Upstart Holdings Files 8-K on Shareholder Votes
Ticker: UPST · Form: 8-K · Filed: May 31, 2024 · CIK: 1647639
| Field | Detail |
|---|---|
| Company | Upstart Holdings, INC. (UPST) |
| Form Type | 8-K |
| Filed Date | May 31, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 2 min |
| Key Dollar Amounts | $0.0001 |
| Sentiment | neutral |
Sentiment: neutral
Topics: corporate-governance, shareholder-vote
Related Tickers: UPST
TL;DR
UPST filed an 8-K on shareholder votes - check for governance updates.
AI Summary
Upstart Holdings, Inc. filed an 8-K on May 31, 2024, reporting on matters submitted to a vote of security holders as of May 29, 2024. The filing details the company's corporate information, including its incorporation in Delaware and principal executive offices in San Mateo, California.
Why It Matters
This filing informs investors about significant corporate actions and votes that could impact the company's governance and future direction.
Risk Assessment
Risk Level: low — This is a routine corporate filing detailing a vote of security holders, not a significant financial event.
Key Players & Entities
- Upstart Holdings, Inc. (company) — Registrant
- Delaware (jurisdiction) — State of incorporation
- San Mateo, CA (location) — Principal executive offices
- May 29, 2024 (date) — Date of earliest event reported
- May 31, 2024 (date) — Date of report
FAQ
What is the primary purpose of this 8-K filing?
The primary purpose of this 8-K filing is to report on matters submitted to a vote of security holders.
When was the earliest event reported in this filing?
The earliest event reported in this filing was on May 29, 2024.
What is Upstart Holdings, Inc.'s state of incorporation?
Upstart Holdings, Inc. is incorporated in Delaware.
Where are Upstart Holdings, Inc.'s principal executive offices located?
Upstart Holdings, Inc.'s principal executive offices are located at 2950 S. Delaware Street, Suite 410, San Mateo, CA 94403.
What is the SEC Act under which this form is filed?
This form is filed under the 1934 Act.
Filing Stats: 594 words · 2 min read · ~2 pages · Grade level 12.8 · Accepted 2024-05-31 16:07:21
Key Financial Figures
- $0.0001 — ch registered: Common Stock, par value $0.0001 per share UPST Nasdaq Global Select Mar
Filing Documents
- upst-20240529.htm (8-K) — 33KB
- 0001647639-24-000026.txt ( ) — 159KB
- upst-20240529.xsd (EX-101.SCH) — 2KB
- upst-20240529_lab.xml (EX-101.LAB) — 23KB
- upst-20240529_pre.xml (EX-101.PRE) — 13KB
- upst-20240529_htm.xml (XML) — 3KB
07 Submission of Matters to a Vote of Security Holders
Item 5.07 Submission of Matters to a Vote of Security Holders. Upstart Holdings, Inc. (the "Company") held its annual meeting of stockholders on May 29, 2024. The Company's stockholders voted on the following proposals, which are described in more detail in the Company's definitive proxy statement filed with the United States Securities and Exchange Commission on April 5, 2024: Proposal One - Election of Class I Directors . The following nominees were each elected to serve as Class I directors on the Company's board of directors, each to serve until the Company's 2027 annual meeting of stockholders or until their successors are duly elected and qualified, by the following vote: Name of Nominee Votes For Votes Withheld Broker Non-Votes Dave Girouard 21,875,931 562,958 24,742,404 Jeff Huber 19,538,741 2,900,148 24,742,404 Hilliard C. Terry, III 21,852,910 585,979 24,742,404 Proposal Two - Ratification of the Appointment of Independent Registered Public Accounting Firm . A proposal to ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the current fiscal year ending December 31, 2024, was approved by the following vote: Votes For Votes Against Abstentions 46,329,756 564,182 287,355 Proposal Three - Advisory Vote on the Compensation of Named Executive Officers . A proposal to approve, on an advisory non-binding basis, the compensation of the Company's named executive officers, was approved by the following vote: For Against Abstentions Broker Non-Votes 20,182,404 2,077,758 178,727 24,742,404
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Upstart Holdings, Inc. Dated: May 31, 2024 By: /s/ Scott Darling Scott Darling Chief Legal Officer and Corporate Secretary