Valley National Bancorp Files 8-K on Security Holder Rights

Ticker: VLYPN · Form: 8-K · Filed: Aug 5, 2024 · CIK: 714310

Valley National Bancorp 8-K Filing Summary
FieldDetail
CompanyValley National Bancorp (VLYPN)
Form Type8-K
Filed DateAug 5, 2024
Risk Levellow
Pages4
Reading Time5 min
Key Dollar Amounts$25
Sentimentneutral

Sentiment: neutral

Topics: corporate-governance, filing, regulatory

Related Tickers: VLY

TL;DR

VLY filed an 8-K on 7/31, changes to security holder rights and bylaws.

AI Summary

Valley National Bancorp filed an 8-K on August 5, 2024, reporting events as of July 31, 2024. The filing primarily concerns material modifications to the rights of security holders and amendments to its articles of incorporation or bylaws, along with financial statements and exhibits.

Why It Matters

This filing indicates potential changes affecting the rights of Valley National Bancorp's security holders and amendments to its corporate governance documents.

Risk Assessment

Risk Level: low — The filing is a routine disclosure of corporate actions and does not immediately suggest significant financial distress or operational risk.

Key Players & Entities

  • Valley National Bancorp (company) — Registrant
  • July 31, 2024 (date) — Date of earliest event reported
  • August 5, 2024 (date) — Filing date

FAQ

What specific material modifications to the rights of security holders are being reported?

The filing indicates "Material Modifications to Rights of Security Holders" as an item information, but the specific details of these modifications are not elaborated in the provided text.

What amendments have been made to Valley National Bancorp's articles of incorporation or bylaws?

The filing lists "Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year" as an item information, but the specific amendments are not detailed in the provided text.

What is the significance of the 'Financial Statements and Exhibits' item listed?

This indicates that financial statements and other relevant exhibits are being filed along with this 8-K report, which would provide further details on the company's financial status and the matters discussed.

What is Valley National Bancorp's primary industry classification?

Valley National Bancorp is classified under "NATIONAL COMMERCIAL BANKS" with SIC code 6021.

When is Valley National Bancorp's fiscal year end?

Valley National Bancorp's fiscal year ends on December 31 (1231).

Filing Stats: 1,262 words · 5 min read · ~4 pages · Grade level 12 · Accepted 2024-08-05 16:45:33

Key Financial Figures

  • $25 — share, with a liquidation preference of $25 per share (the "Series C Preferred Stoc

Filing Documents

Financial Statements and Exhibits

Financial Statements and Exhibits. (d)Exhibits. Exhibit No. Description 1.1 Underwriting Agreement, dated July 29, 2024, by and among the Company, Valley National Bank, and Morgan Stanley & Co. LLC, BofA Securities, Inc., J.P. Morgan Securities LLC, UBS Securities LLC, Wells Fargo Securities, LLC and Keefe, Bruyette & Woods, Inc., as representatives of the Underwriters listed on Schedule A thereto (incorporated by reference to Exhibit 1.1 to the Company's Current Report on Form 8-K filed on July 31, 2024). 3.1 Certificate of Amendment to the Restated Certificate of Incorporation of the Company. 5.1 Opinion of Gary G. Michael regarding the legality of the Series C Preferred Stock. 23.1 Consent of Gary G. Michael (included in Exhibit 5.1 filed herewith). 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). -3- SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: August 5, 2024 VALLEY NATIONAL BANCORP By: /s/ Gary G. Michael Gary G. Michael Executive Vice President, General Counsel & Corporate Secretary -4-

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