TIPTREE INC. Files Routine 8-K, Confirms NASDAQ Listing

TL;DR

**TIPTREE INC. filed a routine 8-K, no new material news.**

AI Summary

Tiptree Inc. filed an 8-K on February 7, 2024, to disclose general information, including its Maryland incorporation, its principal executive offices at 660 Steamboat Road, Greenwich, CT, and its trading symbol 'TIPT' on the NASDAQ Capital Market. This filing is a routine update and does not contain new financial or operational news. For investors, this means there's no immediate new information to impact stock decisions, but it confirms Tiptree's current corporate structure and listing details.

Why It Matters

This filing is a standard procedural update, confirming Tiptree Inc.'s corporate details and stock exchange listing, which is important for maintaining transparency and regulatory compliance.

Risk Assessment

Risk Level: low — This 8-K filing is purely administrative and does not contain any information that would introduce new risks or change the company's operational or financial outlook.

Analyst Insight

This filing is purely administrative and does not contain any new material information that would warrant an immediate investment action. Investors should continue to monitor for future filings that may contain financial results or strategic announcements.

Key Numbers

• 001-33549 — Commission File Number (Tiptree Inc.'s SEC file number)
• 38-3754322 — I.R.S. Employer Identification No. (Tiptree Inc.'s IRS number)
• 212-446-1400 — Registrant’s telephone number (Tiptree Inc.'s business phone number)
• $0.001 — par value per share (par value of Tiptree Inc.'s Common Stock)

Key Players & Entities

• TIPTREE INC. (company) — the registrant filing the 8-K
• Maryland (company) — state of incorporation for Tiptree Inc.
• NASDAQ Capital Market (company) — exchange where Tiptree Inc.'s Common Stock is registered
• February 7, 2024 (date) — date of earliest event reported and filing date
• 660 Steamboat Road, 2nd Floor, Greenwich, CT 06830 (company) — address of principal executive offices for Tiptree Inc.

Forward-Looking Statements

• Tiptree Inc. will continue to maintain its listing on the NASDAQ Capital Market. (TIPTREE INC.) — high confidence, target: 2025-02-07
• Future 8-K filings from Tiptree Inc. will likely contain more substantive operational or financial news. (TIPTREE INC.) — medium confidence, target: 2024-08-07

FAQ

Key Financial Figures

• $0.001 — ich registered Common Stock, par value $0.001 per share TIPT NASDAQ Capital Market

Filing Documents

• tipt-20240207.htm (8-K) — 30KB
• ex991tfg-pr.htm (EX-99.1) — 5KB
• 0001393726-24-000024.txt ( ) — 163KB
• tipt-20240207.xsd (EX-101.SCH) — 2KB
• tipt-20240207_lab.xml (EX-101.LAB) — 25KB
• tipt-20240207_pre.xml (EX-101.PRE) — 13KB
• tipt-20240207_htm.xml (XML) — 3KB

01 Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure. Due to prevailing market conditions and the high value Tiptree Inc. ("Tiptree") and Warburg Pincus LLC ("Warburg") place on The Fortegra Group, Inc. ("Fortegra") and its growth prospects, Tiptree and Warburg have decided to withdraw the registration statement relating to the previously announced initial public offering by Fortegra. Tiptree and Warburg remain committed to supporting Fortegra as it continues to execute its growth strategy. Fortegra has withdrawn its Registration Statement on Form S-1 that was previously filed with the U.S. Securities and Exchange Commission ("SEC"). The Registration Statement has not been declared effective by the SEC, and no securities have been sold in connection with the offering described in the Registration Statement on Form S-1. On February 7, 2024, Fortegra issued a press release in connection with Fortegra's Registration Statement on Form S-1. A copy of this press release is attached hereto as Exhibit 99.1. The information contained in the press release attached as Exhibit 99.1 hereto is not a part of this current report on Form 8-K. The information contained in this Item 7.01, including the information contained in the press release attached as Exhibit 99.1 hereto, is being "furnished" and shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, nor shall such information be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) List of Exhibits: 99.1 The Fortegra Group, Inc. Press Release dated February 7, 2024. 104 Cover Page Interactive Data File (formatted as Inline XBRL).

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. TIPTREE INC. Date: February 7, 2024 By: /s/ Jonathan Ilany Name: Jonathan Ilany Title: Chief Executive Officer

View Full Filing

View this 8-K filing on SEC EDGAR