Tompkins Financial Corp Files 8-K on Shareholder Vote Matters

TL;DR

TOMK filed an 8-K on May 17th about a shareholder vote on May 14th.

AI Summary

Tompkins Financial Corporation filed an 8-K on May 17, 2024, reporting on matters submitted to a vote of security holders on May 14, 2024. The filing details the company's corporate structure and its principal executive offices located at 118 East Seneca Street, Ithaca, New York.

Why It Matters

This filing provides official notification to the SEC and investors about significant corporate actions or decisions that were put to a vote by the company's shareholders.

Risk Assessment

Risk Level: low — The filing is a routine disclosure of a shareholder vote and does not indicate any immediate financial distress or significant operational changes.

Key Players & Entities

• TOMPKINS FINANCIAL CORP (company) — Registrant
• May 14, 2024 (date) — Date of earliest event reported
• May 17, 2024 (date) — Date of report
• 118 East Seneca Street, Ithaca, New York (location) — Principal executive offices

FAQ

Key Financial Figures

• $0.10 — e on which registered Common Stock, $0.10 par value TMP NYSE American, LLC In

Filing Documents

• tmp-8k_051424.htm (8-K) — 44KB
• 0001999371-24-006254.txt ( ) — 215KB
• tmp-20240514.xsd (EX-101.SCH) — 3KB
• tmp-20240514_lab.xml (EX-101.LAB) — 33KB
• tmp-20240514_pre.xml (EX-101.PRE) — 22KB
• tmp-8k_051424_htm.xml (XML) — 4KB

07 Submission of Matters to a Vote of Security Holders

Item 5.07 Submission of Matters to a Vote of Security Holders. (a) On Tuesday, May 14, 2024, Tompkins Financial Corporation (the "Company") held its 2024 Annual Meeting of Shareholders (the "Annual Meeting"). As of the close of business March 15, 2024, the record date for the Annual Meeting, 14,405,020 shares of the Company's common stock were issued and outstanding, of which 11,562,258 were represented at the Annual Meeting in person or by proxy, and represented a quorum for the transaction of business at the Annual Meeting. (b) Shareholders voted on the following matters at the Annual Meeting: (1) Shareholders elected twelve (12) director nominees for terms expiring at the 2025 Annual Meeting of Shareholders; (2) Shareholders approved, on a non-binding advisory basis, the compensation paid to the Company's named executive officers (the "Say on Pay" vote); (3) Shareholders ratified the appointment of the independent registered public accounting firm, KPMG LLP, as the Company's independent auditor for the fiscal year ending December 31, 2024. Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2025 Annual Meeting of Shareholders. Director Number of Shares Voted For Number of Shares Withheld Broker Non-Votes Nancy E. Catarisano 9,568,470 49,517 1,944,271 Janet M. Coletti 9,582,423 35,564 1,944,271 Daniel J. Fessenden 9,345,487 272,500 1,944,271 Patricia A. Johnson 9,406,911 211,076 1,944,271 Angela B. Lee 9,534,686 83,301 1,944,271 John D. McClurg 9,568,070 49,917 1,944,271 Ita M. Rahilly 9,570,189 47,798 1,944,271 Thomas R. Rochon 9,326,609 291,378 1,944,271 Stephen S. Romaine 9,441,679 176,308 1,944,271 Michael H. Spain 9,443,641 174,346 1,944,271

View Full Filing

View this 8-K filing on SEC EDGAR