Sami Mnaymneh Amends WhiteHorse Finance Stake
Ticker: WHFCL · Form: SC 13D/A · Filed: May 31, 2024 · CIK: 1552198
| Field | Detail |
|---|---|
| Company | Whitehorse Finance, Inc. (WHFCL) |
| Form Type | SC 13D/A |
| Filed Date | May 31, 2024 |
| Risk Level | medium |
| Pages | 3 |
| Reading Time | 4 min |
| Key Dollar Amounts | $0.001, $12.15 |
| Sentiment | neutral |
Sentiment: neutral
Topics: 13D-filing, shareholder-activity, amendment
Related Tickers: WHF
TL;DR
Sami Mnaymneh updated his 13D on WHF, check for ownership changes.
AI Summary
Sami Mnaymneh, through H.I.G. Capital, LLC, has amended their Schedule 13D filing for WhiteHorse Finance, Inc. on May 29, 2024. This amendment, the eighth such filing, indicates a change in the reporting person's beneficial ownership of the company's common stock. The specific details of the change in ownership percentage or number of shares are not detailed in this excerpt.
Why It Matters
Amendments to Schedule 13D filings signal potential shifts in significant shareholder positions, which can influence stock price and corporate strategy.
Risk Assessment
Risk Level: medium — Schedule 13D filings often precede significant corporate actions or reflect changes in major shareholder influence, warranting close monitoring.
Key Players & Entities
- Sami Mnaymneh (person) — Reporting Person
- H.I.G. Capital, LLC (company) — Associated Company
- WhiteHorse Finance, Inc. (company) — Issuer
- May 29, 2024 (date) — Filing Date
FAQ
What is the specific change in beneficial ownership reported in this amendment?
This excerpt does not specify the exact change in beneficial ownership, only that an amendment (Amendment No. 8) has been filed by Sami Mnaymneh.
Who is the reporting person for this filing?
The reporting person is Sami Mnaymneh, filing in conjunction with H.I.G. Capital, LLC.
What is the CUSIP number for WhiteHorse Finance, Inc. common stock?
The CUSIP number for WhiteHorse Finance, Inc. Common Stock is 96524V 106.
When was the event requiring this filing amendment?
The date of the event which requires filing of this statement is May 29, 2024.
What is the business address of WhiteHorse Finance, Inc.?
The business address of WhiteHorse Finance, Inc. is 1450 Brickell Avenue, 31st Floor, Miami, FL 33131.
Filing Stats: 1,025 words · 4 min read · ~3 pages · Grade level 8.4 · Accepted 2024-05-31 06:04:45
Key Financial Figures
- $0.001 — me of Issuer) Common Stock, Par Value $0.001 Per Share (Title of Class of Securitie
- $12.15 — 00 shares of Common Stock at a price of $12.15 per share in a block. After the sale, t
Filing Documents
- tm2416054d1_sc13da.htm (SC 13D/A) — 29KB
- 0001104659-24-066837.txt ( ) — 30KB
is hereby supplemented as follows
Item 6 is hereby supplemented as follows: Sales Agreement Pursuant to the Sales Agreement, during the period beginning on May 28, 2024 and ending on the date 30 days after May 29, 2024, without the prior written consent of the Purchaser, the Bayside Fund agreed to (i) not directly or indirectly, sell, offer or contract to sell or otherwise dispose of or transfer any of the 1,000,000 shares of Common Stock not sold pursuant to the Sales Agreement, or (ii) enter into any swap or other agreement that transfers, in whole or in part, directly or indirectly, the economic consequences of ownership of the 1,000,000 shares of Common Stock whether any such swap or transaction is to be settled by delivery of shares of Common Stock or other securities of the Company, in cash or otherwise. The summary of the Sales Agreement as described in this Item 6 does not purport to be complete and is qualified in its entirety by reference to the Sales Agreement.
SIGNATURES
SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. May 30, 2024 Date /s/ Marco Collazos, Attorney-in-fact for Sami Mnaymneh Signature Sami Mnaymneh Name