Voya Financial Files 8-K for Regulation FD Disclosure
Ticker: VOYA-PB · Form: 8-K · Filed: Oct 7, 2024 · CIK: 1535929
| Field | Detail |
|---|---|
| Company | Voya Financial, Inc. (VOYA-PB) |
| Form Type | 8-K |
| Filed Date | Oct 7, 2024 |
| Risk Level | low |
| Pages | 3 |
| Reading Time | 3 min |
| Key Dollar Amounts | $0.01, $22 million, $32 million, $34 million, $24 million |
| Sentiment | neutral |
Sentiment: neutral
Topics: regulation-fd, disclosure
TL;DR
Voya Financial filed an 8-K for a Reg FD disclosure on Oct 7, 2024.
AI Summary
On October 7, 2024, Voya Financial, Inc. filed an 8-K report. The filing primarily concerns a Regulation FD Disclosure, indicating that the company is providing material information to the public. No specific financial transactions or material events beyond this disclosure are detailed in the provided text.
Why It Matters
This filing ensures that Voya Financial is complying with fair disclosure regulations, providing all investors with access to the same material information simultaneously.
Risk Assessment
Risk Level: low — The filing is a standard regulatory disclosure and does not contain information about significant financial changes, risks, or strategic shifts.
Key Players & Entities
- Voya Financial, Inc. (company) — Registrant
- October 7, 2024 (date) — Date of earliest event reported
- 230 Park Avenue, New York, New York 10169 (address) — Principal executive offices
- ING U.S., Inc. (company) — Former company name
- ING America Insurance Holdings, Inc. (company) — Former company name
FAQ
What is the primary purpose of this 8-K filing by Voya Financial?
The primary purpose of this 8-K filing is to provide a Regulation FD Disclosure, ensuring that material information is made available to the public.
On what date was the earliest event reported in this filing?
The earliest event reported in this filing was on October 7, 2024.
What is Voya Financial's principal executive office address?
Voya Financial's principal executive office is located at 230 Park Avenue, New York, New York 10169.
Has Voya Financial had previous company names?
Yes, Voya Financial was formerly known as ING U.S., Inc. and ING America Insurance Holdings, Inc.
Under which section of the Securities Exchange Act is this report filed?
This report is filed pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934.
Filing Stats: 831 words · 3 min read · ~3 pages · Grade level 14.3 · Accepted 2024-10-07 16:16:25
Key Financial Figures
- $0.01 — n-Cumulative Preferred Stock, Series B, $0.01 par value Indicate by check mark whet
- $22 million — fees are estimated to be approximately $22 million - $32 million (pre-tax), which is appro
- $32 million — mated to be approximately $22 million - $32 million (pre-tax), which is approximately $34 m
- $34 million — llion (pre-tax), which is approximately $34 million - $24 million below our long-term expec
- $24 million — ), which is approximately $34 million - $24 million below our long-term expectations, befor
Filing Documents
- voya-20241007.htm (8-K) — 27KB
- 0001535929-24-000091.txt ( ) — 187KB
- voya-20241007.xsd (EX-101.SCH) — 3KB
- voya-20241007_def.xml (EX-101.DEF) — 15KB
- voya-20241007_lab.xml (EX-101.LAB) — 27KB
- voya-20241007_pre.xml (EX-101.PRE) — 16KB
- voya-20241007_htm.xml (XML) — 4KB
01 Regulation FD Disclosure
Item 7.01 Regulation FD Disclosure Voya Financial, Inc. (the "Company", "we" and "our") is furnishing this Current Report on Form 8-K to disclose alternative investment income and prepayment fees above (below) long-term expectations prior to the availability of the Company's quarterly earnings release and quarterly financial supplement for the quarter ended September 30, 2024, scheduled for release on November 4, 2024. For the third quarter 2024, the Company's alternative investment income and prepayment fees are estimated to be approximately $22 million - $32 million (pre-tax), which is approximately $34 million - $24 million below our long-term expectations, before variable and incentive compensation. Included in these figures are alternative investment income and prepayment fees in our general account and investment capital returns in our Investment Management segment. The long-term expectation for alternative investments is a 9% annual return, and the long-term expectation for prepayment fees is a 10-basis-point annual contribution to yield. The preliminary financial results presented above are the responsibility of management and have been prepared in good faith on a consistent basis with prior periods. However, we have not completed our financial closing procedures for the three months and nine months ended September 30, 2024, and our actual results could be materially different from these preliminary financial results. In addition, Ernst & Young LLP, our independent registered public accounting firm, has not audited, reviewed, compiled, or performed any procedures with respect to these preliminary financial results and does not express an opinion or any other form of assurance with respect to these preliminary financial results or their achievability. During the course of the preparation of our consolidated financial statements and related notes as of and for the three months and nine months ended September 30, 2024, we may identify items that would requi
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Voya Financial, Inc. (Registrant) By: /s/ My Chi To Name: My Chi To Title: Executive Vice President, Chief Legal Officer and Corporate Secretary Dated: October 7, 2024