Virtu Financial Files 8-K: Corporate Updates

TL;DR

Virtu Financial filed an 8-K on May 30th, updating corporate info. Nothing major, just housekeeping.

AI Summary

Virtu Financial, Inc. filed an 8-K on May 30, 2024, reporting other events and financial statements. The filing details the company's principal executive offices located at 1633 Broadway, New York, NY 10019, and its telephone number as (212) 418-0100. The report was filed as of June 14, 2024, with the earliest event reported on May 30, 2024.

Why It Matters

This filing provides official updates on Virtu Financial's corporate structure and reporting, which is crucial for investors tracking the company's regulatory compliance and operational details.

Risk Assessment

Risk Level: low — The filing is a routine corporate disclosure and does not appear to contain any material adverse information.

Key Players & Entities

• Virtu Financial, Inc. (company) — Registrant
• 1633 Broadway (location) — Principal executive offices address
• New York (location) — City of principal executive offices
• 10019 (location) — Zip code of principal executive offices
• 212-418-0100 (phone_number) — Registrant's telephone number
• May 30, 2024 (date) — Date of earliest event reported
• June 14, 2024 (date) — Filing date

FAQ

Key Financial Figures

• $0.00001 — ered: Class A common stock, par value $0.00001 per share VIRT The Nasdaq Stock Mar
• $500 million — lor Co-Issuer, of a private offering of $500 million aggregate principal amount of senior fi
• $1,245 million — n credit facilities consisting of (i) a $1,245 million senior secured first lien term loan fac
• $300 million — term loan facility due 2031 and (ii) a $300 million senior secured first lien revolving cre

Filing Documents

• eh240494285_8k.htm (8-K) — 27KB
• eh240494285_ex9901.htm (EX-99.1) — 7KB
• eh240494285_ex9902.htm (EX-99.2) — 12KB
• eh240494285_ex9903.htm (EX-99.3) — 15KB
• logo.jpg (GRAPHIC) — 7KB
• 0000950142-24-001619.txt ( ) — 253KB
• virt-20240530.xsd (EX-101.SCH) — 3KB
• virt-20240530_lab.xml (EX-101.LAB) — 33KB
• virt-20240530_pre.xml (EX-101.PRE) — 22KB
• eh240494285_8k_htm.xml (XML) — 3KB

01 Other Events

Item 8.01 Other Events. On May 30, 2024, Virtu Financial, Inc. (the "Company") issued a press release announcing that it intended to hold one or more meetings with potential investors with respect to a potential opportunistic offering of senior secured first lien notes, the proceeds of which were expected to be used to repay a portion of the outstanding borrowings under its senior secured first lien term loan facility due 2029. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated by reference herein. On June 10, 2024, the Company issued a press release announcing the commencement by its subsidiaries, VFH Parent LLC and Valor Co-Issuer, of a private offering of $500 million aggregate principal amount of senior first lien notes due 2031 (the "notes"). A copy of the press release is attached hereto as Exhibit 99.2 and is incorporated by reference herein. On June 13, 2024, the Company issued a press release announcing the pricing of the notes offering described above and the allocation of new senior secured first lien credit facilities consisting of (i) a $1,245 million senior secured first lien term loan facility due 2031 and (ii) a $300 million senior secured first lien revolving credit facility available through 2027. A copy of the press release is attached hereto as Exhibit 99.3 and is incorporated by reference herein. The notes have not been and will not be registered under the Securities Act of 1933, as amended (the "Securities Act") or the securities laws of any state or other jurisdiction, and may not be offered or sold in the United States or to U.S. persons absent registration or an applicable exemption from such registration requirements. Accordingly, the notes are being offered and sold only to persons reasonably believed to be qualified institutional buyers in reliance on Rule 144A under the Securities Act and to certain non-U.S. persons in transactions outside the United

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Document Description 99.1 Press Release dated May 30, 2024. 99.2 Press Release dated June 10, 2024. 99.3 Press Release dated June 13, 2024. 104 Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document. 2

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized. VIRTU FINANCIAL, INC. By: /s/ Justin Waldie Name: Justin Waldie Title: Senior Vice President, Secretary and General Counsel Dated: June 13, 2024 3

View Full Filing

View this 8-K filing on SEC EDGAR