Vivakor, INC. 8-K Filing

FAQ

Key Financial Figures

• $575,000 — ), in the aggregate principal amount of $575,000 in connection with a Securities Purchas
• $500,000, b — lders (the "SPA"). The Company received $500,000, before fees. On December 4, 2025, the Co
• $45,738.82 — the Holders converting an aggregate of $45,738.82 of the principal amount and interest du
• $5,117,647.06 — ), in the aggregate principal amount of $5,117,647.06 in connection with a Securities Purchas
• $4,350,000 — the Lender Notes, the Company received $4,350,000 prior to deducting customary fees. On
• $100,000 — Conversion from the Lenders converting $100,000 and $19,750 of the amounts due under th
• $19,750 — rom the Lenders converting $100,000 and $19,750 of the amounts due under the Lender Not

Filing Documents

• vivakorinc_8k.htm (8-K) — 31KB
• vivakorinc_ex99-1.htm (EX-99.1) — 11KB
• ex99-1_001.jpg (GRAPHIC) — 31KB
• 0001829126-25-009863.txt ( ) — 253KB
• vivk-20251204.xsd (EX-101.SCH) — 3KB
• vivk-20251204_lab.xml (EX-101.LAB) — 33KB
• vivk-20251204_pre.xml (EX-101.PRE) — 22KB
• vivakorinc_8k_htm.xml (XML) — 4KB

02

Item 3.02 Unregistered Sales of Equity Securities As previously reported, between May 14, 2025 and May 19, 2025, the Company issued convertible promissory notes (the "Notes"), to several accredited investors (the "Holders"), in the aggregate principal amount of $575,000 in connection with a Securities Purchase Agreement entered into by and between the Company and the Holders (the "SPA"). The Company received $500,000, before fees. On December 4, 2025, the Company received a Notice of Conversion (the "Holder's Notice of Conversion") from one of the Holders converting an aggregate of $45,738.82 of the principal amount and interest due under the Notes into 964,954 shares of the Company's common stock (the "Holder's Shares"). Pursuant to the terms of the Note and the Holder's Notice of Conversion, the Company issued the Holder's Shares. The Holder's Shares were issued without a Rule 144 restrictive legend pursuant to a legal opinion received by the Company and its transfer agent. The issuances of the foregoing securities were exempt from registration pursuant to Section 4(a)(2) of the Securities Act promulgated thereunder as the holder is an accredited investor and familiar with our operations. As previously reported, between June 6, 2025 and June 9, 2025, the Company issued convertible promissory notes (the "Lender Notes"), to seven non-affiliated accredited investors (the "Lenders"), in the aggregate principal amount of $5,117,647.06 in connection with a Securities Purchase Agreement entered into by and between the Company and the Lenders (the "Lender SPA"). Under the terms of the Lender SPA and the Lender Notes, the Company received $4,350,000 prior to deducting customary fees. On December 8, 2025 and December 9, 2025, the Company received two Notices of Conversion from the Lenders converting $100,000 and $19,750 of the amounts due under the Lender Notes into 2,262,443 and 500,000 shares of the Company's common stock (the "Lender Shares"), respectively. Pursuan

01

ITEM 7.01 Regulation FD Disclosure. On December 4, 2025, Vivakor, Inc. ("Vivakor" or the "Company") issued a press release announcing initiation of an international fuel transaction into Mexico utilizing Vivakor Supply & Trading, LLC, a wholly-owned subsidiary of Vivakor. The full text of the press release is attached to this Current Report on Form 8-K (this "Report") as Exhibit 99.1 and is incorporated herein by reference in this Item 7.01. A copy of the press release is furnished as Exhibits 99.1 of this Report. The press release furnished herewith, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that Section and shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

Financial Statements and Exhibits

Financial Statements and Exhibits. (d) Exhibits Exhibit No. Title 99.1* Press Release dated December 4, 2025 Regarding International Fuel Transaction in Mexico 104 Cover Page Interactive Data File (formatted as Inline XBRL). * These exhibits are deemed to be "furnished" and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or incorporated by reference in any filing under the Exchange Act or the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing. 1

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. VIVAKOR, INC. Dated: December 10, 2025 By: /s/ James H. Ballengee Name: James H. Ballengee Title: Chairman, President & CEO 2

View Full Filing

View this 8-K filing on SEC EDGAR