Voya Financial Files 8-K for Regulation FD Disclosure

Ticker: VOYA-PB · Form: 8-K · Filed: Apr 9, 2024 · CIK: 1535929

Voya Financial, Inc. 8-K Filing Summary
FieldDetail
CompanyVoya Financial, Inc. (VOYA-PB)
Form Type8-K
Filed DateApr 9, 2024
Risk Levellow
Pages3
Reading Time3 min
Key Dollar Amounts$0.01, $35 million, $45 million, $8 million, $18 million
Sentimentneutral

Sentiment: neutral

Topics: regulation-fd, disclosure

Related Tickers: VOYA

TL;DR

Voya Financial filed an 8-K today for a Reg FD disclosure. No major news, just compliance.

AI Summary

On April 9, 2024, Voya Financial, Inc. filed an 8-K report. The filing primarily concerns a Regulation FD Disclosure, indicating that the company is providing material information to the public. No specific financial transactions or material events beyond the disclosure itself are detailed in the provided excerpt.

Why It Matters

This filing ensures Voya Financial is complying with fair disclosure regulations, providing all investors with access to the same material information simultaneously.

Risk Assessment

Risk Level: low — The filing is a standard regulatory disclosure and does not appear to contain any new material adverse information.

Key Players & Entities

  • Voya Financial, Inc. (company) — Registrant
  • 230 Park Avenue (location) — Principal executive offices address
  • New York (location) — City of principal executive offices
  • 10169 (location) — Zip code of principal executive offices
  • April 9, 2024 (date) — Date of report

FAQ

What is the primary purpose of this 8-K filing by Voya Financial, Inc.?

The primary purpose of this 8-K filing is a Regulation FD Disclosure, as indicated by the filing information.

What is the exact date of the report filed by Voya Financial, Inc.?

The exact date of the report filed by Voya Financial, Inc. is April 9, 2024.

What is the principal executive office address for Voya Financial, Inc.?

The principal executive office address for Voya Financial, Inc. is 230 Park Avenue, New York, New York 10169.

What is Voya Financial, Inc.'s telephone number?

Voya Financial, Inc.'s telephone number, including area code, is (212) 309-8200.

What is the SIC code for Voya Financial, Inc.?

The Standard Industrial Classification (SIC) code for Voya Financial, Inc. is LIFE INSURANCE [6311].

Filing Stats: 825 words · 3 min read · ~3 pages · Grade level 14.2 · Accepted 2024-04-09 16:15:42

Key Financial Figures

  • $0.01 — n-Cumulative Preferred Stock, Series B, $0.01 par value Indicate by check mark whet
  • $35 million — fees are estimated to be approximately $35 million - $45 million (pre-tax), which is appro
  • $45 million — mated to be approximately $35 million - $45 million (pre-tax), which is approximately $8 mi
  • $8 million — llion (pre-tax), which is approximately $8 million - $18 million below our long-term expec
  • $18 million — x), which is approximately $8 million - $18 million below our long-term expectations, befor

Filing Documents

01 Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure Voya Financial, Inc. (the "Company", "we" and "our") is furnishing this Current Report on Form 8-K to disclose alternative investment income and prepayment fees above (below) long-term expectations prior to the availability of the Company's quarterly earnings release and quarterly financial supplement for the quarter ended March 31, 2024, scheduled for release on April 30, 2024. For the first quarter 2024, the Company's alternative investment income and prepayment fees are estimated to be approximately $35 million - $45 million (pre-tax), which is approximately $8 million - $18 million below our long-term expectations, before variable and incentive compensation. Included in these figures are alternative investment income and prepayment fees in our general account and investment capital returns in our Investment Management segment. The long-term expectation for alternative investments is a 9% annual return, and the long-term expectation for prepayment fees is a 10-basis-point annual contribution to yield. The preliminary financial results presented above are the responsibility of management and have been prepared in good faith on a consistent basis with prior periods. However, we have not completed our financial closing procedures for the three months ended March 31, 2024, and our actual results could be materially different from these preliminary financial results. In addition, Ernst & Young LLP, our independent registered public accounting firm, has not audited, reviewed, compiled, or performed any procedures with respect to these preliminary financial results and does not express an opinion or any other form of assurance with respect to these preliminary financial results or their achievability. During the course of the preparation of our consolidated financial statements and related notes as of and for the three months ended March 31, 2024, we may identify items that would require us to make material adjustments to the preli

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Voya Financial, Inc. (Registrant) By: /s/ My Chi To Name: My Chi To Title: Executive Vice President, Chief Legal Officer and Corporate Secretary Dated: April 9, 2024

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