Know Labs Files S-1/A Amendment
Ticker: USBC · Form: S-1/A · Filed: Jul 2, 2024 · CIK: 1074828
| Field | Detail |
|---|---|
| Company | Know Labs, Inc. (USBC) |
| Form Type | S-1/A |
| Filed Date | Jul 2, 2024 |
| Risk Level | medium |
| Pages | 15 |
| Reading Time | 18 min |
| Key Dollar Amounts | $0.50, $6.5 million |
| Sentiment | neutral |
Sentiment: neutral
Topics: sec-filing, registration, amendment
Related Tickers: KNWN
TL;DR
Know Labs (KNWN) filed an S-1/A amendment, updating its SEC registration. Watch for potential stock movement.
AI Summary
Know Labs, Inc. filed an S-1/A amendment on July 1, 2024, to its registration statement. The company, formerly known as Visualant Inc. and Starberrys Corp, is incorporated in Nevada and headquartered in Seattle, Washington. This filing relates to a registration statement filed under the Securities Act of 1933, with registration number 333-274080.
Why It Matters
This S-1/A filing indicates Know Labs, Inc. is actively pursuing a securities offering or making significant updates to its public registration, which could impact its capital structure and shareholder value.
Risk Assessment
Risk Level: medium — S-1/A filings often precede or update information about stock offerings, which can introduce dilution or market volatility.
Key Numbers
- 333-274080 — Registration Number (Identifies this specific registration statement with the SEC.)
Key Players & Entities
- Know Labs, Inc. (company) — Registrant
- Visualant Inc. (company) — Former company name
- Starberrys Corp (company) — Former company name
- Ronald P. Erickson (person) — Chief Executive Officer
- 333-274080 (registration_number) — Registration number for the filing
- July 1, 2024 (date) — Filing date of the amendment
FAQ
What is the primary purpose of this S-1/A filing for Know Labs, Inc.?
This S-1/A filing is an amendment to a registration statement under the Securities Act of 1933, indicating updates or changes to the company's previously filed registration details.
When was this amendment filed with the SEC?
The amendment was filed with the SEC on July 1, 2024.
What were Know Labs, Inc.'s former company names?
Know Labs, Inc. was formerly known as Visualant Inc. and Starberrys Corp.
Where is Know Labs, Inc. headquartered?
Know Labs, Inc. is headquartered at 619 Western Avenue, Suite 610, Seattle, Washington 98104.
Who is the Chief Executive Officer of Know Labs, Inc.?
Ronald P. Erickson is the Chief Executive Officer of Know Labs, Inc.
Filing Stats: 4,587 words · 18 min read · ~15 pages · Grade level 15.4 · Accepted 2024-07-01 17:35:58
Key Financial Figures
- $0.50 — stock, at an assumed offering price of $0.50 per unit, which is approximately equal
- $6.5 million — 024 for gross proceeds of approximately $6.5 million. The public offering price per unit wil
Filing Documents
- knwn_s1a.htm (S-1/A) — 1171KB
- knwn_ex11.htm (EX-1.1) — 318KB
- knwn_ex42.htm (EX-4.2) — 86KB
- knwn_ex43.htm (EX-4.3) — 103KB
- knwn_ex44.htm (EX-4.4) — 120KB
- knwn_ex51.htm (EX-5.1) — 15KB
- knwn_ex107.htm (EX-FILING FEES) — 23KB
- knwn_s1img19.jpg (GRAPHIC) — 7KB
- knwn_s1img1.jpg (GRAPHIC) — 7KB
- knwn_ex51img4.jpg (GRAPHIC) — 2KB
- knwn_ex51img2.jpg (GRAPHIC) — 2KB
- 0001654954-24-008492.txt ( ) — 1865KB
USE OF PROCEEDS
USE OF PROCEEDS 28 CAPITALIZATION 29
MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS
MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS 32
BUSINESS
BUSINESS 32 DIRECTORS AND EXECUTIVE OFFICERS 47
EXECUTIVE COMPENSATION
EXECUTIVE COMPENSATION 54
SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT 63 RELATED PARTY TRANSACTIONS OF DIRECTORS AND EXECUTIVE OFFICERS 64
DESCRIPTION OF SECURITIES
DESCRIPTION OF SECURITIES 71 MATERIAL UNITED STATES FEDERAL INCOME TAX CONSIDERATIONS FOR HOLDERS OF OUR COMMON STOCK 79 MARKET FOR OUR COMMON STOCK, DIVIDENDS AND RELATED STOCKHOLDER INFORMATION 78 LEGAL MATTERS 85 EXPERTS 85 WHERE YOU CAN FIND MORE INFORMATION 85 DISCLOSURE OF COMMISSION POSITION ON INDEMNIFICATION FOR SECURITIES ACT LIABILITIES 85 INCORPORATION BY REFERENCE 86 iv Table of Contents ABOUT THIS PROSPECTUS This prospectus constitutes a part of a registration statement on Form S1 (or, together with all amendments and exhibits thereto, the "Registration Statement") filed by us with the Securities and Exchange Commission, or the SEC, under the Securities Act of 1933, as amended, or the Securities Act. As permitted by the rules and regulations of the SEC, this prospectus omits certain information contained in the Registration Statement, and reference is made to the Registration Statement and related exhibits for further information with respect to Know Labs, Inc. and the securities offered hereby. With regard to any statements contained herein concerning the provisions of any document filed as an exhibit to the Registration Statement or otherwise filed with the SEC, in each instance reference is made to the copy of such document so filed. Each such statement is qualified in its entirety by such reference. We incorporate by reference important information into this prospectus. You may obtain the information incorporated by reference without charge by following the instructions under " Where You Can Find More Information ." You should carefully read this prospectus as well as additional information described under " Incorporation of Certain Information by Reference ," before deciding to invest in our securities. You should rely only on the information contained in, or incorporated by reference into, this prospectus or in any related freewriting prospectus. We and the underwriters have not authorized anyone to provide any info