UBS Group AG Files 6-K Report

Ticker: UBS · Form: 6-K · Filed: Sep 11, 2024 · CIK: 1610520

Ubs Group Ag 6-K Filing Summary
FieldDetail
CompanyUbs Group Ag (UBS)
Form Type6-K
Filed DateSep 11, 2024
Risk Levellow
Pages1
Reading Time1 min
Sentimentneutral

Sentiment: neutral

Topics: 6-K, foreign-private-issuer, disclosure

Related Tickers: UBS

TL;DR

UBS Group AG filed a 6-K, expect updates on their foreign private issuer status.

AI Summary

On September 11, 2024, UBS Group AG filed a Form 6-K. This filing is a report of a foreign private issuer and includes information related to the company's operations and financial status. The filing lists UBS Group AG and UBS AG as registrants, both with principal executive offices in Zurich, Switzerland.

Why It Matters

This filing provides updated information to investors and the market about UBS Group AG's status as a foreign private issuer, which can impact regulatory oversight and reporting requirements.

Risk Assessment

Risk Level: low — Form 6-K filings are routine disclosures for foreign private issuers and typically do not contain significant new financial or strategic information that would immediately impact stock price.

Key Players & Entities

  • UBS Group AG (company) — Registrant
  • UBS AG (company) — Registrant
  • September 11, 2024 (date) — Filing Date

FAQ

What is the purpose of a Form 6-K filing?

A Form 6-K is a report of foreign private issuers required to be filed pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934, providing information that the registrant makes or is required to make public in its home country, files or is required to file with a stock exchange, or distributes or is required to distribute to its security holders.

Who are the registrants in this filing?

The registrants in this filing are UBS Group AG and UBS AG.

Where are the principal executive offices of UBS Group AG and UBS AG located?

The principal executive offices for both UBS Group AG and UBS AG are located at Bahnhofstrasse 45, 8001 Zurich, Switzerland.

What is the SEC file number for UBS Group AG?

The SEC file number for UBS Group AG is 1-36764.

What is the SIC code for UBS Group AG and UBS AG?

The Standard Industrial Classification (SIC) code for both UBS Group AG and UBS AG is 6021, which corresponds to National Commercial Banks.

Filing Stats: 230 words · 1 min read · ~1 pages · Grade level 19.2 · Accepted 2024-09-11 09:42:46

Filing Documents

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. UBS Group AG By: _/s/ David Kelly______________ Name: David Kelly Title: Managing Director By: _/s/ Ella Campi_______________ Name: Ella Campi Title: Executive Director UBS AG By: _/s/ David Kelly______________ Name: David Kelly Title: Managing Director By: _/s/ Ella Campi_______________ Name: Ella Campi Title: Executive Director Date: September 11, 2024

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