Tri-Continental Corp Files 8-K

TL;DR

TRI-CONTINENTAL CORP FILED A STANDARD 8-K ON 3/14/24. NO MAJOR NEWS.

AI Summary

On March 14, 2024, Tri-Continental Corporation filed an 8-K report. The filing indicates that the company is a Maryland-incorporated entity with its principal executive offices located at 290 Congress Street, Boston, Massachusetts. The report does not contain specific financial figures or significant business events beyond its routine filing status.

Why It Matters

This filing serves as a routine update for Tri-Continental Corporation, informing stakeholders about its corporate status and regulatory compliance. It does not appear to disclose any new material events.

Risk Assessment

Risk Level: low — The filing is a routine 8-K report and does not contain any information that suggests an elevated risk.

Key Players & Entities

• TRI-CONTINENTAL CORP (company) — Registrant
• MARYLAND (jurisdiction) — State of incorporation
• 290 Congress Street, Boston, Massachusetts 02210 (address) — Principal executive offices
• March 14, 2024 (date) — Date of report

FAQ

Filing Documents

• d761711d8k.htm (8-K) — 25KB
• d761711dex991.htm (EX-99.1) — 5KB
• 0001193125-24-067645.txt ( ) — 183KB
• typr-20240314.xsd (EX-101.SCH) — 4KB
• typr-20240314_def.xml (EX-101.DEF) — 13KB
• typr-20240314_lab.xml (EX-101.LAB) — 21KB
• typr-20240314_pre.xml (EX-101.PRE) — 14KB
• d761711d8k_htm.xml (XML) — 5KB

From the Filing

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2024 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 290 Congress Street , Boston , Massachusetts 02210 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: ( 800 )- 345-6611 NOT APPLICABLE (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock TY The New York Stock Exchange Preferred Stock TYPR The New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. SECTION 7 — REGULATION FD Item7.01 Regulation FD Disclosure. Registrant is furnishing as Exhibit 99.1 the attached Press Release dated March 14, 2024 for Tri-Continental Corporation. 2 Exhibit Index Exhibit No. Description 99.1 Press Release 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) 3 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: March 14, 2024 TRI-CONTINENTAL CORPORATION By: /s/ Joseph D'Alessandro Joseph D'Alessandro Assistant Secretary 4

View Full Filing

View this 8-K filing on SEC EDGAR