SC 13G/A: TRUPANION, INC.
Ticker: TRUP · Form: SC 13G/A · Filed: Apr 5, 2024 · CIK: 1371285
| Field | Detail |
|---|---|
| Company | Trupanion, Inc. (TRUP) |
| Form Type | SC 13G/A |
| Filed Date | Apr 5, 2024 |
| Risk Level | low |
| Pages | 6 |
| Reading Time | 7 min |
| Key Dollar Amounts | $0.00001 |
| Sentiment | neutral |
Sentiment: neutral
Topics: sc-13g-a
AI Summary
SC 13G/A filing by TRUPANION, INC..
Risk Assessment
Risk Level: low
FAQ
What type of filing is this?
This is a SC 13G/A filing submitted by Trupanion, Inc. (ticker: TRUP) to the SEC on Apr 5, 2024.
What is the risk level of this SC 13G/A filing?
This filing has been assessed as low risk.
What are the key financial figures in this filing?
Key dollar amounts include: $0.00001 (me of Issuer) Common Stock, par value $0.00001 per share (Title of Class of Securiti).
How long is this filing?
Trupanion, Inc.'s SC 13G/A filing is 6 pages with approximately 1,770 words. Estimated reading time is 7 minutes.
Where can I view the full SC 13G/A filing?
The complete filing is available on SEC EDGAR. You can also read the AI-decoded analysis with risk assessment and key highlights on ReadTheFiling.
Filing Stats: 1,770 words · 7 min read · ~6 pages · Grade level 11.6 · Accepted 2024-04-05 16:09:50
Key Financial Figures
- $0.00001 — me of Issuer) Common Stock, par value $0.00001 per share (Title of Class of Securiti
Filing Documents
- tm2411195d1_sc13g.htm (SC 13G/A) — 85KB
- tm2411195d1_ex99-2.htm (EX-99.2) — 8KB
- 0001104659-24-044263.txt ( ) — 95KB
(a).Name of Issuer
Item 1(a).Name of Issuer: Trupanion, Inc.
(b).Address of Issuer’s
Item 1(b).Address of Issuer’s Principal Executive Offices: 6100 4 th Avenue S, Suite 200 Seattle, Washington 98108.
(a).Name of Person Filing
Item 2(a).Name of Person Filing: Ole Nielsen, NCMH ApS (“ NCMH ”), Nielsen Capital Management Fondsm æ glerselskab A/S (“ NCMF ”) and Kapitalforeningen Investin Pro – Nielsen Globale Aktier (“Investin”) (each, a “ Reporting Person ”)
(b).Address of Principal
Item 2(b).Address of Principal Business Office or, if None, Residence: For Ole Nielsen, NCMH and NCMF: Eriksholmvej 40 4390 Vipperoed Denmark For Investin: Kapitalforeningen Investin Pro Kalvebod Brygge 1-3 1780 Copenhagen V Denmark
(c).Citizenship
Item 2(c).Citizenship: Ole Nielsen is a citizen of Denmark, and each of NCMH, NCMF and Investin is an entity organized under the laws of Denmark.
(d).Title of Class of
Item 2(d).Title of Class of Securities: Common stock, par value $0.00001 per share (the “ Common Stock ”).
(e).CUSIP Number
Item 2(e).CUSIP Number: 898202106
If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether
Item 3.If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: Not applicable.
Ownership
Item 4.Ownership. a) Amount beneficially owned : As of March 26, 2024, Ole Nielsen may be deemed to beneficially own 2,904,432 shares of Common Stock, comprised of (1) 1,550 shares held jointly by Mr. Nielsen and his spouse, (2) 10,952 shares held by NCMH, (3) 59,231 shares held by an entity of which Mr. Nielsen serves as CEO with investment and voting power over the securities held by the entity, (4) 2,157,089 shares held by Investin for which NCMF serves as advisor and (5) 675,610 shares held by various funds (other than Investin) for which NCMF serves as advisor. CUSIP No. 898202106 Schedule 13G Page 7 of 10 NCMF is an investment advisor based in Denmark and registered with the Danish Financial Supervisory Authority. NCMF furnishes investment advice to and manages certain investment funds, and Ole Nielson serves as CEO of NCMF. In its role as advisor, NCMF may be deemed the beneficial owner of (1) 2,157,089 shares held by Investin and (2) an aggregate of 675,610 shares of Common Stock held by funds other than Investin, in each case, as it may have or share voting and/or investment power with respect to such shares. Other than Investin, none of such funds individually holds more than 5% of the shares of Common Stock. NCMH owns 100% of NCMF, and Ole Nielsen indirectly owns 100% of NCMH. Mr. Nielsen also serves as CEO of NCMH. NCMH holds directly 10,952 shares of Common Stock and may also be deemed to beneficially own (1) the 2,157,089 shares held by Investin which is managed by NCMF and (2) an aggregate of 675,610 shares of Common Stock held by funds, other than Investin, managed by NCMF. Investin is a sub-fund in the umbrella fund Kapitalforeningen Investin Pro. Kapitalforeningen Investin Pro is an alternative investment fund and is registered with the Danish Financial Supervisory Authority. Investin holds directly 2,157,089 shares of Common Stock. NCMF serves as an advisor to Investin and has a discretionary fund management agreement with Investin, purs
Ownership of Five Percent
Item 5.Ownership of Five Percent or Less of a Class. Not applicable.
Ownership of More Than
Item 6.Ownership of More Than Five Percent on Behalf of Another Person. The disclosure in Item 4(a) above is incorporated by reference into this Item 6.
Identification and Classification
Item 7.Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. Not applicable.
Identification and Classification
Item 8.Identification and Classification of Members of the Group. Not applicable.
Notice of Dissolution
Item 9.Notice of Dissolution of Group. Not applicable.
Certifications
Item 10.Certifications. Each of the undersigned Reporting Persons hereby makes the following certification: By signing below the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11. CUSIP No. 898202106 Schedule 13G Page 9 of 10 SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, each undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: April 5, 2024 /s/ Ole Nielsen Ole Nielsen NCMH ApS By: /s/ Ole Nielsen Name:Ole Nielsen Title:CEO NIELSEN CAPITAL MANAGEMENT FONDSM Æ GLERSELSKAB A/S By: /s/ Ole Nielsen Name: Ole Nielsen Title: CEO Kapitalforeningen Investin Pro – Nielsen Globale Aktier By: /s/ Erling Skorstad Name:Erling Skorstad Title:Managing Director By: /s/ Tage Fabrin-Brasted Name:Tage Fabrin-Brasted Title:Managing Director CUSIP No. 898202106 Schedule 13G Page 10 of 10 EXHIBIT INDEX Exhibit Description of Exhibit 99.2 Amended and Restated Joint Filing Agreement (filed herewith).