Know Labs Files S-1/A Amendment
Ticker: USBC · Form: S-1/A · Filed: Jul 25, 2024 · CIK: 1074828
| Field | Detail |
|---|---|
| Company | Know Labs, Inc. (USBC) |
| Form Type | S-1/A |
| Filed Date | Jul 25, 2024 |
| Risk Level | medium |
| Pages | 7 |
| Reading Time | 9 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: sec-filing, registration, amendment
Related Tickers: KNOW
TL;DR
KNOW filed an S-1/A, looks like they're still trying to raise capital.
AI Summary
Know Labs, Inc. filed an S-1/A amendment on July 24, 2024, for its registration statement. The company, formerly known as Visualant Inc. and Starberrys Corp, is incorporated in Nevada and headquartered in Seattle, Washington. This filing relates to the registration of securities under the Securities Act of 1933.
Why It Matters
This S-1/A filing indicates Know Labs, Inc. is actively pursuing a securities offering or making significant updates to its registration, which could impact its capital structure and shareholder value.
Risk Assessment
Risk Level: medium — S-1/A filings often relate to capital raises or significant corporate changes, which inherently carry risks for investors.
Key Numbers
- 333-280273 — SEC File Number (Identifies the specific registration filing with the SEC.)
Key Players & Entities
- Know Labs, Inc. (company) — Registrant
- Visualant Inc. (company) — Former company name
- Starberrys Corp (company) — Former company name
- Ronald P. Erickson (person) — Chief Executive Officer
- July 24, 2024 (date) — Filing date
- 333-280273 (dollar_amount) — SEC File Number
FAQ
What is the primary purpose of this S-1/A filing for Know Labs, Inc.?
This S-1/A filing is an amendment to a registration statement under the Securities Act of 1933, indicating updates or actions related to the registration of securities.
When was this amendment filed with the SEC?
The amendment was filed with the SEC on July 24, 2024.
What were Know Labs, Inc.'s former company names?
Know Labs, Inc. was formerly known as Visualant Inc. and Starberrys Corp.
Who is the Chief Executive Officer of Know Labs, Inc. mentioned in the filing?
Ronald P. Erickson is listed as the Chief Executive Officer.
In which state is Know Labs, Inc. incorporated?
Know Labs, Inc. is incorporated in Nevada.
Filing Stats: 2,161 words · 9 min read · ~7 pages · Grade level 10.3 · Accepted 2024-07-24 21:49:42
Filing Documents
- knwn_s1a.htm (S-1/A) — 65KB
- knwn_ex231.htm (EX-23.1) — 2KB
- 0001654954-24-009360.txt ( ) — 68KB
Exhibits
Item 16. Exhibits. (a) Exhibits. Exhibit No. Description 1.1** Form of Underwriting Agreement 3.1 Restatement of the Articles of Incorporation, dated August 11, 2023 (incorporated by reference to the Company's Current Report on Form 8-K, field August 14, 2023) 3.2 Second Amended and Restated Bylaws, dated October 15, 2021 (incorporated by reference to the Company's Current Report on Form 8K, filed December 7, 2021) 3.3 Amended and Restate Series C Certificate of Designation, dated August 11, 2023 (incorporated by reference to the Company's Current Report on Form 8-K filed August 14, 2023) 3.4 Third Amended and Restated Series D Certificate of Designation, dated August 11, 2023 (incorporated by reference to the Company's Current Report on Form 8-K filed August 14, 2023) 3.5 Series D Certificate of Correction of Know Labs, Inc., dated August 11, 2023 (incorporated by reference to the Company's Current Report on Form 8-K filed August 14, 2023) 3.6 Series C Certificate of Correction of Know Labs, Inc., dated August 11, 2023 (incorporated by reference to the Company's Current Report on Form 8-K filed August 14, 2023) 3.7 Certificate of Withdrawal of Series F Preferred Stock, dated August 11, 2023 (incorporated by reference to the Company's Current Report on Form 8-K filed August 14, 2023) 3.8 Certificate of Designation of Series F Preferred Stock (incorporated by reference to the Company's Current Report on Form 8K, filed August 3, 2018) 4.1 Know Labs, Inc. 2021 Equity Incentive Plan (incorporated by reference to the Company's Form S8 Filed December 10, 2021) 4.2** Form of Unit Purchase Option 4.3** Form of Warrant included in the Units 4.4** Warrant Agency Agreement 5.1** Opinion of Dentons Durham Jones Pinegar P.C. 10.1 Form of Preferred Stock and Warrant Purchase Agreement, Form of Amended and Restated Registration Rights Agreement. and Form of Series F Warrant to Purchase common stock by and between Vis
Executive compensation plan or arrangement
Executive compensation plan or arrangement. * Filed herewith. ** Previously filed. 4
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Seattle, State of Washington, on July 24, 2024. Know Labs, Inc. By: /s/ Ronald P. Erickson Ronald P. Erickson Chief Executive Officer and Director Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated. Signature Title Date /s/ Ronald P. Erickson Chief Executive Officer July 24, 2024 Ronald P. Erickson (Principal Executive Officer), Director * Chief Financial Officer July 24, 2024 Peter Conley (Principal Financial and Accounting Officer) * Director July 24, 2024 Jon Pepper * Director July 24, 2024 William A. Owens * Director July 24, 2024 Ichiro Takesako * Director July 24, 2024 John Cronin * Director July 24, 2024 Timothy Londergan * Director July 24, 2024 Larry K. Ellingson * By: /s/ Ronald P. Erickson Name: Ronald P. Erickson Title: Attorney-in-fact 5