Trinity Capital Inc. Files 8-K Report

TL;DR

Trinity Capital Inc. filed a standard 8-K on 4/16/24, no major news.

AI Summary

On April 16, 2024, Trinity Capital Inc. filed an 8-K report. The filing primarily serves as a notification of events and does not disclose specific financial transactions or material changes in business operations. The report confirms the company's legal name, incorporation state (Maryland), and principal executive office location in Phoenix, Arizona.

Why It Matters

This 8-K filing by Trinity Capital Inc. is a routine disclosure, indicating no immediate material events requiring detailed explanation to investors at this time.

Risk Assessment

Risk Level: low — This filing is a routine 8-K and does not contain information that suggests a significant change in risk for the company.

Key Players & Entities

• Trinity Capital Inc. (company) — Registrant
• Maryland (jurisdiction) — State of incorporation
• Phoenix, Arizona (location) — Address of principal executive offices
• April 16, 2024 (date) — Date of report

FAQ

Key Financial Figures

• $0.001 — ch registered Common Stock, par value $0.001 per share TRIN NASDAQ Global Select
• $30,000,000 — "), of the Company's election to redeem $30,000,000 in aggregate principal amount of the No
• $182,500,000 — ny expects to redeem $30,000,000 of the $182,500,000 Notes issued and outstanding on May 17,
• $25 — . The redemption price per Note will be $25 plus accrued and unpaid interest thereo

Filing Documents

• ea0203921-02_8k.htm (8-K) — 35KB
• 0001213900-24-033488.txt ( ) — 255KB
• trin-20240416.xsd (EX-101.SCH) — 4KB
• trin-20240416_def.xml (EX-101.DEF) — 26KB
• trin-20240416_lab.xml (EX-101.LAB) — 36KB
• trin-20240416_pre.xml (EX-101.PRE) — 25KB
• ea0203921-02_8k_htm.xml (XML) — 7KB

01 Other Events

Item 8.01 Other Events. On April 16, 2024, Trinity Capital Inc. (the " Company ") notified U.S. Bank Trust Company, National Association, the trustee (the " Trustee ") for the Company's 7.00% Notes due 2025 ( CUSIP No. 896442 506 ; NasdaqGS: TRINL) (the " Notes "), of the Company's election to redeem $30,000,000 in aggregate principal amount of the Notes outstanding, and instructed the Trustee to provide notice of such redemption to the holders of the Notes in accordance with the terms of the indenture governing the Notes. The Company expects to redeem $30,000,000 of the $182,500,000 Notes issued and outstanding on May 17, 2024 (the " Redemption Date "). The redemption price per Note will be $25 plus accrued and unpaid interest thereon from March 15, 2024 to, but not including, the Redemption Date. The Notes should be presented and surrendered by mail, hand or overnight mail at U.S. Bank Corporate Trust Services, 111 Fillmore Avenue E., St. Paul, MN 55107, Attention: Trinity Capital Inc. (Stacy L. Mitchell) (7.00% Notes Due 2025). This Current Report on Form 8-K does not constitute a notice of redemption of the Notes.

FORWARD-LOOKING STATEMENTS

FORWARD-LOOKING STATEMENTS All statements other than events, performance or results and involve a number of risks and uncertainties. Actual events or results may differ materially from those in the forward-looking statements as a result of a number of factors, including those described from time to time in the Company's filings with the Securities and Exchange Commission. The Company undertakes no duty to update any forward-looking statement made herein. You should not place undue influence on such forward-looking statements as such statements speak only as of the date on which they are made. The Company may use words such as "anticipates," "expects," "intends," "plans," "will," "may," "continue," "believes," "seeks," "estimates," "would," "could," "should," "targets," "projects," and variations of these words and similar expressions to identify forward-looking statements. Such statements are based on currently available operating, financial and competitive information and are experience and its present expectations. 1

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Trinity Capital Inc. Date: April 16, 2024 By: /s/ Kyle Brown Name: Kyle Brown Title: Chief Executive Officer, President and Chief Investment Officer 2

View Full Filing

View this 8-K filing on SEC EDGAR