Know Labs Faces Delisting Concerns

TL;DR

KNOW might get delisted, major red flag.

AI Summary

Know Labs, Inc. filed an 8-K on February 3, 2025, reporting a notice of delisting or failure to satisfy continued listing rules. The filing indicates potential issues with the company's listing status, with the earliest event reported on January 29, 2025. The company is incorporated in Nevada and its principal executive offices are located in Seattle, WA.

Why It Matters

This filing signals potential instability in Know Labs' stock market presence, which could impact investor confidence and the company's ability to raise capital.

Risk Assessment

Risk Level: high — A notice of delisting directly threatens the company's ability to trade on major exchanges, posing a significant risk to its operations and shareholder value.

Key Players & Entities

• KNOW LABS, INC. (company) — Registrant
• January 29, 2025 (date) — Earliest event reported
• February 3, 2025 (date) — Filing date
• 001-37479 (company) — SEC File Number
• 90-0273142 (company) — IRS Employer Identification Number

FAQ

Key Financial Figures

• $0.001 K — ch registered Common Stock, par value $0.001 KNW NYSE American LLC Indicate by chec
• $0.001 — , the Company's common stock, par value $0.001 per share (the " Common Stock "), from

Filing Documents

• knwn_8k.htm (8-K) — 29KB
• knwn_ex991.htm (EX-99.1) — 9KB
• 0001654954-25-001064.txt ( ) — 163KB
• knwn-20250129.xsd (EX-101.SCH) — 6KB
• knwn-20250129_lab.xml (EX-101.LAB) — 14KB
• knwn-20250129_cal.xml (EX-101.CAL) — 1KB
• knwn-20250129_pre.xml (EX-101.PRE) — 9KB
• knwn-20250129_def.xml (EX-101.DEF) — 2KB
• knwn_8k_htm.xml (XML) — 4KB

01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On January 29, 2025, NYSE American LLC (" NYSE American " or the " Exchange ") publicly announced and provided a notice to Know Labs, Inc. (the " Company ") that the NYSE Regulation has suspended trading of, and determined to commence proceedings to delist, the Company's common stock, par value $0.001 per share (the " Common Stock "), from NYSE American. NYSE Regulation has determined that the Company is no longer suitable for listing pursuant to Section 1003(f)(v) of the NYSE American Company Guide (the " Company Guide ") due to the low selling price of the Common Stock. The Company has a right to a review of the staff's determination to delist the Company's common stock by the Listings Qualifications Panel of the Committee for Review of the Board of Directors of the NYSE American. The Company's request for such a review must be made by February 5, 2025. The Company intends to request a review of the staff's determination and appeal this determination, however, there can be no assurance that the appeal will be successful. The NYSE will apply to the Securities and Exchange Commission to delist the Company's common stock pending completion of applicable procedures, including any appeal by the Company of the staff's determination. The Company's common stock began trading under the trading symbol " KNWN " on the OTC Pink Market operated on the OTC Markets system effective with the open of the markets on January 30, 2025. The Company intends to apply to have its common stock quoted on the OTCQB on the OTC Markets; however, there can be no assurances that its common stock will be approved, or will continue, to be traded on such market.

01 Other Events

Item 8.01 Other Events. On January 30, 2025, the Company issued a press release discussing the matters disclosed in Item 3.01 above. A copy of the press release is included herewith as Exhibit 99.1, which is incorporated by reference into this Item 8.01.

Forward-Looking Statements

Forward-Looking Statements This Current Report on Form 8-K contains certain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. These forward-looking statements are based upon current expectations and involve certain risks and uncertainties, including the trading in the Company's Securities on the NYSE American and the Company's ability to appeal the delisting of the Securities by NYSE American. Additional information and key risks applicable to these statements are described in the Company's reports on Forms 8-K, 10-Q and 10-K and other filings the Company makes with the SEC. All of the forward-looking statements in this Current Report on Form 8-K are qualified by these cautionary statements, and actual results or developments may differ materially from those in these forward-looking statements. The Company assumes no obligation to publicly update or revise any forward-looking statements.

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits 99.1 Press Release dated January 30, 2025 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) 2

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: January 31, 2025 KNOW LABS, INC. /s/ Ronald P. Erickson Name: Ronald P. Erickson Title: Chairman of the Board 3

View Full Filing

View this 8-K filing on SEC EDGAR