13F-HR: UBS Group AG

AI Summary

13F-HR filing by UBS Group AG.

Risk Assessment

Risk Level: low

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Filing Documents

• primary_doc.html (13F-HR)
• primary_doc.xml (13F-HR) — 5KB
• 32489.html (INFORMATION TABLE)
• 32489.xml (INFORMATION TABLE) — 8943KB
• 0000950123-24-004518.txt ( ) — 8949KB

From the Filing

SEC FORM 13F-HR The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE OMB APPROVAL OMB Number: 3235-0006 Estimated average burden hours per response: 23.8 Report for the Calendar Year or Quarter Ended: 03-31-2024 Check here if Amendment    Amendment Number: This Amendment (Check only one.):    is a restatement.    adds new holdings entries. Institutional Investment Manager Filing this Report: Name: UBS Group AG Address: BAHNHOFSTRASSE 45 Zurich , V8   CH-8001 Form 13F File Number: 028-16612 CRD Number (if applicable): The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Andrew Johnson Title: Head Group Shareholding Reporting Phone: (615) 393-7153 Signature, Place, and Date of Signing: /s/ Andrew Johnson Nashville ,  TN 05-10-2024 [Signature] [City, State] [Date] Report Type (Check only one.):    13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)    13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) X 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Name Form 13F File No. CRD No. (if applicable) SEC File No. (if applicable) CIK UBS ASSET MANAGEMENT AMERICAS INC 028-02682       UBS OCONNOR LLC 028-06327       CREDIT SUISSE AG 028-11379       Form 13F Summary Page Report Summary: Number of Other Included Managers: 9 Form 13F Information Table Entry Total: 18,453 Form 13F Information Table Value Total: 401,538,677,804 (round to nearest dollar) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state “NONE” and omit the column headings and list entries.] No. Name Form 13F File No. CRD No. (if applicable) SEC File No. (if applicable) CIK 1 UBS Financial Services Inc 028-11496       30 UBS AG 028-10396       31 UBS Switzerland AG 028-21410       34 UBS Europe SE 028-21431       35 UBS Bank (Canada) 028-22388       39 UBS La Maison de Gestion 028-21440       40 UBS Securities LLC 028-21410       43 UBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429       44 UBS (Monaco) S.A. 028-22657

View Full Filing

View this 13F-HR filing on SEC EDGAR