Trinity Capital Inc. Files 8-K: Material Agreement

TL;DR

Trinity Capital Inc. signed a big deal, filing an 8-K on Aug 29, 2025.

AI Summary

Trinity Capital Inc. announced on August 29, 2025, the entry into a material definitive agreement. The company also filed financial statements and exhibits as part of this report. Specific details of the agreement and financial information were not provided in the excerpt.

Why It Matters

This filing indicates a significant new agreement for Trinity Capital Inc., which could impact its financial performance and strategic direction.

Risk Assessment

Risk Level: medium — The filing indicates a material definitive agreement, which could carry significant financial implications and potential risks depending on its nature.

Key Players & Entities

• Trinity Capital Inc. (company) — Registrant
• August 29, 2025 (date) — Date of earliest event reported

FAQ

Key Financial Figures

• $0.001 — ch registered Common Stock, par value $0.001 per share TRIN Nasdaq Global Select
• $250,000,000 — ssue and sell, from time to time, up to $250,000,000 in aggregate offering price of shares (

Filing Documents

• ea0254961-8k_trinity.htm (8-K) — 37KB
• ea025496101ex5-1_trinity.htm (EX-5.1) — 14KB
• ea025496101ex10-1_trinity.htm (EX-10.1) — 199KB
• ea025496101ex10-2_trinity.htm (EX-10.2) — 199KB
• ea025496101ex10-3_trinity.htm (EX-10.3) — 199KB
• ea025496101ex10-4_trinity.htm (EX-10.4) — 199KB
• ex5-1_001.jpg (GRAPHIC) — 3KB
• ex5-1_002.jpg (GRAPHIC) — 2KB
• 0001213900-25-082060.txt ( ) — 1277KB
• trin-20250829.xsd (EX-101.SCH) — 4KB
• trin-20250829_def.xml (EX-101.DEF) — 26KB
• trin-20250829_lab.xml (EX-101.LAB) — 36KB
• trin-20250829_pre.xml (EX-101.PRE) — 25KB
• ea0254961-8k_trinity_htm.xml (XML) — 7KB

01. Entry into a Material Definitive Agreement

Item 1.01. Entry into a Material Definitive Agreement. On August 29, 2025, Trinity Capital Inc. (the "Company") entered into (i) an open market sale agreement with Jefferies LLC ("Jefferies"), as sales agent and/or principal thereunder, (ii) an open market sale agreement with B. Riley Securities, Inc. ("B. Riley"), as sales agent and/or principal thereunder, (iii) an open market sale agreement with Keefe, Bruyette & Woods, Inc. ("KBW"), as sales agent and/or principal thereunder, and (iv) an open market sale agreement with Compass Point Research & Trading, LLC ("Compass" and together with Jefferies, B. Riley and KBW, the "Sales Agents"), as sales agent and/or principal thereunder. The open market sale agreements with the Sales Agents described in the preceding sentence are collectively referred to herein as the "Sales Agreements." Under the Sales Agreements, the Company may, but has no obligation to, issue and sell, from time to time, up to $250,000,000 in aggregate offering price of shares (the "Shares") of its common stock, par value $0.001 per share, through the Sales Agents, or to it, as principal for its own account. The Company intends to use substantially all of the net proceeds from this "at-the-market" offering to make investments in accordance with its investment objective and investment strategy and for general corporate purposes. Sales of the Shares, if any, will be made under the prospectus supplement, dated August 29, 2025 (the "Prospectus Supplement"), as may be supplemented from time to time, and the accompanying prospectus, dated August 11, 2025 (together with the Prospectus Supplement, including any documents incorporated or deemed to be incorporated by reference therein, the "Prospectus") by any method permitted by law and deemed to be part of an "at-the-market" offering as defined in Rule 415 under the Securities Act of 1933, as amended, including, without limitation, sales made directly on or through the Nasdaq Global Select Market, or simila

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 5.1 Opinion of Dechert LLP. 10.1 Open Market Sale Agreement, dated August 29, 2025, by and between Trinity Capital Inc. and Jefferies LLC. 10.2 Open Market Sale Agreement, dated August 29, 2025, by and between Trinity Capital Inc. and B. Riley Securities, Inc. 10.3 Open Market Sale Agreement, dated August 29, 2025, by and between Trinity Capital Inc. and Keefe, Bruyette & Woods, Inc. 10.4 Open Market Sale Agreement, dated August 29, 2025, by and between Trinity Capital Inc. and Compass Point Research & Trading, LLC 23.1 Consent of Dechert LLP (contained in Exhibit 5.1 hereto). 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) 1

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Trinity Capital Inc. August 29, 2025 By: /s/ Kyle Brown Name: Kyle Brown Title: Chief Executive Officer, President and Chief Investment Officer 2

View Full Filing

View this 8-K filing on SEC EDGAR