WhiteHorse Finance 8-K: Corporate Details & Nasdaq Listings

Ticker: WHFCL · Form: 8-K · Filed: Jan 22, 2025 · CIK: 1552198

Whitehorse Finance, Inc. 8-K Filing Summary
FieldDetail
CompanyWhitehorse Finance, Inc. (WHFCL)
Form Type8-K
Filed DateJan 22, 2025
Risk Levellow
Pages3
Reading Time4 min
Key Dollar Amounts$0.001
Sentimentneutral

Sentiment: neutral

Topics: corporate-filing, sec-filing, listing-details

Related Tickers: WHF, WHFCL

TL;DR

WHF filed an 8-K confirming its Miami HQ and Nasdaq-listed common stock (WHF) and notes (WHFCL).

AI Summary

On January 17, 2025, WhiteHorse Finance, Inc. (WHF) filed a Form 8-K to report its current activities. The filing confirms the company's principal executive offices are located at 1450 Brickell Avenue, 31st Floor, Miami, Florida, 33131, and its telephone number is (305) 381-6999. The report also lists the company's registered securities, including its common stock (WHF) and 7.875% Notes due 2028 (WHFCL), both traded on The Nasdaq Stock Market LLC.

Why It Matters

This filing provides essential corporate information and confirms the trading symbols and exchange for WhiteHorse Finance's publicly traded securities, which is important for investors and market participants.

Risk Assessment

Risk Level: low — This filing is a routine corporate update and does not contain new financial or operational risks.

Key Players & Entities

  • WhiteHorse Finance, Inc. (company) — Registrant
  • January 17, 2025 (date) — Date of earliest event reported
  • 1450 Brickell Avenue, 31st Floor, Miami, Florida, 33131 (location) — Address of principal executive offices
  • ( 305 ) 381-6999 (phone_number) — Registrant's telephone number
  • WHF (ticker) — Common Stock Trading Symbol
  • The Nasdaq Stock Market LLC (company) — Exchange for WHF and WHFCL
  • 7.875% Notes due 2028 (security) — Registered Debt Instrument
  • WHFCL (ticker) — Notes Due 2028 Trading Symbol

FAQ

What is the primary purpose of this Form 8-K filing?

The primary purpose of this Form 8-K filing is to report current information about WhiteHorse Finance, Inc., including its principal executive offices and the securities it has registered for trading.

Where are WhiteHorse Finance, Inc.'s principal executive offices located?

WhiteHorse Finance, Inc.'s principal executive offices are located at 1450 Brickell Avenue, 31st Floor, Miami, Florida, 33131.

What are the trading symbols and exchanges for WhiteHorse Finance, Inc.'s registered securities?

WhiteHorse Finance, Inc.'s common stock trades under the symbol WHF, and its 7.875% Notes due 2028 trade under the symbol WHFCL, both on The Nasdaq Stock Market LLC.

What is the telephone number for WhiteHorse Finance, Inc.?

The telephone number for WhiteHorse Finance, Inc. is (305) 381-6999.

Does this filing indicate any changes in the company's business operations or financial condition?

No, this filing is a routine corporate update and does not indicate any changes in the company's business operations or financial condition; it primarily confirms corporate details and listings.

Filing Stats: 893 words · 4 min read · ~3 pages · Grade level 12.2 · Accepted 2025-01-22 17:03:56

Key Financial Figures

  • $0.001 — h Registered Common Stock, par value $0.001 per share WHF The Nasdaq Stock Mark

Filing Documents

01. Entry into a Material Definitive Agreement

Item 1.01. Entry into a Material Definitive Agreement. On January 17, 2025 WhiteHorse Finance Credit I, LLC ("WhiteHorse Credit"), a wholly owned subsidiary of WhiteHorse Finance, Inc. (the "Company"), entered into a Tenth Amendment by and among WhiteHorse Credit, as borrower, JPMorgan Chase Bank, National Association, as lender and administrative agent, Citibank, N.A., as collateral agent and securities intermediary, the Company, as portfolio manager, and Virtus Group LP, as collateral administrator (the "Tenth Amendment") to amend the terms of the Fifth Amended and Restated Loan Agreement, dated April 28, 2021 (as previously amended on July 15, 2021, October 4, 2021, January 4, 2022, February 4, 2022, March 30, 2022, April 12, 2023, June 28, 2024, November 21, 2024 and December 19, 2024), by and among WhiteHorse Credit, as borrower, JPMorgan Chase Bank, National Association, as lender and administrative agent, Citibank, N.A., as collateral agent and securities intermediary, the Company, as portfolio manager, and Virtus Group LP, as collateral administrator (as amended, the "Amended Loan Agreement"). The Tenth Amendment, among other things, (i) reduces the applicable margins for interest rates to 2.25%, (ii) extends the non-call period to January 17, 2027, from November 22, 2024, (iii) extends the reinvestment period to January 17, 2028, from January 22, 2025, and (iv) extends the scheduled termination date to January 17, 2030, from November 22, 2025. The description above is only a summary of the modifications pursuant to the Tenth Amendment and is qualified in its entirety by reference to a copy of the Tenth Amendment which attaches the Amended Loan Agreement, a copy of which is filed as Exhibit 10.1 to this Current Report on Form 8-K and is incorporated herein by reference. Item 2.03. Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. The information in Item 1.01 of this Current Report on Form

Forward-Looking Statements

Forward-Looking Statements This Current Report on Form 8-K may contain "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. Statements other than statements of historical facts included in this Current Report on Form 8-K may constitute forward-looking statements and are not guarantees of future performance or results and involve a number of risks and uncertainties. Actual results may differ materially from those in the forward-looking statements as a result of a number of factors, including those described from time to time in filings with the Securities and Exchange Commission. The Company undertakes no duty to update any forward-looking statement made herein. All forward-looking statements speak only as of the date of this Current Report on Form 8-K.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits 10.1 Tenth Amendment to Fifth Amended and Restated Loan Agreement, dated January 17, 2025, by and among WhiteHorse Finance Credit I, LLC, as borrower, JPMorgan Chase Bank, National Association, as lender and administrative agent, Citibank, N.A., as collateral agent and securities intermediary, WhiteHorse Finance, Inc., as portfolio manager, and Virtus Group LP, as collateral administrator 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: January 22, 2025 WHITEHORSE FINANCE, INC. /s/ Joyson C. Thomas By: Joyson C. Thomas Title: Chief Financial Officer

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