Urban-gro Faces Delisting Concerns

TL;DR

URGN might get delisted, check their listing status.

AI Summary

Urban-gro, Inc. filed an 8-K on October 7, 2025, to report a notice of delisting or failure to satisfy a continued listing rule. The company is based in Lafayette, Colorado, and its SEC file number is 001-39933.

Why It Matters

This filing indicates potential issues with Urban-gro's continued listing on an exchange, which could impact its stock liquidity and investor confidence.

Risk Assessment

Risk Level: high — A notice of delisting or failure to meet listing standards poses a significant risk to the company's stock trading and overall financial health.

Key Players & Entities

• Urban-gro, Inc. (company) — Registrant
• October 7, 2025 (date) — Date of earliest event reported
• 001-39933 (other) — SEC File Number
• Lafayette, Colorado (location) — Principal executive offices

FAQ

Key Financial Figures

• $0.001 — ch registered Common stock, par value $0.001 per share UGRO The Nasdaq Stock Mar
• $1.00 — Stock") had closed at a price of below $1.00 per share, which is the minimum closing
• $2.5 million — aintain minimum stockholders' equity of $2.5 million (the "Stockholders' Equity Requirement"

Filing Documents

• ea0260521-8k_urban.htm (8-K) — 25KB
• 0001213900-25-096824.txt ( ) — 186KB
• ugro-20251007.xsd (EX-101.SCH) — 3KB
• ugro-20251007_lab.xml (EX-101.LAB) — 33KB
• ugro-20251007_pre.xml (EX-101.PRE) — 22KB
• ea0260521-8k_urban_htm.xml (XML) — 4KB

01. Notice

Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing As previously reported, on February 24, 2025, urban-gro, Inc. (the "Company") received a deficiency letter from the Listing Qualifications Department of Nasdaq notifying the Company that, for the last 30 consecutive business days, the bid price for the Company's common stock, par value $0.001 per share (the "Common Stock") had closed at a price of below $1.00 per share, which is the minimum closing price required to maintain continued listing on the Nasdaq Capital Market under Nasdaq Listing Rule 5550(a)(2) (the "Minimum Bid Requirement"). Also as previously reported, on August 28, 2025, the Company received a determination letter (the "Determination") from Nasdaq stating that Nasdaq had determined that the Company did not regain compliance with the Minimum Bid Requirement by August 25, 2025. The Determination stated that the failure to comply with the Minimum Bid Requirement during the compliance period would serve as an additional basis for delisting the Company's securities from the Nasdaq Capital Market and would be considered by a Hearings Panel (the "Panel"), in addition to the Company's failure to comply with (i) Nasdaq Listing Rule 5250(c)(1) due to the Company's delay in filing its Annual Report on Form 10-K for the fiscal year ended December 31, 2024 and its Quarterly Reports on Form 10-Q for the periods ended March 31, June 30, 2025 (the "Timely Filing Requirement"), and (ii) Nasdaq Listing Rule 5550(b)(1), which requires the Company to maintain minimum stockholders' equity of $2.5 million (the "Stockholders' Equity Requirement"). On August 18, 2025, Nasdaq notified the Company that it had determined (the "Prior Determination") that the Company was not in compliance with the Timely Filing Requirement and the Stockholders' Equity Requirement. The Company requested a hearing before the Panel, which hearing has been rescheduled from the previousl

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. URBAN-GRO, INC. Date: October 7, 2025 By: /s/ Bradley Nattrass Name: Bradley Nattrass Title: Chairman and Chief Executive Officer 2

View Full Filing

View this 8-K filing on SEC EDGAR