Vivos Therapeutics Files 8-K

TL;DR

Vivos Therapeutics filed an 8-K on 9/12/25 for other events and financials.

AI Summary

Vivos Therapeutics, Inc. filed an 8-K on September 12, 2025, reporting "Other Events" and "Financial Statements and Exhibits." The filing does not contain specific details about the nature of these events or financial statements, only that they were submitted.

Why It Matters

This 8-K filing indicates that Vivos Therapeutics has submitted important corporate updates and financial information to the SEC, which could impact investor understanding of the company's current status.

Risk Assessment

Risk Level: low — The filing is a standard procedural report without specific negative or positive financial disclosures.

Key Players & Entities

• Vivos Therapeutics, Inc. (company) — Registrant
• September 12, 2025 (date) — Date of earliest event reported
• Delaware (jurisdiction) — State of incorporation
• 001-39796 (identifier) — Commission file number
• 81-3224056 (identifier) — IRS Employer Identification No.
• 7921 Southpark Plaza, Suite 210 (address) — Principal executive offices
• Littleton, Colorado 80120 (address) — Principal executive offices
• (844) 672-4357 (phone_number) — Registrant's telephone number

FAQ

Key Financial Figures

• $0.0001 — ch registered Common Stock, par value $0.0001 per share VVOS The NASDAQ Stock Mar
• $5,830,572 — time, up to an aggregate sales price of $5,830,572 of its Common Stock (the " Shares "), t

Filing Documents

• form8-k.htm (8-K) — 40KB
• ex5-1.htm (EX-5.1) — 13KB
• ex5-1_001.jpg (GRAPHIC) — 189KB
• 0001641172-25-027210.txt ( ) — 479KB
• vvos-20250912.xsd (EX-101.SCH) — 3KB
• vvos-20250912_lab.xml (EX-101.LAB) — 33KB
• vvos-20250912_pre.xml (EX-101.PRE) — 22KB
• form8-k_htm.xml (XML) — 4KB

From the Filing

UNITED SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): September 12, 2025 Vivos Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39796 81-3224056 (State or other jurisdiction of incorporation or organization) (Commission file number) (IRS Employer Identification No.) 7921 Southpark Plaza , Suite 210 Littleton , Colorado 80120 (Address of principal executive offices) (Zip Code) (844) 672-4357 ( Registrant's telephone number, including area code ) N/A (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock, par value $0.0001 per share VVOS The NASDAQ Stock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Item 8.01 Other Information. As previously reported on Current Report on From 8-K filed on February 14, 2025 (the " February 8-K "), on February 14, 2025, pursuant to a prospectus supplement to a previously filed shelf registration statement on Form S-3 (File No. 333-262554) of Vivos Therapeutics, Inc., (the " Company "), the Company entered into an At The Market Offering Agreement (the " ATM Sales Agreement ") with H.C. Wainwright & Co., LLC, as agent (" Wainwright "), pursuant to which the Company may offer and sell, from time to time through Wainwright shares of the Company's common stock, par value $0.0001 per share (the " Common Stock "). As of the date hereof, the Company has not sold any shares of Common Stock pursuant to the ATM Sales Agreement. On September 12, 2025, the Company filed a prospectus supplement (the " ATM Pro Supp ") Securities and Exchange Commission (the " SEC ") pursuant to which the Company may continue, under the ATM Sales Agreement, to sell, from time to time, up to an aggregate sales price of $5,830,572 of its Common Stock (the " Shares "), through Wainwright as sales agent. The offer and sale of the Shares will be made pursuant to a shelf registration statement on Form S-3 (File No. 333-284834), as amended, initially filed by the Company with the SEC on February 11, 2025 and declared effective by the SEC on September 10, 2025, as supplemented by the ATM Pro Supp filed with the SEC pursuant to Rule 424(b) under the Securities Act of 1933, as amended (the " Securities Act "). This Current Report on Form 8-K shall not constitute an offer to sell or the solicitation of an offer to buy the Common Stock discussed herein, nor shall there be any offer, solicitation, or sale of securities in any state in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state. A copy of the opinion of Ellenoff Grossman & Schole LLP relating to the legality of the Shares is filed as Exhibit 5.1 to this Current Report on Form 8-K and incorporated by reference herein. Please refer to the February 8-K for the full text of the ATM Sales Agreement. Item 9.01 Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Exhibit 5.1 Opinion of Ellenoff Grossman & Schole LLP 23.1 Consent of Ellenoff Grossman & Schole LLP (included in Exhibit 5.1 hereto) 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. VIVOS THERAPEUTICS, INC. Dated: September 12, 2025 By: /s/ R. Kirk Huntsman R. Kirk Huntsman Chief Executive Officer

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View this 8-K filing on SEC EDGAR