Urban-gro Faces Delisting Concerns

TL;DR

URGN might get delisted, check the listing rules.

AI Summary

Urban-gro, Inc. filed an 8-K on November 24, 2025, reporting a notice of delisting or failure to satisfy a continued listing rule or standard. The earliest event reported was November 18, 2025. The company is incorporated in Delaware and its principal executive offices are located in Lafayette, Colorado.

Why It Matters

This filing indicates potential issues with Urban-gro's continued listing on an exchange, which could impact its stock trading and investor confidence.

Risk Assessment

Risk Level: high — A notice of delisting or failure to meet listing standards poses a significant risk to the company's stock trading and overall financial health.

Key Players & Entities

• Urban-gro, Inc. (company) — Registrant
• November 18, 2025 (date) — Earliest event reported
• November 24, 2025 (date) — Filing date
• Delaware (jurisdiction) — State of incorporation
• Lafayette, Colorado (location) — Principal executive offices

FAQ

Key Financial Figures

• $0.001 — ch registered Common stock, par value $0.001 per share UGRO The Nasdaq Stock Mar
• $1.00 — ock having had a bid price of less than $1.00 per share for 30 consecutive business d
• $2.5 million — aintain minimum stockholders' equity of $2.5 million (the "Stockholders' Equity Requirement"

Filing Documents

• ea0266979-8k_urban.htm (8-K) — 32KB
• ea026697901ex99-1_urban.htm (EX-99.1) — 7KB
• ex99-1_001.jpg (GRAPHIC) — 11KB
• 0001213900-25-114146.txt ( ) — 220KB
• ugro-20251118.xsd (EX-101.SCH) — 3KB
• ugro-20251118_lab.xml (EX-101.LAB) — 33KB
• ugro-20251118_pre.xml (EX-101.PRE) — 22KB
• ea0266979-8k_urban_htm.xml (XML) — 4KB

01. Notice

Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing As previously reported, on October 14, 2025, urban-gro, Inc. (the "Company") attended a hearing before a Nasdaq Hearings Panel (the "Panel") in connection with a determination letter that the Company received from the Nasdaq Listing Qualifications Department on August 28, 2025 due to the Company's non-compliance with (i) Nasdaq Listing Rule 5550(a)(2) due to the Company's common stock having had a bid price of less than $1.00 per share for 30 consecutive business days (the "Bid Price Rule"), (ii) Nasdaq Listing Rule 5250(c)(1) due to the Company's delay in filing its Annual Report on Form 10-K for the fiscal year ended December 31, 2024 and its Quarterly Reports on Form 10-Q for the periods ended March 31, 2025 and June 30, 2025 (the "Timely Filing Requirement"), and (iii) Nasdaq Listing Rule 5550(b)(1), which requires the Company to maintain minimum stockholders' equity of $2.5 million (the "Stockholders' Equity Requirement"). Also as previously reported, on October 30, 2025, the Company received a notice from Nasdaq notifying the Company that the Panel had determined to grant the Company's request to continue its listing on The Nasdaq Capital Market, conditioned on the Company regaining compliance with the Timely Filing Requirement and the Stockholders' Equity Requirement on or before December 31, 2025 and regaining compliance with the Bid Price Rule on or before January 28, 2026. During the exception period, the Company is required to provide prompt notification to the Panel of any significant event that may affect the Company's compliance with Nasdaq requirements. Any documentation evidencing the Company's compliance will be subject to review by the Panel, which may, in its discretion, request additional information before determining whether the Company has regained compliance. On November 18, 2025, the Company received a determination letter (the "

Forward-Looking Statements

Forward-Looking Statements This Current Report on Form 8-K contains "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. Such forward-looking statements can be identified by the use of words such as "should," "may," "intends," "anticipates," "believes," "estimates," "projects," "forecasts," "expects," "plans," "proposes" and similar expressions. Although the Company believes that the expectations reflected in these forward-looking statements are based on reasonable assumptions, there are a number of risks, uncertainties and other important factors that could cause actual results to differ materially from such forward-looking statements, including the risk that the Company may not regain compliance with the Bid Price Rule, the Timely Filing Requirement or the Stockholders' Equity Requirement, or otherwise fail to meet the requirements for continued listing under applicable Nasdaq Listing Rules, among other risks, uncertainties, and important factors discussed under the heading "Risk Factors" in the Company's Annual Report on Form 10-K for the year ended December 31, 2023, as updated by its other filings with the Securities and Exchange Commission. Forward-looking statements speak only as of the date of the document in which they are contained, and the Company does not undertake any duty to update any forward-looking statements, except as may be required by law. 1

01. Regulation FD Disclosure

Item 7.01. Regulation FD Disclosure. On November 24, 2025, the Company issued a press release disclosing the receipt of the Letter referenced above. A copy of the press release is attached hereto as Exhibit 99.1 and incorporated herein by reference. The information furnished pursuant to Item 7.01 of this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, and shall not be deemed to be incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act, whether made before or after the date hereof, unless specifically identified as being incorporated therein by reference.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Exhibit Description 99.1 Press Release dated November 24, 2025 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) 2

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. URBAN-GRO, INC. Date: November 24, 2025 By: /s/ Bradley Nattrass Name: Bradley Nattrass Title: Chairman and Chief Executive Officer 3

View Full Filing

View this 8-K filing on SEC EDGAR