Via Renewables Files 8-K for Regulatory Disclosure

TL;DR

Via Renewables filed a standard 8-K for regulatory and financial disclosures.

AI Summary

Via Renewables, Inc. filed an 8-K on June 27, 2024, to report a Regulation FD Disclosure and Financial Statements and Exhibits. The company, formerly known as Spark Energy, Inc., is incorporated in Delaware and headquartered in Houston, Texas. This filing does not contain specific financial figures or transaction details beyond its nature as a regulatory disclosure.

Why It Matters

This 8-K filing serves as a public notification of regulatory compliance and the submission of financial documents, which is standard practice for publicly traded companies.

Risk Assessment

Risk Level: low — The filing is a routine regulatory disclosure and does not contain information that suggests immediate risk or significant changes to the company's operations or financial health.

Key Players & Entities

• Via Renewables, Inc. (company) — Registrant
• Spark Energy, Inc. (company) — Former company name
• June 27, 2024 (date) — Filing date and earliest event reported
• Delaware (jurisdiction) — State of incorporation
• Houston, Texas (location) — Principal executive offices

FAQ

Key Financial Figures

• $0.01 — le Perpetual Preferred Stock, par value $0.01 per share VIASP The NASDAQ Global S
• $8.07 — sion right (the "Conversion Right") for $8.07 per share in cash. The Conversion Right

Filing Documents

• via_8k.htm (8-K) — 27KB
• via_ex991.htm (EX-99.1) — 11KB
• via_ex992.htm (EX-99.2) — 24KB
• 0001654954-24-008289.txt ( ) — 193KB
• viaren-20240627.xsd (EX-101.SCH) — 6KB
• viaren-20240627_lab.xml (EX-101.LAB) — 14KB
• viaren-20240627_cal.xml (EX-101.CAL) — 1KB
• viaren-20240627_pre.xml (EX-101.PRE) — 9KB
• viaren-20240627_def.xml (EX-101.DEF) — 2KB
• via_8k_htm.xml (XML) — 4KB

01 Other Events

Item 7.01 Other Events. On June 27, 2024, Via Renewables, Inc. (the "Company") provided notice (the "Notice") to holders of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share (the "Series A Preferred Stock") of an optional limited change of control conversion right (the "Conversion Right") for $8.07 per share in cash. The Conversion Right is exercisable at the option of the holders of the Series A Preferred Stock, and may be exercised in whole, in part, or not at all. On June 27, 2024, the Company issued a press release announcing the Notice and Conversion Right. The information in Item 7.01 of this Current Report on Form 8-K, including Exhibits 99.1 and 99.2, are being "furnished" and not "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise subject to the liabilities of that section, and is not incorporated by reference into any registration statement filed by the Company under the Securities Act of 1933, as amended, or the Exchange Act, unless specifically identified therein as being incorporated by reference.

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 99.1 Press Release of Via Renewables, Inc., dated June 27, 2024 99.2 Notice of Limited Optional Conversion Right 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) 2 EXHIBIT INDEX Exhibit No. Description 99.1 Press Release of Via Renewables, Inc., dated June 27, 2024 99.2 Notice of Limited Optional Conversion Right 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) 3

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: June 27, 2024 Via Renewables, Inc. By: /s/ Mike Barajas Name: Mike Barajas Title: Chief Financial Officer 4

View Full Filing

View this 8-K filing on SEC EDGAR