Victory Capital Holdings Files 8-K

TL;DR

VCTR filed an 8-K on 4/16. Standard disclosure, check for details.

AI Summary

On April 16, 2024, Victory Capital Holdings, Inc. filed an 8-K report. The filing primarily concerns Regulation FD Disclosure and Financial Statements and Exhibits. No specific financial figures or material events were detailed in the provided excerpt, but it establishes the filing date and company information.

Why It Matters

This 8-K filing indicates that Victory Capital Holdings, Inc. is providing updates or disclosures to the SEC, which could contain material information for investors.

Risk Assessment

Risk Level: low — The provided excerpt is a standard 8-K filing header and does not contain specific material events or financial data that would indicate a high-risk situation.

Key Players & Entities

• Victory Capital Holdings, Inc. (company) — Registrant
• April 16, 2024 (date) — Date of Report

FAQ

Key Financial Figures

• $0.01 — ich registered Common Stock, Par Value $0.01 VCTR NASDAQ Indicate by check mark

Filing Documents

• d805675d8k.htm (8-K) — 24KB
• d805675dex991.htm (EX-99.1) — 32KB
• g805675g03s23.jpg (GRAPHIC) — 4KB
• g805675g0417020711201.jpg (GRAPHIC) — 1KB
• g805675g0417020711416.jpg (GRAPHIC) — 1KB
• g805675g0417020711627.jpg (GRAPHIC) — 1KB
• g805675g78b08.jpg (GRAPHIC) — 3KB
• 0001193125-24-097956.txt ( ) — 193KB
• vctr-20240416.xsd (EX-101.SCH) — 3KB
• vctr-20240416_lab.xml (EX-101.LAB) — 17KB
• vctr-20240416_pre.xml (EX-101.PRE) — 11KB
• d805675d8k_htm.xml (XML) — 3KB

From the Filing

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 16, 2024 Date of Report (date of earliest event reported) Victory Capital Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38388 32-0402956 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 15935 La Cantera Parkway ; San Antonio , TX 78256 (Address of principal executive offices) (Zip Code) (216) 898-2400 (Registrant's telephone number, including area code) Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrants under any of the following provisions (see General Instruction A.2. below): Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock, Par Value $0.01 VCTR NASDAQ Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Item7.01. Regulation FD Disclosure On April 16, 2024, Victory Capital Holdings, Inc. (the "Company") issued a press release disclosing that it had entered into a non-binding Memorandum of Understanding (MOU) with Amundi to combine Amundi US into the Company, for Amundi to become a strategic shareholder of the Company, and to establish long-term global distribution agreements. A copy of that press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference. The information in this Item 7.01 and Exhibit 99.1 attached hereto is intended to be furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 (the "Exchange Act") or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act, except as expressly set forth by specific reference in such filing. Item9.01. Financial Statements and Exhibits. (d) Exhibits Exhibit Number Description 99.1 Press release dated April 16, 2024. - 2 - SIGNATURE(S) Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. VICTORY CAPITAL HOLDINGS, INC. Date: April 16, 2024 By: /s/ MICHAEL D. POLICARPO Name: Michael D. Policarpo Title: President, Chief Financial Officer and Chief Administrative Officer - 3 -

View Full Filing

View this 8-K filing on SEC EDGAR