SC 13G/A: TILE SHOP HOLDINGS, INC.

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SC 13G/A filing by TILE SHOP HOLDINGS, INC..

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Risk Level: low

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Filing Documents

• sc13g.htm (SC 13G/A) — 56KB
• 0000929638-24-002119.txt ( ) — 57KB

From the Filing

SC 13G/A 1 sc13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) * Tile Shop Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 88677Q109 (CUSIP Number) May 31, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) ___________________________________ * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise CUSIP NO. 88677Q109 1 Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Fund 1 Investments, LLC 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [x] 3 SEC Use Only 4 Citizenship or Place of Organization. Delaware Number of Shares Beneficially Owned by Each Reporting Person With 5 Sole Voting Power 0 shares 6 Shared Voting Power 7,367,807 shares Refer to Item 4 below. 7 Sole Dispositive Power 0 shares 8 Shared Dispositive Power 7,367,807 shares Refer to Item 4 below. 9 Aggregate Amount Beneficially Owned by Each Reporting Person 7,367,807 shares Refer to Item 4 below. 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] N/A 11 Percent of Class Represented by Amount in Row (9)* 16.55% Refer to Item 4 below. 12 Type of Reporting Person (See Instructions) HC, OO (Limited Liability Company) CUSIP NO. 88677Q109 Item 1. (a) Name of Issuer Tile Shop Holdings, Inc. (b) Address of Issuer's Principal Executive Offices 14000 Carlson Parkway, Plymouth, Minnesota 55441 Item 2. (a) Name of Person Filing Fund 1 Investments, LLC (b) Address of Principal Business Office or, if none, Residence 100 Carr 115 Unit 1900 Rincon, Puerto Rico 00677 (c) Citizenship Delaware (d) Title of Class of Securities Common Stock (e) CUSIP Number 88677Q109 CUSIP NO. 88677Q109 Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [ ] An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); (g) [X] A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] A non-U.S. institution in accordance with 240.13d–1(b)(1)(ii)(J); (k) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(K). Item 4. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount Beneficially Owned*** The information set forth in Row 9 on the cover page is hereby incorporated by reference into this Item 4(a). (b) Percent of Class*** The information set forth in Row 11 on the cover page is hereby incorporated by reference into this Item 4(b). (c) Number of shares as to which such person has: *** (i) sole power to vote or to direct the vote (ii) shared power to vote or to direct the vote (iii) sole power to dispose or to direct the disposition of (iv) shared power to dispose or to direct the disposition of CUSIP NO. 88677Q109 The information set forth in Rows 5 through 8 on the cover page is hereby incorporated by reference into this Item 4(c). *** Shares reported herein for Fund 1 Investments, LLC are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC serves as investment adviser. Fund 1 Investments, LLC serves as managing member of Pleasant Lake Partners LLC. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of Fund 1 Investments, LLC, Pleasant Lake Partners LLC and Mr. Lennon disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniar

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