Western Alliance Bancorporation Files 8-K
Ticker: WAL-PA · Form: 8-K · Filed: Jun 13, 2024 · CIK: 1212545
| Field | Detail |
|---|---|
| Company | Western Alliance Bancorporation (WAL-PA) |
| Form Type | 8-K |
| Filed Date | Jun 13, 2024 |
| Risk Level | low |
| Pages | 3 |
| Reading Time | 4 min |
| Key Dollar Amounts | $0.0001 |
| Sentiment | neutral |
Sentiment: neutral
Topics: corporate-governance, financial-reporting, sec-filing
Related Tickers: WAL
TL;DR
WAL filed an 8-K on June 12th regarding shareholder votes and financials.
AI Summary
Western Alliance Bancorporation filed an 8-K on June 12, 2024, reporting on matters submitted to a vote of security holders and financial statements. The filing includes details about common stock and non-cumulative preferred stock as of June 12, 2024.
Why It Matters
This filing provides an update on corporate governance and financial reporting for Western Alliance Bancorporation, which is important for investors to understand the company's current status.
Risk Assessment
Risk Level: low — The filing is a routine disclosure of corporate actions and financial information, not indicating any immediate operational or financial distress.
Key Numbers
- 1231 — Fiscal Year End (Indicates the end of the company's annual financial reporting cycle.)
Key Players & Entities
- WESTERN ALLIANCE BANCORPORATION (company) — Registrant
- June 12, 2024 (date) — Date of earliest event reported
- Phoenix, Arizona (location) — Principal executive offices location
- 001-32550 (other) — SEC File Number
FAQ
What specific matters were submitted to a vote of security holders?
The filing indicates that matters were submitted to a vote, but the specific details of these matters are not elaborated upon in the provided text.
What is the significance of the 'Financial Statements and Exhibits' item?
This item signifies that the company is providing updated financial information and supporting documents as part of its regulatory filing.
What is the company's principal executive office address?
The principal executive offices are located at One E. Washington Street, Phoenix, Arizona 85004.
What is the SEC file number for Western Alliance Bancorporation?
The SEC file number is 001-32550.
What is the date of the earliest event reported in this 8-K filing?
The date of the earliest event reported is June 12, 2024.
Filing Stats: 883 words · 4 min read · ~3 pages · Grade level 12.6 · Accepted 2024-06-12 17:55:54
Key Financial Figures
- $0.0001 — ange on which registered Common Stock, $0.0001 Par Value WAL New York Stock Exchange
Filing Documents
- wal-20240612.htm (8-K) — 66KB
- 0001212545-24-000175.txt ( ) — 236KB
- wal-20240612.xsd (EX-101.SCH) — 3KB
- wal-20240612_def.xml (EX-101.DEF) — 17KB
- wal-20240612_lab.xml (EX-101.LAB) — 30KB
- wal-20240612_pre.xml (EX-101.PRE) — 17KB
- wal-20240612_htm.xml (XML) — 4KB
07 Submission of Matters to a Vote of Security Holders
Item 5.07 Submission of Matters to a Vote of Security Holders. On June 12, 2024, the Company held its Annual Meeting of Stockholders (the "Annual Meeting"). The total number of shares of the Company's common stock, par value of $0.0001 per share, voted in person or by proxy at the Annual Meeting was 98,110,087 representing 89.1% of the 110,166,930 shares outstanding and entitled to vote at the Annual Meeting. The Company's stockholders: elected all of the fourteen nominees for director; approved the advisory vote on executive compensation; voted, on an advisory basis, in favor of holding future advisory votes on executive compensation every year; and ratified the appointment of RSM US LLP as the Company's independent registered public accounting firm for 2024. The Company's stockholders did not approve the stockholder-submitted proposal listed below. The matters that were voted upon at the Annual Meeting, and the number of votes cast for or against, as well as the number of abstentions and broker non-votes, as to each such matter are set forth below. Proposal 1 Election of Directors The Company's stockholders elected fourteen directors to each serve for a one-year term expiring in 2025. The voting results were as follows: VOTES FOR VOTES AGAINST ABSTENTIONS BROKER NON-VOTES Bruce D. Beach 86,568,822 1,725,267 172,837 9,643,161 Kevin M. Blakely 87,990,639 300,175 176,112 9,643,161 Juan R. Figuereo 87,190,610 294,612 981,704 9,643,161 Howard N. Gould 87,059,748 1,220,039 187,139 9,643,161 Greta Guggenheim 88,227,184 64,731 175,011 9,643,161 Christopher A. Halmy 88,234,810 55,766 176,350 9,643,161 Mary Chris Jammet 88,138,404 155,921 172,601 9,643,161 Marianne Boyd Johnson 86,069,643 2,223,893 173,390 9,643,161 Mary Tuuk Kuras 88,080,376 208,715 177,835 9,643,161 Robert P. Latta 87,069,422 416,433 981,071 9,643,161 Anthony T. Meola 88,090,675 198,141 178,110 9,643,161 Bryan K. Segedi 87,192,485 1,093,452 180,989 9,643,161 Donald D. Snyder 85,389,397 2
01 Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits The following exhibits are being filed herewith: (d) Exhibits. Exhibit No. Description 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. WESTERN ALLIANCE BANCORPORATION (Registrant) /s/ Dale Gibbons Dale Gibbons Vice Chairman and Chief Financial Officer Date: June 12, 2024