Westwood Holdings Group Files 8-K
Ticker: WHG · Form: 8-K · Filed: Dec 5, 2024 · CIK: 1165002
| Field | Detail |
|---|---|
| Company | Westwood Holdings Group Inc (WHG) |
| Form Type | 8-K |
| Filed Date | Dec 5, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 2 min |
| Key Dollar Amounts | $0.01 |
| Sentiment | neutral |
Sentiment: neutral
Topics: governance, filing, corporate-action
Related Tickers: WHG
TL;DR
WHG filed an 8-K on Dec 5th for bylaw changes and exhibits. No major financial news yet.
AI Summary
Westwood Holdings Group, Inc. filed an 8-K on December 5, 2024, reporting events as of December 2, 2024. The filing primarily concerns amendments to its Articles of Incorporation or Bylaws and includes financial statements and exhibits. No specific financial figures or significant operational changes were detailed in the provided excerpt.
Why It Matters
This filing indicates potential changes to the company's governance or financial reporting structure, which could impact how investors view the company's operations and compliance.
Risk Assessment
Risk Level: low — The filing is procedural and does not disclose immediate financial distress or significant negative events.
Key Numbers
- 001-31234 — SEC File Number (Identifies the company's filing with the SEC.)
- 75-2969997 — IRS Employer Identification No. (Company's tax identification number.)
Key Players & Entities
- WESTWOOD HOLDINGS GROUP, INC. (company) — Registrant
- Delaware (jurisdiction) — State of incorporation
- Dallas, Texas (location) — Principal executive offices
FAQ
What specific amendments were made to the Articles of Incorporation or Bylaws?
The provided excerpt does not detail the specific amendments made to the Articles of Incorporation or Bylaws; it only states that such amendments are reported.
When was the earliest event reported in this 8-K filing?
The earliest event reported in this 8-K filing was on December 2, 2024.
What is the principal business address of Westwood Holdings Group, Inc.?
The principal executive offices are located at 200 Crescent Court, Suite 1200, Dallas, Texas 75201.
What is the fiscal year end for Westwood Holdings Group, Inc.?
The fiscal year end for Westwood Holdings Group, Inc. is December 31.
What is the SIC code for Westwood Holdings Group, Inc.?
The Standard Industrial Classification (SIC) code for Westwood Holdings Group, Inc. is 6282, which corresponds to Investment Advice.
Filing Stats: 507 words · 2 min read · ~2 pages · Grade level 11.9 · Accepted 2024-12-05 16:32:06
Key Financial Figures
- $0.01 — ich Registered Common stock, par value $0.01 per share WHG New York Stock Exchange
Filing Documents
- whg-20241202.htm (8-K) — 25KB
- certificateofamendment12.htm (EX-3.1) — 1KB
- certificateofamendment12001.jpg (GRAPHIC) — 68KB
- certificateofamendment12002.jpg (GRAPHIC) — 120KB
- 0001165002-24-000087.txt ( ) — 433KB
- whg-20241202.xsd (EX-101.SCH) — 2KB
- whg-20241202_lab.xml (EX-101.LAB) — 23KB
- whg-20241202_pre.xml (EX-101.PRE) — 17KB
- whg-20241202_htm.xml (XML) — 3KB
03. AMENDMENTS TO ARTICLES OF INCORPORATION OR BYLAWS; CHANGE IN FISCAL YEAR
ITEM 5.03. AMENDMENTS TO ARTICLES OF INCORPORATION OR BYLAWS; CHANGE IN FISCAL YEAR On February 14, 2024, the Board of Directors (the "Board") of Westwood Holdings Group, Inc. (the "Company") approved an amendment to the Company's Amended and Restated Certificate of Incorporation. The stockholders of the Company voted to approve the amendment to the Company's Amended and Restated Certificate of Incorporation at the Annual Meeting of Stockholders on May 1, 2024. Attached hereto as Exhibit 3.1 is the Certificate of Amendment to the Amended and Restated Certificate of Incorporation of the Company.
01: FINANCIAL STATEMENTS AND EXHIBITS
ITEM 9.01: FINANCIAL STATEMENTS AND EXHIBITS (a) Financial statements of businesses acquired: Not applicable. (b) Pro forma financial information: Not applicable. (c) Exhibits: The following exhibits are furnished with this report: Exhibit Number Description 3.1 Certificate of Amendment to the Amended and Restated Certificat e of Incorporation of the Company dated as of December 2, 2024 . 104 Cover Page Interactive Date File (embedded within the Inline XBRL document)
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: December 2, 2024 WESTWOOD HOLDINGS GROUP, INC. By: /s/ Murray Forbes III Murray Forbes III Chief Financial Officer and Treasurer