecise and we may not be able to realize them. We do not guarantee that the transactions and events described will happen as described (or that they will happen at all). The following factors, among others, could cause actual results and future events to differ materially from those set forth or contemplated in the forward-looking statements: business and economic conditions generally and in the bank and non-bank financial services industries, nationally and within our local market areas; our ability to mitigate our risk exposures; our ability to maintain our historical earnings trends; changes in management personnel; interest rate risk; concentration of our products and services in the transportation industry; credit risk associated with our loan portfolio; lack of seasoning in our loan portfolio; deteriorating asset quality and higher loan charge-offs; time and effort necessary to resolve nonperforming assets; inaccuracy of the assumptions and e

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits (d) Exhibits. Exhibit Description 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) EXHIBIT INDEX Exhibit Description 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized. TRIUMPH FINANCIAL, INC. By: /s/ Adam D. Nelson Name: Adam D. Nelson Title: Executive Vice President & General Counsel Date: October 25, 2024

View Full Filing

View this 8-K filing on SEC EDGAR