Victory Capital Holdings Files 8-K

TL;DR

Victory Capital filed an 8-K, mostly procedural stuff, no major news.

AI Summary

On April 9, 2024, Victory Capital Holdings, Inc. filed an 8-K report. The filing primarily concerns "Other Events" and "Financial Statements and Exhibits," with no specific new financial figures or material events detailed in the provided text. The report confirms the company's identity, incorporation in Delaware, and principal executive offices in San Antonio, TX.

Why It Matters

This filing serves as a routine update and confirmation of corporate information for Victory Capital Holdings, Inc. with the SEC.

Risk Assessment

Risk Level: low — The filing is a standard 8-K report with no indication of new material events or financial distress.

Key Players & Entities

• Victory Capital Holdings, Inc. (company) — Registrant
• Delaware (jurisdiction) — State of incorporation
• San Antonio, TX (location) — Principal executive offices

FAQ

Key Financial Figures

• $0.01 — ich registered Common Stock, Par Value $0.01 VCTR NASDAQ Indicate by check mark

Filing Documents

• d809952d8k.htm (8-K) — 23KB
• d809952dex991.htm (EX-99.1) — 32KB
• g809952g0409210936773.jpg (GRAPHIC) — 2KB
• 0001193125-24-090892.txt ( ) — 179KB
• vctr-20240409.xsd (EX-101.SCH) — 3KB
• vctr-20240409_lab.xml (EX-101.LAB) — 17KB
• vctr-20240409_pre.xml (EX-101.PRE) — 11KB
• d809952d8k_htm.xml (XML) — 3KB

From the Filing

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 9, 2024 Date of Report (date of earliest event reported) Victory Capital Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38388 32-0402956 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 15935 La Cantera Parkway ; San Antonio , TX 78256 (Address of principal executive offices) (Zip Code) (216) 898-2400 (Registrant's telephone number, including area code) Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrants under any of the following provisions (see General Instruction A.2. below): Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock, Par Value $0.01 VCTR NASDAQ Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Item8.01. Other Events. On April 9, 2024, Victory Capital Holdings, Inc., (the "Company") issued a press release reporting certain information about the Company's assets under management ("AUM") as of March 31, 2024. A copy of that press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference. Item9.01. Financial Statements and Exhibits. (d) Exhibits Exhibit Number Description 99.1 Press release reporting March AUM dated April 9, 2024. - 2 - SIGNATURE(S) Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. VICTORY CAPITAL HOLDINGS, INC. Date: April 9, 2024 By: /s/ MICHAEL D. POLICARPO Name: Michael D. Policarpo Title: President, Chief Financial Officer and Chief Administrative Officer - 3 -

View Full Filing

View this 8-K filing on SEC EDGAR