Karpus Management Amends Western Asset Inflation-Linked Fund Filing
Ticker: WIA · Form: SC 13D/A · Filed: May 20, 2024 · CIK: 1254370
| Field | Detail |
|---|---|
| Company | Western Asset Inflation-Linked Income Fund (WIA) |
| Form Type | SC 13D/A |
| Filed Date | May 20, 2024 |
| Risk Level | low |
| Pages | 4 |
| Reading Time | 5 min |
| Key Dollar Amounts | $725,352,531, $8.00, $8.04, $8.08, $8.13 |
| Sentiment | neutral |
Sentiment: neutral
Topics: sec-filing, ownership-change, amendment
TL;DR
Karpus Management updated their stake in WESTERN ASSET INFLATION-LINKED INCOME FUND on 5/20/24.
AI Summary
Karpus Management, Inc. filed an amendment (SC 13D/A) on May 20, 2024, regarding their holdings in Western Asset Inflation-Linked Income Fund. The filing indicates a change in their beneficial ownership, though specific new percentage or dollar amounts are not detailed in this excerpt. This is an update to their previous filing.
Why It Matters
This filing signals a potential shift in significant ownership of the Western Asset Inflation-Linked Income Fund, which could influence the fund's strategy or market perception.
Risk Assessment
Risk Level: low — This is a routine amendment to a Schedule 13D filing, indicating a change in beneficial ownership without immediate signs of a hostile takeover or significant distress.
Key Players & Entities
- Karpus Management, Inc. (company) — Filing entity
- Western Asset Inflation-Linked Income Fund (company) — Subject company
- 20240520 (date) — Filing date
FAQ
What specific change in beneficial ownership is Karpus Management, Inc. reporting for Western Asset Inflation-Linked Income Fund?
The filing is an amendment (SC 13D/A) filed on 20240520, indicating a change in beneficial ownership, but the specific details of the change (e.g., new percentage or number of shares) are not provided in this excerpt.
When was this amendment filed with the SEC?
This amendment was filed on May 20, 2024 (20240520).
What is the Central Index Key (CIK) for Western Asset Inflation-Linked Income Fund?
The CIK for Western Asset Inflation-Linked Income Fund is 0001254370.
What is the business address of Karpus Management, Inc.?
The business address for Karpus Management, Inc. is 183 Sully's Trail, Pittsford, NY 14534.
Has Western Asset Inflation-Linked Income Fund undergone previous name changes?
Yes, the fund was formerly known as Western Asset/Claymore Inflation-Linked Securities & Income Fund (name change 20090701) and Western Asset Claymore Inflation-Linked Securities & Income Fund (name change 20070810), among others.
Filing Stats: 1,189 words · 5 min read · ~4 pages · Grade level 8.7 · Accepted 2024-05-20 14:00:23
Key Financial Figures
- $725,352,531 — cially owned by Karpus is approximately $725,352,531.01, excluding brokerage commissions. Th
- $8.00 — TS) Purchase of Common Stock 12,662 $8.00 3/18/2024 Sale of Common Stock (4)
- $8.04 — 3/18/2024 Sale of Common Stock (4) $8.04 3/19/2024 Purchase of Common Stock
- $8.08 — 9/2024 Purchase of Common Stock 120 $8.08 3/22/2024 Purchase of Common Stock
- $8.13 — 3/27/2024 Sale of Common Stock (6) $8.13 3/28/2024 Sale of Common Stock (625
- $8.06 — 1/2024 Sale of Common Stock (1,900) $8.06 4/2/2024 Purchase of Common Stock 6
- $8.05 — 2024 Purchase of Common Stock 6,388 $8.05 4/3/2024 Purchase of Common Stock 3
- $8.07 — 2024 Purchase of Common Stock 3,787 $8.07 4/4/2024 Sale of Common Stock (7)
- $8.01 — 2024 Purchase of Common Stock 5,775 $8.01 4/12/2024 Purchase of Common Stock
- $7.96 — 2024 Purchase of Common Stock 3,800 $7.96 4/19/2024 Sale of Common Stock (20)
- $7.91 — 4/19/2024 Sale of Common Stock (20) $7.91 4/24/2024 Purchase of Common Stock
- $7.85 — 024 Purchase of Common Stock 12,775 $7.85 4/25/2024 Purchase of Common Stock
- $7.92 — 2024 Purchase of Common Stock 9,559 $7.92 4/29/2024 Purchase of Common Stock
- $7.90 — 2024 Purchase of Common Stock 4,288 $7.90 4/30/2024 Sale of Common Stock (130
- $8.02 — /30/2024 Sale of Common Stock (130) $8.02 5/6/2024 Purchase of Common Stock 6
Filing Documents
- karpus-sch13d_18820.htm (SC 13D/A) — 93KB
- 0001072613-24-000516.txt ( ) — 95KB
Business
Owned Kathleen Finnerty Crane Chief Financial Officer 183 Sully’s Trail, Pittsford, New York 14534 125 Shares Thomas Michael Duffy Senior Vice President and Director of Operations 183 Sully’s Trail, Pittsford, New York 14534 0 Shares Daniel Lee Lippincott President and Chief Investment Officer 183 Sully’s Trail, Pittsford, New York 14534 0 Shares Jodi Lee Hedberg Chief Compliance Officer 183 Sully’s Trail, Pittsford, New York 14534 0 Shares Thomas Wayne Griffith Director 17 East Market Street, West Chester, Pennsylvania 19382 0 Shares Carlos Manuel Yuste Director 17 East Market Street, West Chester, Pennsylvania 19382 0 Shares SCHEDULE B Transactions in the Shares in the past sixty (60) days . Nature of the Transaction Shares Purchased/(Sold) Price Per Share($) Date of Purchase / Sale KARPUS MANAGEMENT, INC., D/B/A/ KARPUS INVESTMENT MANAGEMENT (THROUGH THE ACCOUNTS) Purchase of Common Stock 12,662 $8.00 3/18/2024 Sale of Common Stock (4) $8.04 3/19/2024 Purchase of Common Stock 120 $8.08 3/22/2024 Purchase of Common Stock 3,560 $8.08 3/27/2024 Sale of Common Stock (6) $8.13 3/28/2024 Sale of Common Stock (625) $8.08 4/1/2024 Sale of Common Stock (1,900) $8.06 4/2/2024 Purchase of Common Stock 6,388 $8.05 4/3/2024 Purchase of Common Stock 3,787 $8.07 4/4/2024 Sale of Common Stock (7) $8.00 4/11/2024 Purchase of Common Stock 5,775 $8.01 4/12/2024 Purchase of Common Stock 3,800 $7.96 4/19/2024 Sale of Common Stock (20) $7.91 4/24/2024 Purchase of Common Stock 12,775 $7.85 4/25/2024 Purchase of Common Stock 9,559 $7.92 4/29/2024 Purchase of Common Stock 4,288 $7.90 4/30/2024 Sale of Common Stock (130) $8.02 5/6/2024 Purchase of Common Stock 6,650 $8.05 5/7/2024 Sale of Common Stock (6,874) $7.99 5/9/2024 Purchase of Common Stock 15,826 $7.99 5/10/2024 Purchase of Co