Vivakor, Inc. Files 8-K with Regulatory Updates

Ticker: VIVK · Form: 8-K · Filed: Sep 24, 2024 · CIK: 1450704

Sentiment: neutral

Topics: regulatory-filing, 8-K, disclosure

TL;DR

Vivakor filed an 8-K on 9/24 for events on 9/20, covering Reg FD, other events, and financials.

AI Summary

Vivakor, Inc. filed an 8-K on September 24, 2024, reporting events that occurred on September 20, 2024. The filing includes information related to Regulation FD Disclosure, Other Events, and Financial Statements and Exhibits. The company is incorporated in Nevada and its principal executive offices are located in Dallas, TX.

Why It Matters

This 8-K filing provides important updates and disclosures from Vivakor, Inc. to the SEC, which can affect investor understanding of the company's current status and operations.

Risk Assessment

Risk Level: low — This filing is a routine 8-K reporting standard corporate events and disclosures, not indicating immediate significant financial or operational changes.

Key Players & Entities

FAQ

What is the primary purpose of this Form 8-K filing for Vivakor, Inc.?

The Form 8-K filing serves to report significant events and information, including Regulation FD Disclosures, Other Events, and Financial Statements and Exhibits, as of September 20, 2024.

When was this 8-K filing submitted to the SEC?

The 8-K filing was submitted to the SEC on September 24, 2024.

What is Vivakor, Inc.'s state of incorporation?

Vivakor, Inc. is incorporated in Nevada.

Where are Vivakor, Inc.'s principal executive offices located?

Vivakor, Inc.'s principal executive offices are located at 5220 Spring Valley Road, Suite 500, Dallas, TX 75254.

What standard industrial classification is listed for Vivakor, Inc.?

The standard industrial classification listed for Vivakor, Inc. is Refuse Systems [4953].

Filing Stats: 1,216 words · 5 min read · ~4 pages · Grade level 15 · Accepted 2024-09-24 15:49:31

Filing Documents

01

ITEM 7.01 REGULATION FD DISCLOSURE On September 24, 2024, the Company issued a press release announcing the Company's Board of Directors approval and authorization to close the transactions contemplated by the MIPA, with such closing set for October 1, 2024. A copy of the press release is furnished with this Current Report as Exhibit 99.1 . The information in this Item 7.01 of this Current Report on Form 8-K, including Exhibit 99.1 attached hereto, shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to liability under such section, nor shall it be deemed incorporated by reference in any of our filings under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filing, unless expressly incorporated by specific reference in such filing.

01

ITEM 8.01 OTHER EVENTS . At a meeting held on September 20, 2024, Vivakor, Inc's (the "Company") Board of Directors authorized and approved the closing of the transactions contemplated by the previously-disclosed Membership Interest Purchase Agreement dated March 21, 2024 (the "MIPA") by and between the Company, Jorgan Development, LLC, a Louisiana limited liability company ("Jorgan") and JBAH Holdings, LLC, a Texas limited liability company ("JBAH" and, together with Jorgan, the "Sellers"), as the equity holders of Endeavor Crude, LLC, a Texas limited liability company, Equipment Transport, LLC, a Pennsylvania limited liability company, Meridian Equipment Leasing, LLC, a Texas limited liability company, and Silver Fuels Processing, LLC, a Texas limited liability company (collectively, the "Endeavor Entities"), with the closing to be effective on October 1, 2024 (the "Closing"). On September 24, 2024, the Company issued a press release providing an update on the on the closing of its previously announced acquisition of Endeavor Entities. A copy of the press release is attached as Exhibit 99.1 hereto and is incorporated herein by reference.

FINANCIAL STATEMENTS AND EXHIBITS

FINANCIAL STATEMENTS AND EXHIBITS.

Financial Statements of Business Acquired

Financial Statements of Business Acquired . (d) Exhibits. In reviewing the agreements included or incorporated by reference as exhibits to this Current Report on Form 8-K, please remember that they are included to provide investors with information regarding their terms and are not intended to provide any other factual or disclosure information about the Company or the other parties to the agreements. The agreements may contain representations and warranties by each of the parties to the applicable agreement. These representations and warranties have been made solely for the benefit of the parties to the applicable agreement and: should not in all instances be treated as categorical statements of fact, but rather as a way of allocating the risk to one of the parties if those statements prove to be inaccurate; have been qualified by disclosures that were made to the other party in connection with the negotiation of the applicable agreement, which disclosures are not necessarily reflected in the agreement; may apply standards of materiality in a way that is different from what may be viewed as material to other investors; and were made only as of the date of the applicable agreement or such other date or dates as may be specified in the agreement and are subject to more recent developments. Accordingly, these representations and warranties may not describe the actual state of affairs as of the date they were made or at any other time. Additional information about the Company may be found elsewhere in this Current Report on Form 8-K and in the Company's periodic and other filings which are available without charge through the SEC's website at http://www.sec.gov. Exhibit No. Title 99.1 Press Release of the Company dated September 24, 2024 2

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. VIVAKOR, INC. Dated: September 24, 2024 By: /s/ James H. Ballengee Name: James H. Ballengee Title: Chairman, President & CEO 3

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