SC 13G: TriSalus Life Sciences, Inc.

AI Summary

SC 13G filing by TriSalus Life Sciences, Inc..

Risk Assessment

Risk Level: low

FAQ

Filing Documents

• tm2426403d1_sc13g.htm (SC 13G) — 53KB
• 0001104659-24-110079.txt ( ) — 55KB

(a)

Item 1(a). Name of Issuer. TriSalus Life Sciences Inc. (the “Issuer”).

(b). Address

Item 1(b). Address of Issuer’s Principal Executive Offices. 6272 W. 91st Ave., Westminster, Colorado 80031

(a). Names

Item 2(a). Names of Persons Filing. This Schedule 13G is filed on behalf of Lombard International Assurance S.A.

(b). Address

Item 2(b). Address or Principal Business Office or, if none, Residence. Lombard International Assurance S.A. 4, rue Lou Hemmer L-1748 Luxembourg Luxembourg

(c). Citizenship

Item 2(c). Citizenship. Luxembourg

(d). Title

Item 2(d). Title of Class of Securities. Common Stock

(e). CUSIP

Item 2(e). CUSIP Number. 8968M101

If

Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-3(b) or (c), check whether the person filing is a: Not Applicable (a) Broker or dealer registered under section 15 of the Act; (b) Bank as defined in section 3(a)(6) of the Act; (c) Insurance company as defined in section 3(a)(19) of the Act; (d) Investment company registered under section 8 of the Investment Company Act of 1940; (e) An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; (j) A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J); (k) Group, in accordance with Rule 13d-1(b)(1)(ii)(K).

Ownership

Item 4. Ownership: (a) Amount beneficially owned: 1,975,588 shares (b) Percent of class: 6.74% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 1,975,588 (ii) Shared power to vote or to direct the vote None (iii) Sole power to dispose or to direct the vote 1,975,588 (iv) Shared power to dispose or to direct the disposition of None

Ownership

Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: Not applicable

Ownership

Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable.

Identification

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. Not applicable.

Identification

Item 8. Identification and Classification of Members of the Group. Not applicable

Notice

Item 9. Notice of Dissolution of Group. Not applicable.

Certifications

Item 10. Certifications. Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: 17 October 2024 Lombard International Assurance S.A. Nadine Provost – Director of Investment Administration /s/Nadine Provost Signed by: Nadine Provost EMail: nadine.provost@lombardinternational.com Signing time: 17-10-2024 16:28:58 IP address: 192.168.2.57 Stephan Christmann – Head of Private Markets Monitoring /s/Stephan Christmann Signed by: Stephan Christmann EMail: Stephan.Christmann@lombardinternational.com Signing time: 18-10-2024 14:45:51 IP address: 192.168.2.56

View Full Filing

View this SC 13G filing on SEC EDGAR