Victory Capital Holdings Files 8-K

TL;DR

VCTR filed an 8-K on 7/9. Looks like routine stuff, no major news yet.

AI Summary

On July 9, 2024, Victory Capital Holdings, Inc. filed an 8-K report. The filing primarily concerns "Other Events" and "Financial Statements and Exhibits." No specific financial transactions or material events were detailed in the provided excerpt, suggesting it may be a routine filing or related to exhibit submissions.

Why It Matters

This filing indicates Victory Capital Holdings, Inc. is providing updates or submitting required documentation to the SEC, which is standard for publicly traded companies.

Risk Assessment

Risk Level: low — The provided excerpt of the 8-K filing does not contain information about significant events, financial changes, or executive actions, indicating a low immediate risk.

Key Players & Entities

• Victory Capital Holdings, Inc. (company) — Registrant
• July 09, 2024 (date) — Date of earliest event reported

FAQ

Key Financial Figures

• $0.01 — ch registered Common Stock, Par Value $0.01 VCTR The Nasdaq Global Market Ind

Filing Documents

• vctr-20240709.htm (8-K) — 46KB
• vctr-ex99_1.htm (EX-99.1) — 28KB
• img250556058_0.jpg (GRAPHIC) — 22KB
• 0000950170-24-082478.txt ( ) — 223KB
• vctr-20240709.xsd (EX-101.SCH) — 24KB
• vctr-20240709_htm.xml (XML) — 5KB

01 Other Events

Item 8.01 Other Events. On July 9, 2024, Victory Capital Holdings, Inc. ("Victory" or the "Company") issued a press release announcing that it has entered into definitive agreements with Amundi whereby Amundi's U.S. business (formerly Pioneer Investments) will be combined into Victory in exchange for a 26.1% economic stake in the Company. The parties have also entered into reciprocal 15-year distribution agreements. The closing of the contemplated transactions is subject to customary closing conditions. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit Number Description 99.1 Press Release issued by Victory Capital Holdings, Inc. on July 9, 2024 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

Forward Looking Statements

Forward Looking Statements The forward-looking statements contained in this Form 8-K are qualified by the information contained under the heading "Forward-Looking Statements" in the press release furnished as Exhibit 99.1 hereto. Important Additional Information and Where to Find It This communication is being issued in connection with the proposed acquisition of Amundi Holdings US, Inc. (" Amundi US ") by the Company. In connection with the transaction, the Company intends to file a proxy statement and certain other documents regarding the transaction with the SEC. The definitive version of the proxy statement (if and when available) will be mailed to the Company's stockholders. INVESTORS AND SECURITY HOLDERS ARE URGED TO READ THE PROXY STATEMENT (INCLUDING ANY AMENDMENTS OR SUPPLEMENTS THERETO) AND ANY OTHER RELEVANT DOCUMENTS THAT ARE FILED OR WILL BE FILED WITH THE SEC, CAREFULLY AND IN THEIR ENTIRETY WHEN THEY BECOME AVAILABLE BECAUSE THEY WILL CONTAIN IMPORTANT INFORMATION ABOUT THE TRANSACTIONS CONTEMPLATED BY THE CONTRIBUTION AGREEMENT AND RELATED MATTERS. Investors and security holders may obtain, free of charge, copies of the proxy statement (when it is available) and other documents that are filed or will be filed with the SEC by the Company through the website maintained by the SEC at www.sec.gov or the Investor Relations portion of the Company's website at https://ir.vcm.com. Participants in the Solicitation The Company and certain of its directors, executive officers and other employees may be deemed to be "participants" in the solicitation of proxies from the Company's stockholders with respect to the special meeting of stockholders that will be held to consider and vote upon the approval of the share issuance in connection with the proposed acquisition of Amundi US by the Company. Additional information regarding the identity of the participants, and their respective direct and indirect interests in the transaction, by security holdings

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. VICTORY CAPITAL HOLDINGS, INC. Date: July 9, 2024 By: /s/ MICHAEL D. POLICARPO Name: Michael D. Policarpo Title: President, Chief Financial Officer and Chief Administrative Officer

View Full Filing

View this 8-K filing on SEC EDGAR