Tri-Continental Corp Files 8-K
Ticker: TY-P · Form: 8-K · Filed: Jun 25, 2024 · CIK: 99614
| Field | Detail |
|---|---|
| Company | Tri-Continental Corp (TY-P) |
| Form Type | 8-K |
| Filed Date | Jun 25, 2024 |
| Risk Level | low |
| Pages | 1 |
| Reading Time | 2 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: regulatory-filing, corporate-disclosure
TL;DR
TRI filed an 8-K, looks like standard corporate stuff, no major news.
AI Summary
On June 25, 2024, Tri-Continental Corporation filed an 8-K report. The filing primarily concerns the company's corporate structure and regulatory disclosures, with no specific material events like acquisitions, earnings, or executive changes detailed in the provided text.
Why It Matters
This filing indicates routine corporate updates and regulatory compliance for Tri-Continental Corporation, without revealing significant new business developments.
Risk Assessment
Risk Level: low — The filing appears to be a routine disclosure with no immediate impact on the company's operations or stock.
Key Players & Entities
- TRI-CONTINENTAL CORP (company) — Registrant
- June 25, 2024 (date) — Date of Report
- MARYLAND (jurisdiction) — State of incorporation
- 811-00266 (filing_id) — Commission File Number
- 13-5441850 (tax_id) — I.R.S. Employer Identification No.
- 290 Congress Street, Boston, Massachusetts 02210 (address) — Principal executive offices
- (800) 345-6611 (phone_number) — Registrant's telephone number
FAQ
What is the primary purpose of this 8-K filing for Tri-Continental Corporation?
The filing is a Current Report pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934, indicating routine corporate disclosures and regulatory compliance.
On what date was this 8-K report filed?
The report was filed on June 25, 2024.
In which jurisdiction is Tri-Continental Corporation incorporated?
Tri-Continental Corporation is incorporated in Maryland.
What is the principal executive office address for Tri-Continental Corporation?
The principal executive offices are located at 290 Congress Street, Boston, Massachusetts 02210.
Does the filing mention any specific material events or changes?
Based on the provided text, the filing appears to be a standard 8-K for regulatory purposes and does not detail specific material events like acquisitions, earnings, or executive changes.
Filing Stats: 401 words · 2 min read · ~1 pages · Grade level 11.5 · Accepted 2024-06-25 12:27:57
Filing Documents
- d835294d8k.htm (8-K) — 26KB
- d835294dex991.htm (EX-99.1) — 5KB
- 0001193125-24-167658.txt ( ) — 182KB
- typr-20240625.xsd (EX-101.SCH) — 4KB
- typr-20240625_def.xml (EX-101.DEF) — 13KB
- typr-20240625_lab.xml (EX-101.LAB) — 21KB
- typr-20240625_pre.xml (EX-101.PRE) — 14KB
- d835294d8k_htm.xml (XML) — 5KB
From the Filing
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2024 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 290 Congress Street , Boston , Massachusetts 02210 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (800) 345-6611 NOT APPLICABLE (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock TY The New York Stock Exchange Preferred Stock TYPR The New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. SECTION 7 — REGULATION FD Item7.01 Regulation FD Disclosure. Registrant is furnishing as Exhibit 99.1 the attached Press Release dated June 25, 2024 for Tri-Continental Corporation. 2 Exhibit Index Exhibit No. Description 99.1 Press Release 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) 3 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: June 25, 2024 TRI-CONTINENTAL CORPORATION By: /s/ Joseph D'Alessandro Joseph D'Alessandro Assistant Secretary 4