Trinity Capital Inc. Files 8-K for Material Agreement

TL;DR

Trinity Capital Inc. just filed an 8-K for a big new deal. Keep an eye on this.

AI Summary

On August 23, 2024, Trinity Capital Inc. filed an 8-K report detailing a material definitive agreement. The filing also includes financial statements and exhibits related to the company's operations. Specific details of the agreement and financial figures were not immediately available in the provided text.

Why It Matters

This filing indicates a significant new agreement for Trinity Capital Inc., which could impact its financial performance and strategic direction.

Risk Assessment

Risk Level: medium — Material definitive agreements can introduce new risks or opportunities that may affect the company's financial health and stock performance.

Key Players & Entities

• Trinity Capital Inc. (company) — Registrant
• August 23, 2024 (date) — Date of earliest event reported
• Maryland (jurisdiction) — State of Incorporation
• 001-39958 (identifier) — Commission File Number
• 1 N. 1st Street Suite 302 Phoenix, Arizona 85004 (address) — Address of Principal Executive Offices

FAQ

Key Financial Figures

• $0.001 — ch registered Common Stock, par value $0.001 per share TRIN Nasdaq Global Select
• $250,000,000 — ssue and sell, from time to time, up to $250,000,000 in aggregate offering price of shares (

Filing Documents

• ea0212115-01_8k.htm (8-K) — 39KB
• ea021211501_ex5-1.htm (EX-5.1) — 15KB
• ea021211501_ex10-1.htm (EX-10.1) — 199KB
• ea021211501_ex10-2.htm (EX-10.2) — 199KB
• ea021211501_ex10-3.htm (EX-10.3) — 198KB
• ex5-1_001.jpg (GRAPHIC) — 2KB
• 0001213900-24-072230.txt ( ) — 1037KB
• trin-20240823.xsd (EX-101.SCH) — 4KB
• trin-20240823_def.xml (EX-101.DEF) — 27KB
• trin-20240823_lab.xml (EX-101.LAB) — 37KB
• trin-20240823_pre.xml (EX-101.PRE) — 25KB
• ea0212115-01_8k_htm.xml (XML) — 7KB

01. Entry into a Material Definitive Agreement

Item 1.01. Entry into a Material Definitive Agreement. On August 23, 2024, Trinity Capital Inc. (the "Company") entered into (i) an open market sale agreement with Jefferies LLC ("Jefferies"), as sales agent and/or principal thereunder, (ii) an open market sale agreement with B. Riley Securities, Inc. ("B. Riley"), as sales agent and/or principal thereunder, and (iii) an open market sale agreement with Keefe, Bruyette & Woods, Inc. ("KBW" and together with Jefferies and B. Riley, the "Sales Agents"), as sales agent and/or principal thereunder. The open market sale agreements with the Sales Agents described in the preceding sentence are collectively referred to herein as the "Sales Agreements." Under the Sales Agreements, the Company may, but has no obligation to, issue and sell, from time to time, up to $250,000,000 in aggregate offering price of shares (the "Shares") of its common stock, par value $0.001 per share, through the Sales Agents, or to it, as principal for its own account. The Company intends to use substantially all of the net proceeds from this "at-the-market" offering to make investments in accordance with its investment objective and investment strategy and for general corporate purposes. Sales of the Shares, if any, will be made under the prospectus supplement, dated August 23, 2024 (the "Prospectus Supplement"), as may be supplemented from time to time, and the accompanying prospectus, dated February 7, 2024 (together with the Prospectus Supplement, including any documents incorporated or deemed to be incorporated by reference therein, the "Prospectus") by any method permitted by law and deemed to be part of an "at-the-market" offering as defined in Rule 415 under the Securities Act of 1933, as amended, including, without limitation, sales made directly on or through the Nasdaq Global Select Market, or similar securities exchange, or sales made to or through a market maker other than on an exchange, at market prices prevailing at the time of sal

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 5.1 Opinion of Dechert LLP. 10.1 Open Market Sale Agreement, dated August 23, 2024, by and between Trinity Capital Inc. and Jefferies LLC. 10.2 Open Market Sale Agreement, dated August 23, 2024, by and between Trinity Capital Inc. and B. Riley Securities, Inc. 10.3 Open Market Sale Agreement, dated August 23, 2024, by and between Trinity Capital Inc. and Keefe, Bruyette & Woods, Inc. 23.1 Consent of Dechert LLP (contained in Exhibit 5.1 hereto). 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) 1

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Trinity Capital Inc. August 23, 2024 By: /s/ Kyle Brown Name: Kyle Brown Title: Chief Executive Officer, President and Chief Investment Officer 2

View Full Filing

View this 8-K filing on SEC EDGAR