BofA Files SC 13D/A Amendment for Invesco NY Muni Trust

TL;DR

BofA filed an update on its Invesco NY Muni Trust stake. Details TBD.

AI Summary

On December 13, 2024, Bank of America Corp. /DE/ filed an SC 13D/A amendment regarding its holdings in Invesco Trust for Investment Grade New York Municipals. The filing indicates a change in the reporting person's beneficial ownership, though specific new holdings or changes in percentage are not detailed in this excerpt. The filing is an amendment to a previous filing concerning the same subject company.

Why It Matters

This filing signals a potential shift in significant ownership or control of the Invesco Trust for Investment Grade New York Municipals by Bank of America, which could impact the trust's management or investment strategy.

Risk Assessment

Risk Level: medium — SC 13D/A filings often indicate significant changes in beneficial ownership, which can lead to shifts in company strategy or control, introducing potential volatility.

Key Players & Entities

• Bank of America Corp. /DE/ (company) — Reporting Person
• Invesco Trust for Investment Grade New York Municipals (company) — Subject Company
• 0000070858 (company) — Central Index Key for Bank of America Corp. /DE/
• 0000883265 (company) — Central Index Key for Invesco Trust for Investment Grade New York Municipals

FAQ

Key Financial Figures

• $13.6865 — PRICE EXECUTION 08/23/2019 S 5,921 $13.6865 OTC 08/23/2019 B 200 $13.71 NYSE
• $13.71 — 921 $13.6865 OTC 08/23/2019 B 200 $13.71 NYSE 08/23/2019 B 100 $13.71 NYSE
• $13.72 — 100 $13.71 NYSE 08/26/2019 B 100 $13.72 NYSE 08/26/2019 B 200 $13.74 ARCA
• $13.74 — 100 $13.72 NYSE 08/26/2019 B 200 $13.74 ARCA 08/26/2019 B 200 $13.73 OTC
• $13.73 — 200 $13.74 ARCA 08/26/2019 B 200 $13.73 OTC 08/26/2019 B 200 $13.73 OTC
• $13.72 B — 200 $13.74 OTC 08/26/2019 B 100 $13.72 BATS X 08/26/2019 B 200 $13.73 OTC
• $13.75 — 89 $13.72 EDGE X 08/26/2019 B 200 $13.75 OTC 08/26/2019 B 100 $13.72 NYSE
• $13.76 — 24 $13.75 EDGE X 08/26/2019 B 100 $13.76 NYSE 08/26/2019 B 76 $13.76 NYSE
• $13.37 — 132 $13.75 OTC 10/30/2019 B 271 $13.37 OTC 10/30/2019 S 271 $13.37 EDGE
• $13.5886 — 271 $13.37 EDGE X 12/17/2019 B 80 $13.5886 OTC 12/17/2019 S 80 $13.5867 OTC
• $13.5867 — 80 $13.5886 OTC 12/17/2019 S 80 $13.5867 OTC 03/09/2021 S 44 $12.95 NYSE
• $12.95 — 80 $13.5867 OTC 03/09/2021 S 44 $12.95 NYSE 03/09/2021 S 14 $12.95 NYSE
• $10.8657 — 72 $12.95 OTC 04/22/2022 B 2,300 $10.8657 OTC 04/22/2022 S 224 $10.88 OTC
• $10.88 — 300 $10.8657 OTC 04/22/2022 S 224 $10.88 OTC 04/22/2022 S 100 $10.88 OTC
• $10.885 — 100 $10.88 OTC 04/22/2022 S 100 $10.885 OTC 04/22/2022 S 100 $10.86 OTC

Filing Documents

• ef20038227_sc13da.htm (SC 13D/A) — 292KB
• ef20038227_ex99-1.htm (EX-99.1) — 3KB
• 0001140361-24-049423.txt ( ) — 298KB

From the Filing

SC 13D/A 1 ef20038227_sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3 ) INVESCO TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS (Name of Issuer) Series 2015/6 Variable Rate Muni Term Preferred Shares (Title of Class of Securities) 46131T507 (CUSIP Number) Bank of America Corporation Bank of America Corporate Center 100 N. Tryon Street Charlotte, North Carolina 28255 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) August 23, 2019 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box . Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See 240.13d-7(b) for other parties to whom copies are to be sent. The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D/A CUSIP No. 46131T507 1 NAMES OF REPORTING PERSONS Bank of America Corporation 56-0906609 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) 3 SEC USE ONLY 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) WC 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7 SOLE VOTING POWER 0 8 SHARED VOTING POWER 464 9 SOLE DISPOSITIVE POWER 0 10 SHARED DISPOSITIVE POWER 464 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 464 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 100%* 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) HC *The calculation of the percentage of outstanding shares is based on 464 shares of VMTP shares outstanding as of December 2, 2024, as described in the Notice of Intention to Redeem Securities, N-23C-2, filed by Invesco Trust for Investment Grade New York Municipals with the SEC on October 31, 2024. CUSIP No. 46131T507 1 NAMES OF REPORTING PERSONS Banc of America Preferred Funding Corporation 75-2939570 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) 3 SEC USE ONLY 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) WC 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7 SOLE VOTING POWER 0 8 SHARED VOTING POWER 464 9 SOLE DISPOSITIVE POWER 0 10 SHARED DISPOSITIVE POWER 464 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 464 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 100%* 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO *The calculation of the percentage of outstanding shares is based on 464 shares of VMTP shares outstanding as of December 2, 2024, as described in the Notice of Intention to Redeem Securities, N-23C-2, filed by Invesco Trust for Investment Grade New York Municipals with the SEC on October 31, 2024. This Amendment No. 3 (this " Amendment ") amends, as set forth below, the statement on Schedule 13D, dated May 30, 2019 and filed with the SEC on June 7, 2019 (as amended to the date hereof, the " Original Schedule 13D ") for Bank of America Corporation (" BAC ") and Banc of America Preferred Funding Corporation (" BAPFC ") (collectively, the " Reporting Persons ") with respect to the Series 2015/6 Variable Rate Muni Term Preferred Shares (" VMTP Shares ") of Invesco Trust for Investment Grade New York Municipals (the " Issuer "). This Amendment is being filed to disclose previously unreported trades. Item 2. Identity and Background Item 2 of the Original Schedule 13D is hereby amended by deleting Schedule I and Schedule II referenced therein and replacing them with Schedule I and Schedule II included with this Amendment. Item 5. Interest in Securities of the Issuer The Reporting Persons have effected the transactions in securities of the Issuer identified in Schedule III

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View this SC 13D/A filing on SEC EDGAR