Two Harbors Investment Corp. Files 8-K on Other Events and Exhibits

TL;DR

**Two Harbors Investment Corp. filed an 8-K on Feb 23, 2024, for 'Other Events' and 'Financial Statements and Exhibits', so keep an eye out for more details.**

AI Summary

Two Harbors Investment Corp. filed an 8-K on February 23, 2024, reporting on 'Other Events' and 'Financial Statements and Exhibits'. The filing indicates the company's status as a Maryland-incorporated Real Estate Investment Trust (REIT) with a fiscal year ending December 31. The report also details its business address at 1601 Utica Avenue South, Suite 900, St. Louis Park, MN 55416.

Why It Matters

This filing provides basic corporate information and indicates that there were 'Other Events' and 'Financial Statements and Exhibits' to be reported, which could signal upcoming news or changes for investors.

Risk Assessment

Risk Level: low — The 8-K itself is a routine disclosure of 'Other Events' and 'Financial Statements and Exhibits' without specific negative details, indicating low immediate risk.

Key Players & Entities

• TWO HARBORS INVESTMENT CORP. (company) — Filer of the 8-K
• Maryland (other) — State of incorporation
• February 23, 2024 (date) — Date of earliest event reported and filing date
• 1601 Utica Avenue South, Suite 900, St. Louis Park, MN 55416 (other) — Business address
• 001-34506 (other) — SEC File Number

FAQ

Key Financial Figures

• $0.01 — h Registered: Common Stock, par value $0.01 per share TWO New York Stock Exchan

Filing Documents

• tm246623d5_8k.htm (8-K) — 41KB
• tm246623d5_ex1-2.htm (EX-1.2) — 13KB
• tm246623d5_ex5-1.htm (EX-5.1) — 16KB
• tm246623d5_ex5-1img001.jpg (GRAPHIC) — 2KB
• tm246623d5_ex5-1img002.jpg (GRAPHIC) — 3KB
• 0001104659-24-027039.txt ( ) — 312KB
• two-20240223.xsd (EX-101.SCH) — 3KB
• two-20240223_def.xml (EX-101.DEF) — 27KB
• two-20240223_lab.xml (EX-101.LAB) — 37KB
• two-20240223_pre.xml (EX-101.PRE) — 26KB
• tm246623d5_8k_htm.xml (XML) — 7KB

01 Other Events

Item 8.01 Other Events On February 23, 2024, Two Harbors Investment Corp. ("Two Harbors," "we," "our" or "us") filed a new prospectus supplement with the Securities and Exchange Commission (the "SEC") relating to the offer and sale of shares of common stock not yet sold under the Company's existing at-the-market equity offering program (the "ATM Program"). The new prospectus supplement was filed as a result of Two Harbors filing with the SEC on February 22, 2024 of a new shelf registration In addition, on February 23, 2024, Two Harbors entered into an Amendment No. 1 (the "Amendment") to the Equity Distribution Agreement, dated as of November 10, 2022 (as so amended, the "Equity Distribution Agreement"), with Citizen's JMP Securities, LLC (the "Placement Agent"). The Amendment provides, among other matters, that any offers and sales of shares of Two Harbors' common stock under the existing ATM Program shall be made pursuant to the new prospectus supplement. Sales of the Shares, if any, may be made in negotiated transactions or transactions that are deemed to be "at the market" offerings as defined in Rule 415 under the Securities Act of 1933, as amended, including sales made directly on the NYSE or sales made to or through a market maker other than on an exchange. The Placement Agent will make all sales using commercially reasonable efforts consistent with its normal trading and sales practices, on mutually agreed upon terms between the Placement Agent and Two Harbors. The Placement Agent will be entitled to total compensation of up to 2% of the gross proceeds from the sale of the Shares sold under the Equity Distribution Agreement. Two Harbors has agreed to indemnify the Placement Agent against certain specified types of liabilities, including liabilities under the Securities Act, or to contribute to payments that the Placement Agent may be re

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 1.1 Equity Distribution Agreement, dated November 10, 2022, by and between Two Harbors and the Placement Agent (incorporated by reference to Exhibit 1.1 of Form 8-K filed on November 10, 2022). 1.2 Amendment No. 1 dated February 23, 2024 to the Equity Distribution Agreement, dated November 10, 2022, by and between Two Harbors and the Placement Agent. 5.1 Opinion of Stinson Leonard Street LLP with respect to the legality of the Shares. 23.1 Consent of Stinson Leonard Street LLP (included in Exhibit 5.1 hereto). 104 Cover Page Interactive Data File, formatted in Inline XBRL.

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. TWO HARBORS INVESTMENT CORP. By: /s/ REBECCA B. SANDBERG Rebecca B. Sandberg General Counsel and Secretary Date: February 23, 2024

View Full Filing

View this 8-K filing on SEC EDGAR