Tri-Continental Corp Files 8-K Report
Ticker: TY-P · Form: 8-K · Filed: Sep 5, 2025 · CIK: 99614
| Field | Detail |
|---|---|
| Company | Tri-Continental Corp (TY-P) |
| Form Type | 8-K |
| Filed Date | Sep 5, 2025 |
| Risk Level | low |
| Pages | 1 |
| Reading Time | 2 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: regulatory-filing, 8-k
TL;DR
TRI-CON files standard 8-K, nothing major disclosed yet.
AI Summary
On September 5, 2025, Tri-Continental Corporation filed an 8-K report. The filing primarily concerns Regulation FD Disclosure and Financial Statements and Exhibits. No specific financial figures or material events were detailed in the provided excerpt, but it confirms the company's reporting status.
Why It Matters
This filing indicates Tri-Continental Corporation is meeting its regulatory reporting obligations with the SEC, which is standard practice for publicly traded companies.
Risk Assessment
Risk Level: low — The filing is a routine 8-K report, indicating standard corporate disclosures rather than a material event.
Key Players & Entities
- Tri-Continental Corporation (company) — Registrant
- Maryland (jurisdiction) — State of incorporation
- September 5, 2025 (date) — Date of earliest event reported
FAQ
What is the primary purpose of this 8-K filing for Tri-Continental Corporation?
The filing is for Regulation FD Disclosure and to report Financial Statements and Exhibits, as indicated by the Item Information section.
When was the earliest event reported in this filing?
The earliest event reported is dated September 5, 2025.
In which state is Tri-Continental Corporation incorporated?
Tri-Continental Corporation is incorporated in Maryland.
What is the principal executive office address for Tri-Continental Corporation?
The address is 290 Congress Street, Boston, Massachusetts, 02210.
What is the Commission File Number for Tri-Continental Corporation?
The Commission File Number is 811-00266.
Filing Stats: 430 words · 2 min read · ~1 pages · Grade level 11.4 · Accepted 2025-09-05 11:47:58
Filing Documents
- d64507d8k.htm (8-K) — 26KB
- d64507dex991.htm (EX-99.1) — 8KB
- 0001193125-25-196894.txt ( ) — 179KB
- ty-20250905.xsd (EX-101.SCH) — 4KB
- ty-20250905_def.xml (EX-101.DEF) — 13KB
- ty-20250905_lab.xml (EX-101.LAB) — 21KB
- ty-20250905_pre.xml (EX-101.PRE) — 14KB
- d64507d8k_htm.xml (XML) — 5KB
From the Filing
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2025 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 290 Congress Street , Boston , Massachusetts 02210 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: 800 - 345-6611 NOT APPLICABLE (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock TY The New York Stock Exchange Preferred Stock TYPR The New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. SECTION 7 — REGULATION FD Item7.01 Regulation FD Disclosure. Registrant is furnishing as Exhibit 99.1 the attached Press Release dated September 5, 2025 for Tri-Continental Corporation. SECTION 9 — FINANCIAL STATEMENTS AND EXHIBITS Item9.01 Financial Statements and Exhibits. Registrant is furnishing as Exhibit 99.1 the attached Press Release dated September 5, 2025 for Tri-Continental Corporation. 2 Exhibit Index Exhibit No. 99.1 Press Release 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) 3 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: September 5, 2025 TRI-CONTINENTAL CORPORATION By: /s/ Joseph D'Alessandro Joseph D'Alessandro Assistant Secretary 4