Karpus Management Files 13D/A for Western Asset Fund
Ticker: WIA · Form: SC 13D/A · Filed: Sep 18, 2024 · CIK: 1254370
| Field | Detail |
|---|---|
| Company | Western Asset Inflation-Linked Income Fund (WIA) |
| Form Type | SC 13D/A |
| Filed Date | Sep 18, 2024 |
| Risk Level | medium |
| Pages | 4 |
| Reading Time | 5 min |
| Key Dollar Amounts | $74,839,279, $8.02, $7.97, $8.01, $8.14 |
| Sentiment | neutral |
Sentiment: neutral
Topics: sec-filing, 13d-amendment, ownership-change
TL;DR
Karpus Management updated their stake in Western Asset Inflation-Linked Income Fund on 9/18/24.
AI Summary
Karpus Management, Inc. filed an amendment (SC 13D/A) on September 18, 2024, regarding their holdings in Western Asset Inflation-Linked Income Fund. This filing indicates a change in their beneficial ownership, though specific new holdings or dollar amounts are not detailed in this excerpt.
Why It Matters
This filing signals a potential shift in significant ownership of the Western Asset Inflation-Linked Income Fund, which could influence the fund's future strategy or market perception.
Risk Assessment
Risk Level: medium — Schedule 13D filings often indicate activist investor intent or significant stake changes, which can introduce volatility.
Key Players & Entities
- Karpus Management, Inc. (company) — Filing entity
- Western Asset Inflation-Linked Income Fund (company) — Subject company
- 0001072613-24-000709 (filing_id) — Accession number for the filing
- 20240918 (date) — Filing date
FAQ
What specific changes in beneficial ownership are detailed in this SC 13D/A filing?
This excerpt does not specify the exact changes in beneficial ownership, only that an amendment was filed on 20240918.
Who is the filing entity for this SC 13D/A?
The filing entity is Karpus Management, Inc.
What is the subject company of this filing?
The subject company is Western Asset Inflation-Linked Income Fund.
When was this amendment filed?
This amendment was filed on September 18, 2024.
What is the Central Index Key (CIK) for Western Asset Inflation-Linked Income Fund?
The Central Index Key for Western Asset Inflation-Linked Income Fund is 0001254370.
Filing Stats: 1,186 words · 5 min read · ~4 pages · Grade level 8.3 · Accepted 2024-09-18 14:47:40
Key Financial Figures
- $74,839,279 — cially owned by Karpus is approximately $74,839,279.11, excluding brokerage commissions. Th
- $8.02 — COUNTS) Sale of Common Stock (310) $8.02 7/22/2024 Purchase of Common Stock
- $7.97 — 024 Purchase of Common Stock 2,625 $7.97 7/24/2024 Purchase of Common Stock
- $8.01 — /2024 Purchase of Common Stock 200 $8.01 7/29/2024 Purchase of Common Stock
- $8.14 — 024 Purchase of Common Stock 3,000 $8.14 8/1/2024 Sale of Common Stock (125
- $8.11 — /1/2024 Sale of Common Stock (125) $8.11 8/5/2024 Purchase of Common Stock
- $8.10 — /2024 Purchase of Common Stock 600 $8.10 8/6/2024 Purchase of Common Stock
- $8.05 — /2024 Purchase of Common Stock 525 $8.05 8/7/2024 Purchase of Common Stock
- $8.15 — 024 Purchase of Common Stock 2,575 $8.15 8/14/2024 Purchase of Common Stock
- $8.17 — 15/2024 Sale of Common Stock (350) $8.17 8/21/2024 Sale of Common Stock (54
- $8.26 — 21/2024 Sale of Common Stock (545) $8.26 8/22/2024 Sale of Common Stock (2,
- $8.29 — /2024 Sale of Common Stock (2,725) $8.29 8/23/2024 Sale of Common Stock (27
- $8.25 — 23/2024 Sale of Common Stock (270) $8.25 8/26/2024 Sale of Common Stock (1,
- $8.20 — /2024 Sale of Common Stock (1,026) $8.20 8/28/2024 Sale of Common Stock (1,
- $8.21 — /2024 Sale of Common Stock (1,668) $8.21 8/30/2024 Sale of Common Stock (53
Filing Documents
- karpus-sch13d_18853.htm (SC 13D/A) — 92KB
- 0001072613-24-000709.txt ( ) — 94KB
Business
Owned Kathleen Finnerty Crane Chief Financial Officer 183 Sully’s Trail, Pittsford, New York 14534 125 Shares Thomas Michael Duffy Senior Vice President and Director of Operations 183 Sully’s Trail, Pittsford, New York 14534 0 Shares Daniel Lee Lippincott President and Chief Investment Officer 183 Sully’s Trail, Pittsford, New York 14534 0 Shares Jodi Lee Hedberg Chief Compliance Officer 183 Sully’s Trail, Pittsford, New York 14534 0 Shares Thomas Wayne Griffith Director 17 East Market Street, West Chester, Pennsylvania 19382 0 Shares Carlos Manuel Yuste Director 17 East Market Street, West Chester, Pennsylvania 19382 0 Shares SCHEDULE B Transactions in the Shares in the past sixty (60) days . Nature of the Transaction Shares Purchased/(Sold) Price Per Share($) Date of Purchase / Sale KARPUS MANAGEMENT, INC., D/B/A/ KARPUS INVESTMENT MANAGEMENT (THROUGH THE ACCOUNTS) Sale of Common Stock (310) $8.02 7/22/2024 Purchase of Common Stock 2,625 $7.97 7/24/2024 Purchase of Common Stock 200 $8.01 7/29/2024 Purchase of Common Stock 3,000 $8.14 8/1/2024 Sale of Common Stock (125) $8.11 8/5/2024 Purchase of Common Stock 600 $8.10 8/6/2024 Purchase of Common Stock 525 $8.05 8/7/2024 Purchase of Common Stock 2,575 $8.15 8/14/2024 Purchase of Common Stock 400 $8.10 8/15/2024 Sale of Common Stock (350) $8.17 8/21/2024 Sale of Common Stock (545) $8.26 8/22/2024 Sale of Common Stock (2,725) $8.29 8/23/2024 Sale of Common Stock (270) $8.25 8/26/2024 Sale of Common Stock (1,026) $8.20 8/28/2024 Sale of Common Stock (1,668) $8.21 8/30/2024 Sale of Common Stock (53) $8.20 9/5/2024 Purchase of Common Stock 32,253 $8.21 9/6/2024 Purchase of Common Stock 64,623 $8.23 9/9/2024 Purchase of Common Stock 6,334 $8.26 9/10/2024 Purchase of Common Stock 100 $8.22 9/11/2024